It’s Not Over ‘Til It’s Over: AML Issue Validation Best Practices

  • When: November 28, 2018
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Intermediate to Advanced

Validating automated transaction testing and monitoring models provides compliance professionals with a “whole picture” analysis as to what is or isn’t working and what needs enhancement. It can also provide early warning on potential compliance issues. However, organizations face challenges when validating automated transaction testing and monitoring programs, including a lack of resources and inaccurate know your customer data. This webinar will provide best practices and effective methods for validating your overall automated transaction testing and monitoring system development lifecycle.

Learning Objectives

  • Reviewing audit findings to identify systemic issues such as backlogs in screening and/or monitoring
  • Creating a strategic management action plan (MAP) to resolve audit identified issues
  • Developing metrics and quantifying goals for optimal outcomes
  • Examining for the fulfillment of MAPs and risks minimized
  • Understanding common delays and solutions to issue closure

Who Should Attend

  • Compliance Officers
  • Risk Managers
  • On-boarding Managers
  • Relationship Managers


  • Global
  • North America
  • Bank


ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS


Joe Soniat
  • Joe Soniat, CAMS-FCI

  • Vice President – BSA AML Officer
  • Union Bank and Trust


Joe Soniat is the Director of the Financial Intelligence Team and the BSA/AML Officer at Union Bank and Trust; one of the largest community banking organizations in Virginia. Joe worked as a finance officer for the U.S. government from 2002-04 and also serves on the BSA Coalition Advisory Board, which comprises bankers and regulatory representatives from federal and state agencies throughout the fifth district of the Federal Reserve.


Jason Chorlins
  • Jason Chorlins, CAMS

  • Principal | Risk Advisory Services
  • Kaufman Rossin

Bob Pasley
  • Bob Pasley, CAMS

  • Owner
  • Pasley Consulting