Cram for the Exam: Best Prep Strategies for a Regulatory Examination

2 ACAMS Credit

Learning Objectives

Reviewing recent updates to the FFIEC manual to understand implications in areas such as regulatory requirements vs. expectations and tailoring exams to a bank’s unique risk profile

Auditing controls in areas such as onboarding and beneficial ownership determination to affirm strengths of oversight and detect and self-disclose systemic gaps in risk management

Preparing internal stakeholders such as senior managers and business line leaders to discuss issues such as training and SAR filing protocols to demonstrate rigorous culture of compliance


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Członkowie ACAMS

0,00 $

Osoby nienależące do ACAMS

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Who Should Attend?

BSA/AML Officers, Auditors, Risk Management Specialists, Industry Consultants, Legal Services Providers


Global, Banking, FinTech, Credit Unions, Securities, MSBs