Casey
Gilliam, CAMS, CRCM
Casey Gilliam has worked in the financial services and brokerage industries for over 20 years. In her current role as a Business Risk & Control Officer for Wells Fargo, Casey provides governance and oversight of the Front Line Self Assurance Program within Wealth & Investment Management business lines. Prior to joining Wells Fargo, she was an AML Governance Analyst for Scottrade, Inc. Casey started her career in the financial industry in consumer banking where she spent 10 years with US Bank, holding various roles within the retail branches and compliance quality assurance.
Casey received her Bachelor’s Degree in Business Administration from Southern Illinois University at Edwardsville. She holds the Certified Regulatory Compliance Manager (CRCM) and Certified Anti-Money Laundering Specialist (CAMS) designations and currently holds active FINRA Series 7 and 63 registrations.