Joseph
Wong
Joseph Wong has more than 32 years of regulatory and compliance experience and he is currently the Head of Compliance of CICC International (CICC), a top tier China-based investment bank providing a wide range of financial services to institutional, corporate and high net worth individual clients.
In his current role, Joseph covers the full range of compliance spectrum including business advisory functions for Global Markets, Investment Banking, Research, Private Wealth Management, Asset Management, and Private Equity Investments, and other compliance functions like Financial Crime Compliance, Monitoring & Surveillance, and Regulatory Compliance for all CICC Hong Kong and all overseas offices.
Before joining CICC in January 2019, Joseph has worked in various senior compliance positons with a number of international investment banks covering both Hong Kong and Asia Pacific regional roles. Joseph has also worked with the Licensing Department of the Securities and Futures Commission and the Regulations Division of the Hong Kong Stock Exchange before starting his compliance profession in 2001.
Joseph has a Bachelor of Science degree in Economics from University of Leicester, UK, and a Master of Science degree in Accounting and Finance from the London School of Economics, UK.