9:00 AM
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Welcome Remarks
Hue Dang, CAMS-Audit, VP & Global Head of Business Development & New Ventures | Senior Asia Pacific Leader, ACAMS
Honda Chen, Executive Vice President, Taiwan Academy of Banking and Finance
9:00 AM – 9:20 AM
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9:20 AM
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Keynote Address
HSU Yung Chin, Vice Chairperson, Financial Supervisory Commission
9:20 AM – 9:50 AM
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9:50 AM
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Regulatory Update: Analyzing Regional AML Trends and New Developments
• Examining FATF priorities and industry guidance to establish best practices and meet evolving regulatory expectations
• Surveying new and upcoming regulatory changes that may impact AML programs in APAC
• Reviewing the developments in FinTech/ RegTech, and their impact on the financial industry
• Reviewing regulatory guidance on how the financial institution may respond increasing digitization in the industry.
• Analyzing the reaction on new financial crime patterns
Moderator:
Hue Dang, CAMS-Audit, VP & Global Head of Business Development & New Ventures | Senior Asia Pacific Leader, ACAMS
Speaker:
Kral Chen, Chief of the AML/CFT Strategic Planning Section, Anti-Money Laundering Division, Ministry of Justice Investigation Bureau
9:50 AM – 11:00 AM
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11:00 AM
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Morning Break
11:00 AM – 11:20 AM
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11:20 AM
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Sharing Best Practices: Through the Lens of COVID-19 Responses by Financial Institutions
• Discussing the various responses of FIs have to the changes and disruption caused by the pandemic in 2020
• Examining the ‘new’ normal in client onboarding and transaction monitoring.
• Discussing the new and emerging threats as Financial Institutions embark on increasing digitization.
Moderator:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
Speakers:
Vivian Chen, CAMS, First Vice President & CCO, First Bank New York Branch
Ray Liu, CAMS, Head of Legal and Compliance Department, Bank of China Taipei Branch
11:20 AM – 12:20 PM
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12:20 AM
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Noon Break
12:20 PM – 1:20 PM
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1:20 PM
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Combating Financial Crime: Public-Private Partnerships and the investigation of Cases
• Discussing the benefits and impact of an effective Public-Private Partnerships (PPP) in combating money laundering and terrorism financing
• Sharing practical insights on ‘good’ AML Investigation and suspicious activity reporting (SAR)
• Discussing how Financial Institutions can co-operate more effectively with law enforcement with their SAR filings and responses to requests from the law enforcement
Speakers:
Rosalind Lazar, CAMS, Regional AML Director – APAC, ACAMS
Kenneth Pemberton, Regional Head of Complex Investigations, ASP, HSBC
1:20 PM – 2:30 PM
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2:30 PM
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Developing an Effective eKYC Programme
• Reviewing the eKYC developments in APAC and globally
• Discussing the key elements of a risk-based eKYC Programme
• Examining the threats to and the vulnerabilities of an eKYC Programme
• Discussing the effectiveness of countermeasures, including enhanced cybersecurity
Moderator:
Benjamin Chen, CAMS, Managing Consultant, Global Business Services, IBM
Speakers:
Kyoka Li, APAC Director for Sales & Partnership, Fenergo
SHANG Yu Ying, CAMS, Former Vice President, CTBC Bank
2:30 PM – 3:30 PM
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3:30 PM
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Afternoon Break
3:30 PM – 3:50 PM
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3:50 PM
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Effective Use of an Enterprise-Wide Risk Assessment (EWRA) Framework and Methodology
• Reviewing the use of the EWRA for an effective assessment of the risk of money laundering and terrorism financing (ML/TF) to a Financial Institution (FI)
• Discussing how an effective EWRA assessment can provide invaluable insight on a FI’s suspicious activity assessments and reportings.
• Examining how the FI’s EWRA for ML/TF risk can be deployed for an effective assessment of the FI’s Sanctions risk.
Speaker:
Hue Dang, CAMS-Audit, VP & Global Head of Business Development & New Ventures | Senior Asia Pacific Leader, ACAMS
3:50 PM – 4:50 PM
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4:50 PM
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Closing Remarks
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS 公認反洗錢師協會 北亞區反洗錢合規策略總監 許朧方 (CAMS-FCI)
4:50 PM – 5:00 PM
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