Jane
Li, CAMS-Audit
Jane has More than 20 years’ experience in Anti-money laundering and counter-terrorist financing risk management and operation of large global commercial bank and internet financial institution, and AML consulting working experience for financial institutions.
Relevant Experiences
Led to provide financial institution clients with AML management consulting service in AML program construction, customer due diligence consultation, suspicious transaction monitoring and management consulting, sanctions compliance solution, and consulting services such as inspection and risk assessment. Committed to assist financial institutions to implement the AML "risk-based approach" working concept, established an anti-money laundering risk management system that meets regulatory requirements, and effectively prevents money laundering and related criminal activities while financial innovation.
Led AML risk assessment and rectification consultation and cooperation of numerous large financial industry clients including “Big 4” state-owned commercial banks and state policy bank headquarters, foreign banks in China, foreign insurance and Internet insurance companies, securities and funds institutions.
Prior to joining EY, Jane was head of the Anti-money Laundering Center of a top-tier Fin-Tech group/payment institution –
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Built up the AML Center from 10 FTEs to over 100 FTEs and further enhanced AML/CTF governance structure
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Responsible for formulating the implementation of the company's anti-money laundering work plan and related work
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Established the internal control of anti-money laundering, optimizing the interrelated mechanism,
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Led enhancement of AML monitoring system and innovative tools for abnormal trading data analysis
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Built up assessment models for ML risk of customers, merchants and new products, etc.
Prior to joining EY, Jane was Head of AML Division of a leading State-owned bank –
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Established the AML policy and procedures and risk management strategy and risk appetite of the group;
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Promoted implementation of AML regulations and management requirements;
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Reviewed AML policies, systems, procedures and special cases for the relevant business line and overseas branches.
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Organized the construction of suspicious transaction monitoring & STR filing system, customer risk classification system and sanction scanning system to carry out STR/EDD