This topic examines an emerging trend of using social media influencers to perpetrate fraud. Participants will be able to better understand how FINRA Rules 2210 and 2010 apply to the use of social media.
Learning Objectives
Exploring the influence and utilization of social media in perpetrating fraud
Examining FINRA Rules 2210 (Communications with the Public) and 2010 (Standards of Commercial Honor and Principles of Trade), gaining insight into their relevance and application in combating fraudulent practices facilitated through social media
Considering both internal and external communications when evaluating compliance programs’ need to adapt to the evolving media landscape and effectively address fraud orchestrated through social media