With over 15 years of experience experience in Financial Services focusing on Banking, Mahboob Shariff is an Associate Director heading the Structured Finance and the Regulatory Compliance teams including AML and KYC.
He leads a team of 50 plus resources in AML and regulatory compliance and is also involved in project management and strategic initiatives for compliance projects in Anti Money laundering. In this role, Mahboob recently led a team in supporting transaction monitoring and name screening (KYC) activities at a UK Bank under an FCA regulatory commitment. His various projects included leading the team for a Financial Advice look-back project for a large Australian Bank, where the team verified if any client harm was done by reviewing cases, and a Mutual Funds Look-back Compliance Review, for a wealth management client, that involved investigating inappropriate mutual fund switches; as well as review the overall suitability of the recommendation provided by the MF advisors.
Mahboob is the strategic lead to develop large managed services (BAU) activities at GTH for Compliance projects related to AML & KYC.
Mahboob’s educational achievements includes an MBA from Birla Institute of Management.