Joel
Sauer
Director of Senior and Vulnerable Investor Surveillance and Investigations
Charles Schwab
Joel joined Charles Schwab as the Director of Senior and Vulnerable Investor (SVI) Surveillance and Investigations in 2019. He began his financial services career as an Investigator and Assistant Director in Inspections and Compliance at the Texas State Securities Board. He then served as an Examiner and Branch Chief in Examinations in the Fort Worth Regional Office of the U.S. Securities and Exchange Commission. Prior to joining Schwab, he was the Chief Compliance Officer for hedge fund manager Hayman Capital Management and then for private equity firm Lone Star Funds.