Jim
Dowling
Jim Dowling is the founder and President of the Dowling Advisory Group (“DAG”). He has more than 30 years of experience in the areas of anti-money laundering (AML), risk management, fraud and misconduct. His career includes extensive experience as a Special Agent with the IRS Criminal Division, "Big Four" accounting and regulatory compliance. Jim served as the Anti-Money Laundering Advisor to the Executive Office of the President, White House Drug Policy Office. Jim was also a member of FinCEN’s Bank Secrecy Act Advisory Group and a member of OFAC’s Kingpin selection committee.
Jim co-authored the US Money Laundering Threat Assessment and helped develop the government-wide Money Laundering Strategy. He has provided AML training for the U.S. Department of Justice, FinCEN, FBI, CIA, the Federal Reserve and the National Drug Intelligence Center.
Jim has helped numerous depository financial institutions, as well as “non-bank financial institutions” such as casinos, broker dealers and money service businesses (MSBs) improve their AML programs, risk assessments, and policies and procedures in proactive and reactive situations. In the area of fraud and white-collar crime, his investigations have included fraud and misconduct, fraud against financial institutions, Ponzi schemes, theft, and misallocation of funds from corporations and asset tracing.