Herbert
Mazariegos
Herb Mazariegos currently serves as the Chief Global AML Officer for TD Bank Group. He is responsible for TD’s overall Global Anti-Money Laundering, Anti-Terrorist Financing, Economic Sanctions and Anti-Bribery and Corruption programs across TD’s global footprint.
Prior to joining TD in November 2023, Herb was the Enterprise Chief AML Officer for BMO Financial Group from January 2019 to October 2023. Herb was responsible for BMO’s global Anti-Money Laundering, Anti-Terrorist Financing and Economic Sanctions programs across BMO’s global footprint.
Herb served as the U.S. Chief BSA/AML/OFAC Officer, BMO Harris Bank from July 2014 to December 2018, where he was responsible for the U.S. BSA/AML/OFAC Compliance program. Herb led the successful completion of the anti-money laundering regulatory remediation activities in the U.S. Herb was a member of the banks’ Leadership Council for Diversity, Equity, and Inclusion as well as the Co-Chair of BMO’s Black and Latino Advisory Committee in support of BMO’s Diversity, Equity, and Inclusion strategy. He was also the Executive Sponsor of the GenBMO Employee Resource Group, that is focused on career development of the bank’s multi-generational employees with a concentration on millennial employees.
Prior to joining BMO in July 2014, Herb was the Global Head of Bank of America's Financial Intelligence Unit. During his tenure, he was responsible for AML and Economic Sanctions Intelligence, Operations, Technology, and Monitoring and Surveillance programs covering Bank of America’s global footprint. He led strategic anti-money laundering efforts across Compliance, Risk, Global Banking and Markets, Technology and Operations. Herb has also managed large Trading Floor Back-office Operations for Bankers Trust Company.
Herb is an AML subject matter expert and active member of AML industry groups. He is currently the Chair of the Canadian Bankers Association (CBA), Money Laundering Specialist Group. He has a Bachelor of Science degree from Saint Francis College, New York and is a Certified Anti-Money Laundering Specialist (CAMS), Project Management Professional (PMP), Six Sigma Black Belt, and has held FINRA Series 7 and 63 licenses. In addition, Herb serves as a Director on the Board of Arrupe College of Loyola University, Chicago.