Christopher
Dick
Chris Dick is a Director in RSM’s Anti-Money Laundering & Regulatory Compliance consulting practice. He has over 15 years of experience providing AML and sanctions related consulting services to a number of financial institutions and financial services firms; and serves as a firm designated subject matter expert in AML and sanctions compliance.
Prior to joining RSM Chris was at Navigant Consulting, where he focused on AML investigations and due diligence.
Chris’s consulting service experience includes management of regulatory enforcement action remediation projects, “look back” investigations, high risk account reviews, transaction monitoring and OFAC system validation, risk assessment, training and compliance program design/implementation including enhanced due diligence and customer risk rating methodologies. Chris has worked with dozens of financial institutions including banks, credit unions, broker/dealers, insurance companies, mutual funds and foreign and domestic operations of banks based in Europe, Latin America, Australia, the Middle East, Central Asia and East Asia.
Chris has been CAMS certified since 2009 and earned a B.S. in International Economics from Georgetown University.