Andrea
Roller, Esq., CAMS, CFE
Andrea Roller is the Head Conduct Risk Business Practices and Conflicts at Wells Fargo. In this role, Andrea is responsible for driving enterprise-wide business conflicts standards and governance; Andrea manages related policies and governance documents including Sales Practices Risk Management & Oversight Policy, Gifts & Entertainment Policy, Code of Ethics and Business Conduct, and others. Prior to joining Wells Fargo, Andrea was the Head of Regulatory Relations for Santander Bank, where she was responsible for overseeing and managing the bank’s relationship with Federal regulators to drive regulatory accountability and consistent communication throughout business lines. Prior to her banking roles, Andrea worked as both a Financial Investigator and Special Assistant U.S. Attorney in the Economic Crimes Unit of the U.S. Attorney’s Office in Boston, where she investigated and prosecuted complex financial crimes, including securities frauds, money laundering, Ponzi and pyramid schemes, accounts receivable frauds, mortgage frauds, and other financially-motivated frauds. Andrea has testified in many criminal trials regarding fraud schemes and funds tracing. Andrea began her career as a Bank Examiner for the FDIC.
Andrea is a graduate of Suffolk University Law School and Boston University School of Management. Andrea is a Certified Fraud Examiner (CFE) and a Certified Anti-Money Laundering Specialist (CAMS).
Email: andrea.roller@wellsfargo.com