Confidentiality and “safe harbor” are supposed to underpin the Suspicious Activity Report filing process. But high-profile SARs have been made public in news reports, Congressional hearings and in court proceedings. What can banks do to ensure their own safe harbor protections?

You will learn how to:
 

• Identify the lessons learned from recent public SAR disclosures
• Assess both the value of filing “informational SARs” and the risks involved
• Cast the appropriate net when working with project-based or typology-based SARs

Moderator/Presenter:
Alison Jimenez, CAMS, President, Dynamic Securities Analytics, Inc.

Presenters:
Rob DeCampos, CAMS, Chief Compliance Officer, Western Union

Michael Greenman, Chief Counsel, Financial Crimes Legal, U.S. Bank