Sun, 03/20/2022 - 1:00pm-4:00pm

Risk assessments are a key instrument for fighting financial crime — and this workshop shows how to keep them in tune with today’s ever-changing challenges. Expert facilitators set the stage, sharing cutting-edge insights on the changing roles and requirements of risk assessments in a time of advanced technologies, financial innovation and growing regulatory demands. Attendees then break into groups and conduct team exercises on harmonizing risk assessment protocols in areas such as sovereign exposure, onboarding and monitoring and data-driven case management. Then lessons learned are shared with the audience, providing additional constructive thinking and creative solutions. It’s a can’t-miss master class to ensure risk assessment systems hit all the right notes. Be there.

Key Areas Covered

  • Detailing the role of the risk assessment process and its core requirements as outlined in the FFIEC AM Examination Manual and other regulatory guidance

  • Identifying essential risk assessment components such as geography, client profile and products and analyzing methodologies to support precise analysis

  • Outlining post-assessment protocols such as validation of results and utilizing findings to strengthen control frameworks across enterprise going forward

Who Should Attend

  • Compliance Managers

  • IT Specialists

  • AML Officers

  • Regulators

  • FIU Team Members

  • Industry Consultants

Instructors:

Hue Dang, CAMS-Audit, Global Head of New Ventures, ACAMS 

Patrick Dutton, Regional Head of Risk Assessment, HSBC

Sarah Beth Felix, CAMS, Founder and President, Palmera Consulting

Howard R. Fields, CAMS, Senior Vice President / Group Head – AML, Trade Sanctions and Export Controls Compliance Counsel, Mastercard