You CAN sit with us! Join the panel and have your say alongside esteemed speakers and leaders shaping the industry. The session moderator will invite audience members to sit in the open chair and rotate throughout the session adding their take on the topic. Join this highly anticipated discussion, that will review:

• Conducting institutional and client assessments to better determine potential risks, calibrate monitoring to detect activity that is truly suspicious and limit false positive generation

• Reviewing FFIEC guidance on SAR decision-making processes to ensure effective policies, procedures and processes are adhered to and justify non-filing decisions

• Auditing suspicious activity oversight to validate systemic performance, develop objective metrics to support filing decisions and mitigate risks such as “defensive” SARs

Moderator:

William J. Voorhees, CAMS, Senior Vice President, Senior Director Financial Intelligence Unit, Truist Financial Corp. 

Presenters:

Joshua Blazer, Esq., CAMS, Chief BSA/AML Officer, SoFi

Megan D. Hodge, Executive Compliance Director, BSA/AML Officer, Ally Bank

Max Levine, Managing Director, Deputy AML Compliance Officer, Charles Schwab