COMPLIANCE SUMMIT
Tue, 12/12/2023 - 3:35pm-4:25pm
Deep Dive Session: Digital Due Diligence: Risk Assessment for Digital Asset Related Businesses
Digital Due Diligence: Risk Assessment for Digital Asset Related Businesses
Many FIs have no specific policies on the ever-broadening category of digital assets, either avoiding them entirely or hoping general policies will suffice. This expert panel will present a comprehensive blueprint on how your institution can manage this category.
You will learn how to:
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Define, identify and classify digital asset related businesses
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Assess your institution’s level of risk
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Update strategies for due diligence
Moderator:
Ricardo Gomez, CAMS, Principal, Risk Advisory Services, Kaufman Rossin
Presenters:
Guillermo Horta, AML Expert
Candice Huggins, Chief Compliance Officer, CIBC FirstCaribbean