COMPLIANCE SUMMIT
Tue, 12/12/2023 - 3:35pm-4:25pm

Digital Due Diligence: Risk Assessment for Digital Asset Related Businesses 

Many FIs have no specific policies on the ever-broadening category of digital assets, either avoiding them entirely or hoping general policies will suffice. This expert panel will present a comprehensive blueprint on how your institution can manage this category. 

You will learn how to: 
 

  • Define, identify and classify digital asset related businesses 

  • Assess your institution’s level of risk 

  • Update strategies for due diligence


Moderator:
Ricardo Gomez, CAMS, Principal, Risk Advisory Services, Kaufman Rossin

Presenters:
Guillermo Horta, AML Expert 

Candice Huggins, Chief Compliance Officer, CIBC FirstCaribbean