• Utilizing risk-based assessments in areas such as nature of business, global exposure and beneficial ownership to determine entities requiring EDD reviews
• Performing EDD review utilizing tools such as negative news searches, site visits and audits of client’s internal controls to discern adequacy of AML systems
• Comparing and contrasting EDD findings and institutional risk appetite to guide decisions such as client retention, de-banking and specific account controls

Moderator:

Sarah Runge
Global Head, FCC Regulatory Strategy
Credit Suisse

Presenters:

Hue Dang, CAMS-Audit
VP & Global Head of Business Development & New Ventures, Senior Asia Pacific Leader
ACAMS

Jason A. Frantz, CAMS
Senior RCA Manager – AML
U.S. Bank

Monique L. Johnson, MBA, CAMS-Audit
Vice President and Senior Compliance Manager, Risk Management
KeyBank

Jason Somrak, CAMS
Chief of Product – AML and Advanced Analytics
Oracle Financial Services