SARS
Wed, 09/30/2020 - 2:00pm-3:00pm
The Light Shed by SARs: What to Do When Law Enforcement Requests More Info
- Review supporting data for SAR filing to ensure documentation is in order and reflects any updated facts to minimize delays in responding promptly
- Following internal protocols such as consulting with counsel to detail and address specifics of request and maintain legal obligations such as privacy of client data
- Conducting post-request debriefing with law enforcement to analyze quality of original SAR, lessons from collaborative effort and improve SAR quality going forward
Moderator:
Kara Suro, CAMS
Vice President, External Fraud Surveillance and Investigations
Charles Schwab
Presenters:
Stacey Ivie
Detective, Task Force Officer
Washington/Baltimore HIDTA Task Force
Christopher Ruzich, JD, CAMS
Director / Senior Manager, Financial Crime Compliance
Standard Chartered Bank
Ken Simmons, CAMS-Audit, CAMS-FCI, CAMS-CGSS
Chief Executive Officer
Compliance & AML Solutions, LLC