SARS
Wed, 09/30/2020 - 2:00pm-3:00pm
  • Review supporting data for SAR filing to ensure documentation is in order and reflects any updated facts to minimize delays in responding promptly
  • Following internal protocols such as consulting with counsel to detail and address specifics of request and maintain legal obligations such as privacy of client data
  • Conducting post-request debriefing with law enforcement to analyze quality of original SAR, lessons from collaborative effort and improve SAR quality going forward

 

Moderator:

Kara Suro, CAMS
Vice President, External Fraud Surveillance and Investigations
Charles Schwab
 

Presenters:

Stacey Ivie
Detective, Task Force Officer
Washington/Baltimore HIDTA Task Force

Christopher Ruzich, JD, CAMS
Director / Senior Manager, Financial Crime Compliance
Standard Chartered Bank

Ken Simmons, CAMS-Audit, CAMS-FCI, CAMS-CGSS
Chief Executive Officer
Compliance & AML Solutions, LLC