TECH TRENDS
Wed, 09/30/2020 - 2:00pm-3:00pm
  • Familiarizing auditors with institutional AML priorities such as unique financial crime risks of individual business lines
  • Stressing importance of risk- and data-driven approach to auditors to ensure clarity of quantifiable results in areas such as adequacy of IT systems and data management
  • Assessing independent audit results to identify areas for improvement such as strength of controls and capacity for seamless information sharing across enterprise

 

Moderator:

Rebecca Schauer Robertson, CAMS-Audit
Executive Vice President|Director of AML Compliance
South State Bank

 

Presenters:

Lindsay Dastrup, CAMS-Audit, CAMS-FCI
Vice President, Audit Leader
American Express

Khalid Hossain, CAMS
Audit Director – Global Financial Crime Prevention Audit
UBS

Peter Wild, CAMS-Audit
Founder
AML Consulting, Wild AML Solutions