In APAC, regulatory focus is turning to the Non-Bank FIs. National Risk Assessments have identified certain products and services as high risk for money laundering and terrorism financing (ML/TF). There is also a spate of enforcement actions in Hong Kong and Singapore where the regulator have called Non-Bank FIs for their failure to implement an adequate AML/CFT risk programme. This webinar will be a conversation with both the Business and Compliance on effective Risk Management with and Business from the Non-Bank FI sectors.
Discussing AML/CFT Risk and Typologies in Non-Bank FIs
Exploring Client Risk Assessment and Product Risk Assessment as part of effective AML/CFT Risk Management
Adapting best practices from the Banks’ AML/CFT Risk Framework to strengthen the AML/CFT Programme for the Non-Bank FIs
AML Professionals, Compliance Managers, BSA/AML Officers, Investigators, KYC/Onboarding Regulators, Risk Manager
Financial Institutions, Insurers, APAC, Hong Kong, Singapore