Complying with the Treasury’s CDD Final Rule

  • When: October 28, 2016
  • Time: 12:00 PM – 2:00 PM ET
  • Level: All

Publication earlier this year of the U.S. Departments of Treasury and Justice’s customer due diligence (CDD) rule for financial institutions has significantly increased responsibilities for determining beneficial ownership by financial institutions. The rule followed the Panama Papers scandal, and in its announcement the Treasury stated that the actions aim to strengthen financial transparency and combat the misuse of companies to engage in illicit activities. Join industry experts as they provide practical advice for meeting the new enhanced beneficial ownership standards, including developing customer risk profiles and conducting ongoing monitoring to identify and report suspicious activities.

Learning Objectives

  • Integrating beneficial ownership determination protocols into onboarding to facilitate effective client identification
  • Revising CDD/EDD policies to better identify beneficial ownership involving PEPs and other high-risk entities
  • Adopting the beneficial ownership standards of the Treasury to ensure regulatory expectations are met

Who Should Attend

  • Compliance Officers
  • Consultants
  • On-boarding and Relationship Managers
  • Senior Management


  • Global
  • Africa
  • Asia-Pacific
  • Caribbean
  • Europe
  • Latin America
  • MENA
  • North America
  • Bank
  • Insurance
  • Securities


ACAMS Members Non-Members
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  • Chip Poncy

  • President and Co-Founder
  • Financial Integrity Network (FIN)


Tony Kaus
  • Tony Kaus, CAMS

  • Director Risk & Compliance
  • The Norman Group

  • Sarah Runge

  • Head of FCC Regulatory Affairs and Exam Management
  • Credit Suisse

Liat Shetret
  • Liat Shetret

  • ECOFEL Program Manager
  • Egmont Group