9th Annual ACAMS Tokyo Conference on “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS第9回東京コンファレンス : 継続的なマネーローンダリング/テロ資金供与/金融犯罪対策 – 現状と課題

  • When:6 September 2018
    平成30年9月6日
  • Where:Tokyo, Japan
    日本 東京
  • Venue: Conrad Tokyo
    1-9-1 Higashi-Shinbashi, Minato-ku, Tokyo, 105-7337 Japan
    コンラッド東京ホテル
    東京都港区東新橋1-9-1

This country conference provides a forum for in-depth discussions covering key areas in AML compliance and financial crime prevention. Our speaker faculty will share their expertise on a wide range of topics, including addressing regional AML compliance challenges and regulatory developments.

このローカルコンファレンスは、AMLコンプライアンスと金融犯罪防止の主要分野を網羅した詳細な議論の場を提供します。 講演者は、地域のコンプライアンスの課題に取り組むなど、幅広いテーマで専門知識を共有します。

(Simultaneous Translation between English and Japanese will be provided)
(英語・日本語同時通訳付)

Agenda-at-a-glance
概要

08:00 – 09:00

Registration and Morning Tea
受付・ネットワーキング

09:00 – 09:10

Welcome Remarks
主催者挨拶

Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表

Hue Dang, CAMS-Audit, Head of Asia, ACAMS

09:10 – 09:40

SPECIAL PRESENTATION: Lessons Learned from FATF’s 4th Round Mutual Evaluations to-date
特別講演:FATF第4次相互審査の展開と教訓

Speaker 講演者:
Rick McDonell,Executive Director,ACAMS, Former Executive Secretary, Financial Action Task Force (FATF)

09:40 – 10:00

Regulatory Update: Analyzing Regional AML Trends and New Developments
最新規制動向:アジア地域のAML動向と新たな展開

Speaker 講演者:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS

10:00 – 10:30

Current Status and Issues of AML/CTF Developments Affecting Financial Institutions in Japan
金融機関におけるAML/CTFの現状と課題

Speaker 講演者:
Financial Services Agency-Japan, Inspection Bureau (To be updated)
金融庁(調整中)

10:30 – 10:50

Networking and Refreshment Break
休憩・ネットワーキング

10:50 – 12:00

APAC Focus: Adapting to a Rapidly-Developing FinTech Sector
急速に展開するFintech業界への適応

Speaker 講演者:
Daisuke Nakao, CAMS, Chief Advisor, AML Office, Global Financial Crime Division, MUFG Bank, Ltd.
中雄大輔 氏, CAMS, 三菱UFJ銀行、グローバル金融犯罪対策部(チーフ・アドバイザー)

Moderator モデレーター:
Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表

12:00 – 12:30

HOT TOPIC in AML and Financial Crime
ホット・トピック:AML及び金融犯罪

Speaker 講演者:
David J. A. Cope, Managing Director & Head of Financial Crime Compliance, Goldman Sachs LLC (Hong Kong)

12:30 – 13:30

Networking Luncheon for all Participants
昼食・ネットワーキング

13:30 – 14:45

PANEL SESSION: Practical Examples and Best Practices for Implementation of the Latest Japanese Regulations and On-going preparation for coming FATF Mutual Evaluation for Japan 
パネル・セッション:国内法規制改正・施行及びFATF第4次対日相互審査に対する対処とベストプラク ティス

14:45 – 15:00

Networking and Refreshment Break
休憩・ネットワーキング

15:00 – 15:30

Best Practices in AML Audit from a Japanese Institution’s Perspective
本邦におけるAML監査のベストプラクティス

Speaker 講演者:
Audit Department, MUFG Bank, Ltd. (To be updated)
三菱UFJ銀行、監査部 (調整中)

15:30 – 16:55

WORKSHOP: Wrestling with the new Wolfsberg Correspondent Banking Questionnaire and related Internal Implications
ワークショップ:ウォルフスバーグコルレスバンキング質問表と内部的影響への取り組み

Speakers 講演者:
Dr. William Scott Grob, CAMS, AML Director – APAC, ACAMS
Mike Howey, APAC Head of Enhanced Due Diligence – AML Advisory, Barclays Bank Japan

16:55 – 17:00

Wrap-Up & Key Takeaways
総括 

Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表

  (Program is subject to change)
(プログラムは変更される場合があります。)

Should any discrepancies exist between the Japanese and English versions, the English version prevails.
英語版の内容と日本語版の参考訳の内容に相違がある場合は、英語版の内容が優先します。

Conference (6 September)
コンファレンス (9月6日)

  ACAMS Members
会員
Non-Members
非会員
Early Bird (by 8 August)
早期登録・支払8月8日迄
USD 430 USD 525
Standard Rate
標準価格
USD 475 USD 575
  Register Now
今すぐ登録
Join ACAMS
ACAMS会員新規登録

There is a special offer for ACAMS Enterprise Members; group discounts are also available for group registrations of 3 or more.

If you have any enquiries, please contact Masahiko Hibino, CAMS, ACAMS Japan, at mhibino@acams.org or Tel: +81-3-5366 4745.

ACAMSエンタープライズ会員に特別な割引があります。団体登録割引は、3人以上のグループでも利用できます。

お問い合わせがある場合は、ACAMS日本-日比野正彦( mhibino@acams.org または Tel: +81-3-5366 4745)までご連絡ください。

CAMS Exam Preparation Seminar (5 September)*
CAMS試験準備セミナー (9月5日)*

  Conference Attendees
コンファレンス出席者
Non-Conference Attendees
非コンファレンス出席者
Standard Rate
標準価格
USD 150 USD 200

*Only registered candidates of the CAMS certification program can register for the CAMS Exam Preparation Seminar. Please contact asia@acams.org to register for the seminar.

*CAMS試験パッケージ購入された方のみがCAMS試験準備セミナーに登録できます。登録希望者 asia@acams.org にご連絡ください。

Download Agenda
日程表ダウンロード



Speaker Faculty 講演者

Special Presentation

Rick McDonell
  • Rick McDonell

  • Executive Director
  • ACAMS

Bio

Mr. Rick McDonell has been the Executive Secretary of the FATF since 2007.

Prior to that he worked for the United Nations Office On Drugs and Crime (UNODC), where he was Chief of the UN Global Programme on Money Laundering.

Previously Mr. McDonell established the Asia Pacific Group on Money Laundering and became its first Executive Secretary.

He is a lawyer by training and has had extensive experience as a federal prosecutor and in conducting complex investigations including being in charge of many multidisciplinary investigation Task Forces into organised crime cases both nationally and internationally. He also has had experience in private legal practice and as a university lecturer


  • David J. A. Cope

  • Managing Director & Head of Financial Crime Compliance
  • Goldman Sachs LLC

Bio

Mr. Cope has over 25 years of experience in the financial crime and anti-money laundering space. Prior to joining Goldman Sachs, he was the Asia Pacific Head for Global Financial Crimes Compliance at Bank of America Merrill Lynch, previous to his time at Bank of America, he was the Regional AML/CTF Compliance Manager for Morgan Stanley Asia. Mr. Cope was also briefly a Partner at KPMG based in Hong Kong in the forensic practice dealing with AML/CTF and sanctions issues.

In his Compliance roles Mr. Cope led multinational teams dealing with all aspects of financial crime risk management, including client on boarding, sanctions and corruption issues, suspicious activity detection and reporting, and financial crime risk assessments, as well as providing advice and counsel to bank senior management and business leaders for financial crime issues arising in the region.

Prior to joining the private sector, Mr. Cope’s 17-year long career in the Hong Kong Police was mainly focused on the investigation and prosecuted serious complex financial crime and money-laundering, with postings to the Commercial Crime Bureau, Organized Crime and Triad Bureau and Narcotics Bureau. He was also part of the formulation and execution of the Hong Kong Police’s financial investigation policy and training including dealing with the Financial Action Task Force Mutual Evaluation process. Mr. Cope is a Member of the Hong Kong Chapter Board.


Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia
  • ACAMS

Bio

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC
  • ACAMS

Bio

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).