ACAMS 10th Annual Taiwan Conference – “Enhanced AML and Financial Crime Tools & Techniques” (Co-organized with TABF)
ACAMS 第十屆台灣 《加強防制洗錢/打擊金融犯罪實用工具和技巧》地區會議 (與台灣金融研訓院合辦)

Co-Organizer
合作伙伴

Taiwan Academy of Banking and Finance
台灣金融研訓院

Taiwan Academy of Banking and Finance (TABF), Taiwan

This one-day conference, in partnership with the Taiwan Academy of Banking and Finance (TABF), provides a platform for in-depth discussions covering key areas of AML compliance and financial crime prevention.

Our speaker faculty will share their expertise on a wide range of topics, including regional compliance challenges.

To learn more about this event, please contact ACAMS Taiwan at +886-2-8729 2988 or asia@acams.org.

公認反洗錢師協會(ACAMS)與台灣金融研訓院合作,邀請海內外資深專家分享亞太地區洗錢防制規範最新趨勢,共同探討洗錢防制的合規挑戰,幫助台灣與全球反洗錢趨勢接軌。

如對本會議有任何查詢,請致電 +886-2-8729 2988 予 ACAMS 台灣辦事處;或電郵至 asia@acams.org

Educational Credit Units (ECU) 進修學分

6 Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECU are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

於出席會議後,參會者可取得6個進修學分。學分用作申請CAMS考試(作為資格積分),或CAMS資格重新認證。

Agenda-at-a-glance
主要議題

(Simultaneous translation between English & Mandarin Chinese will be provided)
(提供英中同傳翻譯)

08:00 – 09:00 Registration and Morning Tea
登記和早茶
09:00 – 09:15 Welcome Remarks
開幕致辭
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
09:15 – 09:45 KEYNOTE ADDRESS
主題演講
Speaker 講者:
  • TSAI Pei Ling, CAMS, Team Leader/ Prosecutor, Department of Prosecutorial Affairs, Ministry of Justice
    法務部 檢察司調部辦事組長/ 檢察官 蔡佩玲
09:45 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments
法規最新進展:分析亞太地區防制洗錢的監管趨勢與最新動向

Speaker 講者:
  • Hue Dang, CAMS-Audit, Head of Asia, ACAMS
    公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
  • Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd
10:30 – 10:50 Networking and Refreshment Break
交流和茶敘
10:50 – 12:00 Strengthening Electronic Payment Systems to Mitigate Abuse
強化電子支付系統以緩解濫用情形

Moderator 主持人:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
Speakers 講者:
  • Jojo Guo, CAMS, Head of AML Center (CN), Ant Financial Services Group
    螞蟻金服集團 反洗錢中心總經理 郭倩婷 (CAMS)
  • Brian Huang, Chief Compliance & AML officer, Cathay United Bank
    國泰世華銀行 總機構法遵主管暨洗錢防制專責主管 黃允暐
12:00 – 13:15 Networking Luncheon
交流和午餐
13:15 – 14:15 Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions
管理日益複雜的域外制裁、二級制裁與可能執法措施

Moderator 主持人:
  • Dr. William Scott Grob, CAMS, AML Director – APAC, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監—亞太區 William Scott Grob 博士 (CAMS)
Speakers 講者:
  • Nicholas Turner, CAMS, Attorney – FCC Practice, Clifford Chance
  • Richard Yung, Head of Sanctions Compliance, Asia Pacific; Global Financial Crimes Compliance, J.P. Morgan
14:15 – 15:10 Evaluating the Money Laundering Risks of Insurance Products
評估保險產品的洗錢風險

Moderator 主持人:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
Speaker 講者:
  • Niall Grady, Chief Compliance Officer, Asia, Prudential Corporation Asia
  • Columbus Ko, Deputy Team Leader, FSC- Insurance Bureau
    金管會保險局 副組長 葛映濤
15:10 – 15:30 Networking and Refreshment Break
交流和茶敘
15:30 – 17:00 Key Lessons from Recent Global Enforcement Actions
近期全球防制洗錢執法措施的重要啟示

Moderator 主持人:
  • Hue Dang, CAMS-Audit, Head of Asia, ACAMS
    公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
Speakers 講者:
  • HSU Kun Su, CAMS, Vice President & Deputy General Manager, Compliance Department, Hua Nan Commercial Bank, Ltd.
    華南商業銀行 法令遵循部副理 許坤樹 (CAMS)
  • Rudy Wang, Head of Compliance and AML Department, The Bank of New York Mellon Taiwan
    美國紐約梅隆銀行台北分行 法令遵循部主管 王賢裕
17:00 – 17:10 Closing Remarks
閉幕致辭
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)

(Program is subject to change)
(活動內容有可能改變而不作另行通知,敬請留意。)

Pricing
價錢

ACAMS Members & Non-Members
ACAMS 會員及非會員
USD 230 (TWD 7,000)
美元 230 (新台幣7,000元)

Registration | 按此登記

Sponsors
贊助商

Silver Sponsors 銀贊助商

Bureau van Dijk

Bureau Van Dijk

Lexis Nexis Risk Solutions

Lexis Nexis Risk Solutions

Stark Technology Inc.

Stark Technology Inc.

Download Agenda
下載會議議程

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Speaker Faculty (Surname in Alphabetical Order)
講者(根據英文姓氏字母排序)

Keynote Address
主題演講

TSAI Pei-ling
  • TSAI Pei Ling, CAMS | 蔡佩玲 (CAMS)

  • Team Leader / Prosecutor, Department of Prosecutorial Affairs | 檢察司調部辦事組長/檢察官
  • Ministry of Justice | 法務部

Bio | 簡介

Ms. Tsai is the prosecutor of Department of Prosecutorial Affairs, Ministry of Justice. She has extensive legal experience in economic, tax and financial crime, anti-money laundering and counter-terrorist financing, confiscation of criminal law, counterfeit money, trade secrets, intellectual property rights, Trade and Investment Framework Agreement. Ms. Tsai holds the Master Degree Laws from National Chengchi University and Doctor Degree in School of Law from National Chiao Tung University.

蔡佩玲女士在2008年開始檢察官工作,現職法務部檢察司調部辦事檢察官,業務內容包括經濟、稅務及金融犯罪、洗錢防制、資恐防制、犯罪所得沒收、偽鈔、營業秘密、智慧財產權、臺美貿易暨投資架構協定等。蔡女士為國立政治大學法律學研究所民法組碩士,及國立交通大學科技法律研究所博士。


  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於 2008 年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過25年的經驗,曾擔波士頓美國聯邦銀行(Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行(Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者 銀行(Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司(Thomson Financial)亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國 哈佛大學約翰.肯尼迪政府學院的公共政策碩士。


Rod Francis
  • Rod Francis

  • Senior Managing Director
  • FTI Consulting (Hong Kong) Ltd

Bio

Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region. Prior to joining FTI Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007 Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively.

Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars.


Niall Grady
  • Niall Grady

  • Chief Compliance Officer, Asia
  • Prudential Corporation Asia

Bio

Mr. Grady was appointed Chief Compliance Officer, Prudential Corporation Asia (“PCA”) in January 2017. Prior to his appointment, Mr. Grady was Chief Risk Officer of Eastspring Investments, Singapore Ltd, the Asian asset management business of Prudential plc, where he was responsible for Legal, Risk & Compliance. Before joining Eastspring Investments in 2013, Mr. Grady was Regional Director of Enterprise Risk Management (“ERM”) for PCA responsible for the Risk Management Framework, the Solvency II project and Operational Risk. Niall joined Prudential Plc in 2007. Mr. Grady has 20 years of financial industry experience and a degree in Financial Services from the University of Manchester (UK) business school and is a Chartered Associate of Institute of Financial Services (ACIF).


William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC | 反洗錢合規策略總監—亞太區
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

Grob博士在金融和銀行業擁有逾25年的專業經驗。他此前是匯豐銀行分支機構管理業務的區域主管,致力於防范亞洲各地的金融犯罪和代理銀行服務風險。在匯豐銀行供職的12年中,他還負責管理過在股票/外匯大宗經紀業務,結構型基金業務和對沖基金單位方面的風險。

Grob博士先後獲得波士頓大學的學士學位,喬治梅森大學的文科碩士學位,哈佛商學院的綜合管理項目證書,以及聖莫妮卡學院(SMC,美國)的管理學博士學位,其博士論文專注於研究 代理銀行 – “代理銀行增強盡職調查的影響”(對應銀行增強盡職調查的影響)。此外,他還通過了特許另類投資分析師(CAIA)協會,以及全球風險管理專業人士協會的金融風險 管理師(FRM)認證。


Jojo Guo
  • Jojo Guo, CAMS | 郭倩婷 (CAMS)

  • Head of AML Center (CN)| 反洗錢中心總經理
  • Ant Financial Services Group | 螞蟻金服集團

Bio | 簡介

Ms. Guo is head of Anti-money laundering Center (CN) of Ant Financial Services Group (“Ant Financial”). Ant Financial is a technology company that brings inclusive financial services to the world. Ant Financial, officially founded in October 2014, originated from Alipay founded in 2004.

With the mission of “bringing the world equal opportunities”, Ant Financial is dedicated to creating an open, shared financial services platform through technology innovations, and to providing consumers and small businesses with safe and convenient inclusive financial services globally.

Ms. Guo has more than 14 years’ experience in compliance, anti-money laundry risk management in banking and payment industry. She was the Head of Compliance Department of Alipay.com, witnessed the development of regulations and compliance programs in Chinese payment industry. She is leading the team to maintain AML program of Ant Financial CN business.

郭倩婷女士任職於螞蟻金服集團反洗錢中心。螞蟻金服集團旗下業務包括生活服務平台支付寶、智慧理財平台螞蟻聚寶、雲計算服務平台螞蟻金融雲、獨立的第三方徵信機構芝麻信用及首批民營銀行之一的網商銀行。螞蟻金服致力於通過技術與合作與合作夥伴一起為世界帶來更多平等的機會和微小而美好的變化。

郭倩婷女士具備超過14年豐富的銀行、支付等行業合規、反洗錢管理工作經驗。過去10年,郭女士一直在螞蟻金服集團合規、反洗錢部門工作,深入參與了支付機構相關立法研討和企業合規運營的實踐,目前郭女士負責螞蟻金服集團中國業務的反洗錢管理工作。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

許朧方女士擁有逾27年銀行從業經驗。她於2016年加入公認反洗錢師協會(ACAMS),為協會的反洗錢合規策略總監,主要負責反洗錢和反恐融資活動相關議題的培訓及知識共享策略的製定和執行,尤其是對以華語為主要語言的大中華區。此前,她曾任職於花旗銀行(台灣),主管安全和調查服務部門。許女士在防范金融犯罪和風險管理領域擁有尤為豐富的從業經驗,曾連續5年負責為一家全球領先的顧問公司提供金融犯罪和風險管理解決方案。她擅長金融犯罪管理和調查。許女士在銀行任職期間曾擔任多種職位,從基層客服、銷售,到總部運營中心和風險管理。她的成就包括:輔導中國多家第一級銀行建立反洗錢和反欺詐管理機制、為中國四大行之一設計反洗錢及合規體系,為四大行之一設計規劃全面風險管理體系,以及帶領團隊為一家中國超大型銀行打造銀行集中運營管理機制及流程。


HSU Kun Su
  • HSU Kun Su, CAMS | 許坤樹 (CAMS)

  • Vice President & Deputy General Manager, Compliance Department | 法遵暨法務部 副理
  • Hua Nan Commercial Bank, Ltd. | 華南商業銀行

Bio | 簡介

許坤樹先生畢業於台灣大學法律系,現任職於華南商業銀行法遵暨法務部,目前擔任洗錢防制專責單位 副主管,負責規劃與執行洗錢防制各項工作。在此之前曾擔任法務單位及法令遵循專責單位副主管,負責規劃法務、法令遵循制度。


Brian Huang
  • Brian Huang | 黃允暐

  • Chief Compliance & AML officer | 總機構法遵主管暨洗錢防制專責主管
  • Cathay United Bank | 國泰世華銀行

Bio | 簡介

Brian Huang is the Chief Compliance & AML officer of Cathay United Bank. He has over 20 years banking experiences, of which more than 12 years are related to AML/CFT including correspondent banking, CDD/EDD, Sanction screening, transaction monitoring, SAR investigation and reporting. Prior to joining Cathay United Bank, he held positions with China Development Financial, Bank of America, Citibank, HSBC and others.

Mr. Huang earned Bachelor’s degree in Information Management from National Central University, and holds LLM and MBA degree, both from National Cheng Chi University, Taiwan.

黃允暐目前任職於國泰世華商業銀行,擔任總機構法遵主管及洗錢防制專責主管。在他超過20年的銀行工作經驗中,在AML/CFT領域有12年以上的經驗,包括:通匯銀行,CDD/EDD, 制裁掃描,交易監控,異常交易調查與可疑交易申報等。在國泰世華服務前,他曾任職於中華開發金控,美國銀行,花旗銀行與匯豐銀行等。

黃先生是從國立中央大學資訊管理系獲得學士學位,並自國立政治大學獲得法學碩士與商學碩士。


  • Columbus Ko | 葛映濤

  • Deputy Team Leader | 副組長
  • FSC- Insurance Bureau | 金管會保險局


Nicholas Turner
  • Nicholas Turner, CAMS

  • Attorney – FCC Practice
  • Clifford Chance

Bio

Mr. Turner is an attorney in Clifford Chance’s Hong Kong office, where he specializes in financial crimes advisory including economic sanctions and anti-money laundering compliance for the financial services sector. Mr. Turner is admitted to practice law in New York. He previously was a Senior Vice President for regional sanctions compliance at Citi Hong Kong and a Compliance Management Associate for Citi in New York and Los Angeles.

Mr. Turner’s financial crimes compliance experience in North America and Asia includes the trade finance, institutional, capital markets, and retail banking sectors, for both US and non-US financial institutions and corporate clients. He has conducted sanctions compliance training seminars in the United States and Asia. His recent publications include “The Financial Action Task Force: International Regulatory Convergence Through Soft Law,” published in the New York Law School Law Review, in 2015, and “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule,” published in the Journal of Taxation and Regulation of Financial Institutions, in 2013.


Rudy Wang
  • Rudy Wang | 王賢裕

  • Head of Compliance and AML Department | 法令遵循部主管
  • The Bank of New York Mellon Taiwan | 美國紐約梅隆銀行台北分行

Bio | 簡介

Mr. Wang has over 20 years of experience in banking sector including over 10 years in Compliance, AML and audit. He joined the Bank of New York Mellon Taipei Branch in 2017 and is the Head of Compliance and AML Department. He is running the branch’s Oversight Committee, developing Compliance & AML/CFT policies & procedures, conducting Compliance & AML training and performing monitoring programs. Prior to joining the Bank of New York Mellon, he was the Head of Compliance in United Overseas Bank Taiwan, the Internal Audit in DBS Taiwan and a Compliance officer in Standard Chartered Bank Taiwan.

王賢裕在銀行業逾20幾年資歷含10年以上法令遵循、洗錢防制及內部稽核等經驗。他自2017年2月加入美國紐約梅隆銀行台北分行擔任法令遵循暨洗錢防制部門負責人,負責分行監督管理委員會、增修法令遵循與防制洗錢政策、程序與手冊、施予分行適當法規教育訓練、執行法令遵循與洗錢防制監管測試計劃等。在進入美國紐約梅隆銀行前,王君曾擔任新加坡大華銀行台北分行法令遵循暨洗錢防制部門負責人、星展銀行內部稽核與渣打國際商業銀行法令遵循經理。


Richard Yung
  • Richard Yung

  • Head of Sanctions Compliance, Asia Pacific; Global Financial Crimes Compliance
  • J.P. Morgan

Bio

Mr. Yung is an Executive Director and Head of Sanctions Compliance for J.P. Morgan in Asia Pacific. Based in Hong Kong, his role involves the control of sanctions risk and anti-terrorist financing activities for the region. Prior to his current role, Mr. Yung was responsible for directing and having oversight on the Bank’s Anti-Money Laundering (AML) Program in relation to the firm’s Correspondent Banking network across Asia Pacific.

Mr. Yung has also worked in similar roles with other financial institutions in Hong Kong, primarily responsible for developing and implementing controls around the Regional AML, Sanctions, and Anti-Corruption Compliance framework for the Asia Pacific region. He has diverse exposure across wealth management, investment banking, global markets, and institutional banking.

Mr. Yung previously spent over ten years in the forensic practices at two “Big Four” accounting firms. In these roles, he participated in various AML Compliance engagements, as well as AML Investigatory and Analysis projects for large financial institutions. He also has experience working on Financial Fraud Investigations for large private and public companies, as well as assisting clients with risk assessments, transaction analysis, litigation support and special inquiries.