ACAMS 10th Annual Taiwan Conference – “Enhanced AML and Financial Crime Tools & Techniques” (Co-organized with TABF)
ACAMS 第十屆台灣 《加強防制洗錢/打擊金融犯罪實用工具和技巧》地區會議 (與台灣金融研訓院合辦)

Co-Organizer
合作伙伴

Taiwan Academy of Banking and Finance
台灣金融研訓院

Taiwan Academy of Banking and Finance (TABF), Taiwan

This one-day conference, in partnership with the Taiwan Academy of Banking and Finance (TABF), provides a platform for in-depth discussions covering key areas of AML compliance and financial crime prevention.

Our speaker faculty will share their expertise on a wide range of topics, including regional compliance challenges.

To learn more about this event, please contact ACAMS Taiwan at +886-2-8729 2988 or asia@acams.org.

公認反洗錢師協會(ACAMS)與台灣金融研訓院合作,邀請海內外資深專家分享亞太地區洗錢防制規範最新趨勢,共同探討洗錢防制的合規挑戰,幫助台灣與全球反洗錢趨勢接軌。

如對本會議有任何查詢,請致電 +886-2-8729 2988 予 ACAMS 台灣辦事處;或電郵至 asia@acams.org

Educational Credit Units (ECU) 進修學分

6 Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECU are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

於出席會議後,參會者可取得6個進修學分。學分用作申請CAMS考試(作為資格積分),或CAMS資格重新認證。

Agenda-at-a-glance
主要議題

(Simultaneous translation between English & Mandarin Chinese will be provided)
(提供英中同傳翻譯)

08:00 – 09:00 Registration and Morning Tea
登記和早茶
09:00 – 09:15 Welcome Remarks
開幕致辭
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
09:15 – 09:45 KEYNOTE ADDRESS
主題演講
Speaker 講者:
  • TSAI Pei Ling, CAMS, Team Leader/ Prosecutor, Department of Prosecutorial Affairs, Ministry of Justice
    法務部 檢察司調部辦事組長/ 檢察官 蔡佩玲
09:45 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments
法規最新進展:分析亞太地區防制洗錢的監管趨勢與最新動向

Moderator 主持人:
  • Hue Dang, CAMS-Audit, Head of Asia, ACAMS
    公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
10:30 – 10:50 Networking and Refreshment Break
交流和茶敘
10:50 – 12:00 Strengthening Electronic Payment Systems to Mitigate Abuse
強化電子支付系統以緩解濫用情形

Moderator 主持人:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
Speaker 講者:
  • LU Zheng, Director of Legal &amp Compliance Department, National Internet Finance Association of China
    中國互聯網金融協會 法律合規部主任 魯政
12:00 – 13:15 Networking Luncheon
交流和午餐
13:15 – 14:15 Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions
管理日益複雜的域外制裁、二級制裁與可能執法措施

Speaker 講者:
  • Nicholas Turner, CAMS, Attorney – FCC Practice, Clifford Chance
14:15 – 15:10 Evaluating the Money Laundering Risks of Insurance Products
評估保險產品的洗錢風險

Moderator 主持人:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
Speaker講者:
  • Niall Grady, Chief Compliance Officer, Asia, Prudential Corporation Asia
15:10 – 15:30 Networking and Refreshment Break
交流和茶敘
15:30 – 17:00 Key Lessons from Recent Global Enforcement Actions
近期全球防制洗錢執法措施的重要啟示
17:00 – 17:10 Closing Remarks
閉幕致辭
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)

(Program is subject to change)
(活動內容有可能改變而不作另行通知,敬請留意。)

Pricing
價錢

ACAMS Members & Non-Members
ACAMS 會員及非會員
USD 240 (TWD 7,000)
美元 240 (新台幣7,000元)

Registration | 按此登記


Download Agenda
下載會議議程

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Speaker Faculty (Surname in Alphabetical Order)
講者(根據英文姓氏字母排序)

Keynote Address
主題演講

TSAI Pei-ling
  • TSAI Pei Ling, CAMS | 蔡佩玲 (CAMS)

  • Team Leader / Prosecutor, Department of Prosecutorial Affairs | 檢察司調部辦事組長/檢察官
  • Ministry of Justice | 法務部

Bio | 簡介

Ms. Tsai is the prosecutor of Department of Prosecutorial Affairs, Ministry of Justice. She has extensive legal experience in economic, tax and financial crime, anti-money laundering and counter-terrorist financing, confiscation of criminal law, counterfeit money, trade secrets, intellectual property rights, Trade and Investment Framework Agreement. Ms. Tsai holds the Master Degree Laws from National Chengchi University and Doctor Degree in School of Law from National Chiao Tung University.

蔡佩玲女士在2008年開始檢察官工作,現職法務部檢察司調部辦事檢察官,業務內容包括經濟、稅務及金融犯罪、洗錢防制、資恐防制、犯罪所得沒收、偽鈔、營業秘密、智慧財產權、臺美貿易暨投資架構協定等。蔡女士為國立政治大學法律學研究所民法組碩士,及國立交通大學科技法律研究所博士。


  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於 2008 年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過二十五年的經驗,曾擔波士頓美國聯邦銀行(Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行(Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者 銀行(Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司(Thomson Financial)亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國 哈佛大學約翰.肯尼迪政府學院的公共政策碩士。


Niall Grady
  • Niall Grady

  • Chief Compliance Officer, Asia
  • Prudential Corporation Asia

Bio

Niall Grady was appointed Chief Compliance Officer, Prudential Corporation Asia (“PCA”) in January 2017. Prior to his appointment Niall was Chief Risk Officer of Eastspring Investments, Singapore Ltd, the Asian asset management business of Prudential plc, where he was responsible for Legal, Risk & Compliance. Before joining Eastspring Investments in 2013 Niall was Regional Director of Enterprise Risk Management (“ERM”) for PCA responsible for the Risk Management Framework, the Solvency II project and Operational Risk. Niall joined Prudential Plc in 2007. Niall has 20 years of financial industry experience and a degree in Financial Services from the University of Manchester (UK) business school and is a Chartered Associate of Institute of Financial Services (ACIF).


William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

Grob博士在金融和銀行業擁有逾25年的專業經驗。他此前是匯豐銀行分支機構管理業務的區域主管,致力於防范亞洲各地的金融犯罪和代理銀行服務風險。在匯豐銀行供職的12年中,他還負責管理過在股票/外匯大宗經紀業務,結構型基金業務和對沖基金單位方面的風險。

Grob博士先後獲得波士頓大學的學士學位,喬治梅森大學的文科碩士學位,哈佛商學院的綜合管理項目證書,以及聖莫妮卡學院(SMC,美國)的管理學博士學位,其博士論文專注於研究 代理銀行 – “代理銀行增強盡職調查的影響”(對應銀行增強盡職調查的影響)。此外,他還通過了特許另類投資分析師(CAIA)協會,以及全球風險管理專業人士協會的金融風險 管理師(FRM)認證。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

許朧方女士擁有逾27年銀行從業經驗。她於2016年加入公認反洗錢師協會(ACAMS),為協會的反洗錢合規策略總監,主要負責反洗錢和反恐融資活動相關議題的培訓及知識共享策略的製定和執行,尤其是對以華語為主要語言的大中華區。此前,她曾任職於花旗銀行(台灣),主管安全和調查服務部門。許女士在防范金融犯罪和風險管理領域擁有尤為豐富的從業經驗,曾連續5年負責為一家全球領先的顧問公司提供金融犯罪和風險管理解決方案。她擅長金融犯罪管理和調查。許女士在銀行任職期間曾擔任多種職位,從基層客服、銷售,到總部運營中心和風險管理。她的成就包括:輔導中國多家第一級銀行建立反洗錢和反欺詐管理機制、為中國四大行之一設計反洗錢及合規體系,為四大行之一設計規劃全面風險管理體系,以及帶領團隊為一家中國超大型銀行打造銀行集中運營管理機制及流程。


  • LU Zheng | 魯政

  • Director of Legal & Compliance Department | 法律合規部主任
  • National Internet Finance Association of China | 中國互聯網金融協會

Bio | 簡介

Mr. Lu, works as the director of Legal & Compliance Department in National Internet Finance Association of China since September 2018, his work mainly focuses on setting up the rules and regulations for internet finance industry, building up Anti-Money Laundering self-discipline mechanism, industry compliance and self-discipline management and other related works.

Mr. Lu has over 14 years of experiences in Anti-Money Laundering legislation, policymaking and regulatory practice. He used to serve as the Director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr. Lu participated in drafting the Anti-Money Laundering Law and relevant regulations, establishing of the Anti-Money Laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, and developing the FATF international standards. Mr. Lu also used to be the Chief Compliance Officer of Circle China, engaged in innovation implementation and compliance management in related to block chain and FinTech.

魯政先生於2018年9月起擔任中國互聯網金融協會法律合規部主任,從事互聯網金融行業規則研究制定、反洗錢監管自律機制建設、行業合規自律管理等工作。 魯政先生有超過14年的反洗錢立法、政策研究和監管實務經驗,曾任中國人民銀行反洗錢局處長,曾參與起草《反洗錢法》、反洗錢規章和反洗錢監管政策,制定反洗錢現場檢查程序和風險評估標準,組織對各類金融機構的現場檢查,討論制定FATF反洗錢國際標準。魯政先生還曾擔任世可中國公司首席合規官,從事區塊鏈、金融科技相關的創新應用、合規管理工作。


Nicholas Turner
  • Nicholas Turner, CAMS

  • Attorney – FCC Practice
  • Clifford Chance

Bio

Mr. Turner is an attorney in Clifford Chance’s Hong Kong office, where he specializes in financial crimes advisory including economic sanctions and anti-money laundering compliance for the financial services sector. Mr. Turner is admitted to practice law in New York. He previously was a Senior Vice President for regional sanctions compliance at Citi Hong Kong and a Compliance Management Associate for Citi in New York and Los Angeles.

Mr. Turner’s financial crimes compliance experience in North America and Asia includes the trade finance, institutional, capital markets, and retail banking sectors, for both US and non-US financial institutions and corporate clients. He has conducted sanctions compliance training seminars in the United States and Asia. His recent publications include “The Financial Action Task Force: International Regulatory Convergence Through Soft Law,” published in the New York Law School Law Review, in 2015, and “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule,” published in the Journal of Taxation and Regulation of Financial Institutions, in 2013.