ACAMS 5th Annual Shanghai Symposium – “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS第五届上海《加强反洗钱/反金融犯罪实用工具和技巧》研讨会

This targeted symposium will provide in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise on a wide range of topics, which includes addressing regional AML compliance challenges and regulatory developments.

ACAMS 全球系列研讨会以增强合规计划效益、强调实务技能分享而著称。在为期一天的研讨会中,专家讲者将集中介绍国内及全球当 前关注的合规挑战及监管趋势等方面的议题。

Please contact asia@acams.org for any further event details / sponsorship enquiries.

如欲查询活动或赞助事宜,请电邮至 asia@acams.org

Educational Credit Units (ECUs) 进修学分

Six Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECUs are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

于出席会议后,参会者可取得 6 个进修学分。学分用作申请 CAMS 考试(作为资格积分),或 CAMS 资格重新认证。

Agenda-at-a-glance 议程概要

(Simultaneous translation between English & Mandarin Chinese will be provided)
(提供英中同传翻译)

8:00 – 9:00 Registration and Morning Tea
登记和早茶
09:00 – 09:15 Welcome Remarks
欢迎词

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)
09:15 – 09:45 Keynote Address 
主题演讲


Speaker 讲者:
ZHU Yong, Deputy Secretary-General, Dean of the Research Institute of Internet Finance Standards National Internet Finance Association of China
中国互联网金融协会 副秘书长 互联网金融标准研究院院长朱勇
09:45 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments
法规最新进展:分析地区反洗钱监管趋势与最新动向


Speakers 讲者:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)
Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd
10:30 – 10:50 Networking and Refreshment Break
交流和茶歇
10:50 – 12:20 INTERACTIVE WORKSHOP: Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions
管理日益复杂的域外制裁、二级制裁与可能执法措施


Moderator 主持人
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
公认反洗钱师协会 反洗钱合规策略总监—亚太区 高威廉博士 (CAMS-FCI)

Speakers 讲者:
Nikhil Gandesha, Director, Risk Advisory, EY
Arlette Wong, Associate Director, Regional Sanctions Advisory, Standard Chartered Bank
12:20 – 13:20 Networking Luncheon
交流和午膳
13:20 – 14:20 Key Lessons from Recent Global Enforcement Actions
近期全球反洗钱执法措施的重要启示


Speakers 讲者:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)
Rudy Wang, CAMS, Head of Compliance and AML Department, The Bank of New York Mellon Taiwan
美国纽约梅隆银行台北分行 法令遵循部主管 王贤裕 (CAMS)
14:20 – 15:30 Evaluating the Money Laundering Risks of Insurance Products
评估保险产品的洗钱风险


Moderator 主持人:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

Speakers 讲者:
CHENG Shaohua, CAMS, Compliance Director Compliance Management Division Legal & Compliance Department, The People’s Insurance Company (Group) of China Limited
中国人民保险集团股份有限公司 法律合规部-合规管理处 合规主管 程绍华 (CAMS)
Reynolds Lei, Vice General Manager, Legal & Compliance Department, Ping An Insurance (Group) Company of China Ltd.
平安保险(集团)股份有限公司 法律合规部副总经理 雷志凌
Zoey Zhang, Associate Director, AML, CHO Compliance, AIA China
友邦保险 合规部助理总监 张艳
15:30 – 15:50 Networking and Refreshment Break
交流和茶歇
15:50 – 17:00 Strengthening Electronic Payment Systems to Mitigate Abuse
强化电子支付系统以缓解滥用情形


Moderator 主持人
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

Speakers 讲者
Benjamin Chen, CAMS, Former Senior Manager, AML department, E-Sun Commercial Bank, Ltd
前 玉山銀行 洗錢防制資深經理 陳俊銘 (CAMS)
Jojo Guo, CAMS, Head of AML Center (CN), Ant Financial Services Group
蚂蚁金服集团 反洗钱中心总经理 郭倩婷 (CAMS)
17:00 – 17:10 Closing Remarks
结束语

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

(Program is subject to change)
活动内容有可能改变而不作另行通知,敬请留意。

Exhibitor 参展商

安永会计师事务所 Ernst & Young

Ernst & Young

Pricing 价格

ACAMS Members(ACAMS 会员) Non-Members (非 ACAMS 会员)
USD 450 (450 美金) USD 495 (495 美金)
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马上登记
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Speaker Faculty 讲者

(Surname in Alphabetical Order 根据英文姓氏字母排序)

Keynote

Zhu Yong
  • ZHU Yong | 朱勇

  • Deputy Secretary-General, Dean of the Research Institute of Internet Finance Standards | 副秘书长 互联网金融标准研究院院长
  • National Internet Finance Association of China | 中国互联网金融协会

Bio | 简介

ZHU Yong is the Deputy Secretary-General of the NIFA, and the Dean of the Research Institute of Internet Finance Standards of the NIFA.

Mr. Zhu has a strong track-record of success with the People’s Bank of China (PBOC) since 1999. He served as the Deputy Director of the Application and Development Division of the State Administration of Foreign Exchange (SAFE), the Deputy Director of the Technical Support Department and the Director of the Information Management Division of the China Anti-Money Laundering Monitoring & Analysis Center. Mr. Zhu has solid theoretical foundation and substantial experience in AML supervision technical methods, internet finance and FinTech, and financial informalization construction. He is committed to deliver significant impact in supervision while driving technical innovation.

In accordance with the Anti-Money Laundering Law and regulations, Mr. Zhu led the projects to build system infrastructure of suspicious transactions reporting and anti-money laundering monitoring. It enables the system to run smoothly and safely for more than a decade without any major risks.

Mr. Zhu is horned with the 2nd prize of the Science and Technology Progress Award of the People’s Liberation Army of China (PLA), the 1st and 2nd prize of the Science and Technology Development Award of the banking industry. The awards remark his outstanding contribution to building the national punishment and anti-corruption system, establishing the healthy and compliant internet finance industry, strengthening prevention and control of the financial risks, promoting the efficiency and effectiveness of regulation implementation and customer rights protection.

朱勇,现任中国互联网金融协会副秘书长兼互联网金融标准研究院院长。

朱勇先生于1999年入中国人民银行工作,历任国家外汇管理局应用开发处副处长,中国人民银行反洗钱监测中心技术支持部副主任、信息管理处处长。其注重以科技手段提升工作水平,在反洗钱监管科技、互联网金融与金融科技、金融信息化建设等领域具备扎实理论功底和实践经验。

依照国家反洗钱法及相关规定,其牵头开展全国反洗钱大额和可疑交易数据联网报送及资金监测分析基础设施建设工作,建成国家反洗钱数据库,同步规划投产配套灾备系统,确保系统安全平稳运行十余年,守住不发生重大风险和安全事件底线。

曾获全军科学技术进步二等奖、银行业科技发展一等奖和二等奖,为构建国家惩处和预防腐败体系、促进互联网金融规范健康发展、加强金融风险防控、推动监管政策落地以及保护金融消费者合法权益做出相应贡献。


Benjamin Chen
  • Benjamin Chen, CAMS | 陈俊铭 (CAMS)

  • Managing Consultant | 顾问经理
  • IBM Global Business Services | IBM 全球企业咨询服务事业群

Bio | 简介

Mr. Chen currently works for Global Business Services of IBM, responsible for providing financial crimes and anti-money laundering solutions. Previously, ha had thirteen-year working experiences in banking industry, including AML, corporate finance, consumer banking, foreign exchange, and money market dealings. His roles varied from being a front-line sales person, to back-office operation, and dealer/business analyst in Los Angeles Branch. He also participated in the establishment of AML Department of E.Sun Bank, led several AML projects, and acted as the main speaker of the Bank during APG onsite evaluation in 2018.

陈俊铭现有服务于 IBM 全球企业咨询服务事业群,主要负责金融犯罪与洗钱防制解决方案的提供。在此之前,他有10年银行从业经验,包括洗钱防制,法人授信业务,个人金融业务, 外汇业务,与银行资金调度。在银行任职期间曾历练各种职位,从第一线业务人员,到后台作业人员,海外分行交易员与业务分析人员,并参与玉山银行洗钱防制部门的设立,负责多个洗钱防制专案,并于 2018 年 APG 相互评鉴期间担任银行主答人。


Shaohua Cheng
  • CHENG Shaohua, CAMS | 程绍华 (CAMS)

  • Compliance Director Compliance Management Division Legal & Compliance Department | 合规主管 法律合规部-合规管理处
  • The People’s Insurance Company (Group) of China Limited | 中国人民保险集团股份有限公司

Bio | 简介

Mr. Cheng Shaohua was graduated from Law School of Fudan University and China-EU School of Law at China University of Political Science and Law, obtained Bachelor of Law in 2008 and double LLM. in 2011. He has Certificate of Legal Profession (passed the Bar Exam of PRC) and Certificate of Corporate Counsel (issued by Ministry of Justice of PRC). He had worked for Air China Cargo from 2011 to 2013, and joined Legal and Compliance Department of PICC Group in 2013 when he began his career of Anti-Money Laundering. Mr. Cheng has been admitted as a Certified Anti-Money Laundering Specialist of ACAMS in 2015. He used to deeply participate in a research program about legislative advice on Anti-Money Laundering from insurance industry, which was organized by The Insurance Association of China. The research report has been submitted to PBOC and CIRC.

程绍华,先后毕业于复旦大学法学院和中国政法大学中欧法学院,2008 年获得法学学士学位,2011 年获得中国政法大学和德国汉堡大学法学硕士学位。2011 年至今,先后就职于中国国际货运航空有限公司和中国人民保险集团股份有限公司,专门从事法律合规工作, 具备法律职业资格和公司律师资质。2013 年起从事反洗钱合规工作,2015 年获得公认反洗钱师协会反洗钱师资格,曾深度参与中保协“保险业反洗钱立法完善课题”研究组,与其他组员共同完成《关于完善我国保险业反洗钱立法有关建议的报告》,并以保险行业名义提交人民银行反洗钱局。


  • Hue Dang, CAMS-Audit | 邓芳慧 (CAMS-Audit)

  • Head of Asia Pacific | 亚太区执行长
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Dang is the Head of Asia Pacific of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

邓芳慧女士供职于公认反洗钱师协会(ACAMS),于2008年设立协会亚太区总部(位于香港)并担任亚太区执行长。邓芳慧女士在金融业有超过二十五年的经验,曾担波士顿美国联邦银行(Federal Reserve Bank)审查官、新加坡巴克莱资本投资银行(Barclays Capital’s Investment Banking)经理、新加坡花旗全球消费者银行(Citibank’s Global Consumer Banking Group)业务发展总裁和香港汤姆森金融公司(Thomson Financial)亚太区业务发展总裁。邓女士在美国安默斯特学院(Amherst College)获荣誉文学士学位毕业,亦为美国哈佛大学约翰.肯尼迪政府学院的公共政策硕士。


Rod Francis
  • Rod Francis

  • SMD, Asia Practice Lead – Financial Crime Compliance
  • FTI Consulting (Hong Kong) Ltd

Bio

Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years, Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region. Prior to joining FTI, Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007, Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively.

Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars.


Nikhil Gandesha
  • Nikhil Gandesha

  • Managing Director
  • Finomni

Bio

Nikhil Gandesha is the Managing Director of Finomni, a consulting firm specialising firm in financial crime compliance.

Mr. Gandesha has undertaken several roles covering AML, CTF, CPF and Sanctions in the UK, UAE and Hong Kong. His work included leading investigations, developing intelligence led solutions to manage and mitigate financial crime risk as well as implementing effective strategies to meet clients’ risk appetite needs.

Prior to joining Finomni, Mr. Gandesha worked for 2 global banks as well as a big 4 consultancy and has experience partnering with law enforcement, government agencies and international bodies such as the UN.


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI | 高威廉博士 (CAMS-FCI)

  • AML Director – APAC | 亚太区反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also Included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking – “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

高威廉博士在金融和银行业拥有逾 25 年的专业经验。他此前是汇丰银行分支机构管理业务的区域主管,致力于防范亚洲各地的金融犯罪和代理银行服务风险。在汇丰银行供职的 12 年中,他还负责管理过在股票/外汇大宗经纪业务,结构型基金业务和对冲基金单位方面的风险。

高博士先后获得波士顿大学的学士学位,乔治梅森大学的文科硕士学位,哈佛商学院的综合管理专案证书,以及圣莫妮卡学院(SMC,美国)的管理学博士学位,其博士论文专注于研究 代理银行 – “代理银行增强尽职调查的影响”。此外,他还通过了特许另类投资分析师(CAIA)协会,以及全球风险管理专业人士协会的金融风险管理师(FRM)认证。


Jojo Guo
  • Jojo Guo, CAMS | 郭倩婷 (CAMS)

  • Head of AML Center (CN)| 反洗钱中心总经理
  • Ant Financial Services Group | 蚂蚁金服集团

Bio | 简介

Ms. Guo is head of Anti-money laundering Center (CN) of Ant Financial Services Group (“Ant Financial”). Ant Financial is a technology company that brings inclusive financial services to the world. Ant Financial, officially founded in October 2014, originated from Alipay founded in 2004.

With the mission of “bringing the world equal opportunities”, Ant Financial is dedicated to creating an open, shared financial services platform through technology innovations, and to providing consumers and small businesses with safe and convenient inclusive financial services globally.

Ms. Guo has more than 14 years’ experience in compliance, anti-money laundry risk management in banking and payment industry. She was the Head of Compliance Department of Alipay.com, witnessed the development of regulations and compliance programs in Chinese payment industry. She is leading the team to maintain AML program of Ant Financial CN business.

郭倩婷女士任职于蚂蚁金服集团反洗钱中心。蚂蚁金服集团旗下业务包括生活服务平台支付宝、智慧理财平台蚂蚁聚宝、云计算服务平台蚂蚁金融云、独立的第三方征信机构芝麻信用及首批民营银行之一的网商银行。蚂蚁金服致力于通过技术与合作与合作伙伴一起为世界带来更多平等的机会和微小而美好的变化。

郭倩婷女士具备超过14年丰富的银行、支付等行业合规、反洗钱管理工作经验。过去10年,郭女士一直在蚂蚁金服集团合规、反洗钱部门工作,深入参与了支付机构相关立法研讨和企业合规运营的实践,目前郭女士负责蚂蚁金服集团中国业务的反洗钱管理工作。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 北亚区反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert since 2016, with the primary responsibility of developing and executing a strategy in AML / CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Her 20 years within group, she has worked and charge not only front line but also operation and risk department. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front-line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

许胧方女士拥有逾 27 年银行从业经验。她於 2016 年加入公认反洗钱师协会(ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的製定和执行,尤其是对以华语为主要语言的大中华区。她在集团工作的 20 年中, 不仅曾在第一线工作, 还曾经负责集中运营和风险部门。此前,她曾任职於花旗银行(台湾),主管安全和调查服务部门。许女士在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续 5 年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许女士在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。


Reynolds Lei, CAMS
  • Reynolds Lei | 雷志凌

  • Vice General Manager, Legal & Compliance Department | 法律合规部 副总经理
  • Ping An Insurance (Group) Company of China Ltd. | 平安保险(集团)股份有限公司

Bio | 简介

With over 22 years’ expertise in high-tech such as cloud computing and big data analysis in risk control area, Mr. Lei has developed a comprehensive understanding of compliance management requirements of financial institutions, as well as deep insights of Fin-tech and Regulation Technology in the Anti-Money Laundering field.

The company Mr. Lei works for initiatively established a complete set of early warning and settlement platforms for financial crimes combating. Such platforms are capable to generate accurate early warnings and proceed prompt settlements as an entire end-to-end procedure. As the company’s overall plan of improving intelligent monitoring and management techniques of AML Artificial intelligence, Ping An will keep strengthening the innovation of AML in Fin-tech and Reg Tech field.

In 2018, Mr. Lei was invited to the FATF Private Sector Consultative Forum in Vienna, Austria, as the representative of Chinese insurance organizations, shared and communicated the advanced international AML techniques and experience with other experts. During the FATF’s fourth round of AML mutual evaluations in China, Mr. Lei was interviewed by the FATF assessment team, on behalf of the Ping An Group. For the past few years, the company has worked closely with the Chinese Insurance Association. Last year, Mr. Lei acted as the chief editor of the publication “The Insurance Company’s Exploration and Application: The Integration of Big Data within Compliance Management”. Currently, Mr. Lei is in charging of the research project “Anti-Money Laundering Operation Practice within Financial Holding Group”, hosted by the Shenzhen branch of the People’s Bank of China (PBC). The project is aimed at actively exploring and applying AML governance framework and closed loop management system within financial holding groups.

雷志凌先生在科技领域从业近22年,具有丰富的云计算和大数据分析等新技术的工作经验、熟悉金融机构的合规管理工作要求,对反洗钱领域的金融科技和监管科技有非常深刻的理解和研究。

雷志凌先生在所在机构牵头构建了打击金融犯罪预警处置全流程一体化平台,实现精准预警及快速处置端到端贯通,通过对AI反洗钱智能监测和管理工具的整体统筹和规划,持续强化反洗钱在金融科技和监管科技领域的创新实践。

雷志凌先生曾受邀作为中国保险机构的代表赴维也纳参加了FATF组织的私营部门对话会,就反洗钱国际

领域的技术手段和先进经验进行探讨和沟通。在中国接受FATF第四轮互评估期间,雷志凌先生曾代表所在机构接受了FATF评估组的现场访谈。另外,雷志凌先生代表所在机构与保险行业协会在科技领域积极开展深入合作,在去年出版发行的《保险公司合规管理与大数据应用》书刊中担任主编。今年,雷志凌先生在人民银行深圳分行发起的《金融控股集团反洗钱操作实务》课题研究中担任主要负责人,积极探索和实践适用于金融控股集团的反洗钱治理框架和闭环管理体系。


Rudy Wang
  • Rudy Wang, CAMS | 王贤裕 (CAMS)

  • Head of Compliance and AML Department | 法令遵循部主管
  • The Bank of New York Mellon Taiwan | 美国纽约梅隆银行台北分行

Bio | 简介

Mr. Wang has over 20 years of experience in banking sector including over 10 years in Compliance, AML and audit. He joined the Bank of New York Mellon Taipei Branch in 2017 and is the Head of Compliance and AML Department. He is running the branch’s Oversight Committee, developing Compliance & AML/CFT policies & procedures, conducting Compliance & AML training and performing monitoring programs. Prior to joining the Bank of New York Mellon, he was the Head of Compliance in United Overseas Bank Taiwan, the Internal Audit in DBS Taiwan and a Compliance officer in Standard Chartered Bank Taiwan.

王贤裕在银行业逾20几年资历含10年以上法令遵循、洗钱防制及内部稽核等经验。他自2017年2月加入美国纽约梅隆银行台北分行担任法令遵循暨洗钱防制部门负责人,负责分行监督管理委员会、增修法令遵循与防制洗钱政策、程序与手册、施予分行适当法规教育训练、执行法令遵循与洗钱防制监管测试计划等。在进入美国纽约梅隆银行前,王君曾担任新加坡大华银行台北分行法令遵循暨洗钱防制部门负责人、星展银行内部稽核与渣打国际商业银行法令遵循经理。


Arlette Wong
  • Arlette Wong

  • Associate Director, Regional Sanctions Advisory
  • Standard Chartered Bank

Bio | 簡介

Ms. Wong is a dedicated financial crime compliance professional specialised in international economic sanctions. From 8 years of experience at financial institutions subject to sanctions remediation programs, Ms. Wong has in-depth insights on evaluating and managing sanctions risk across banking processes, transactions, screening systems and client relationships.

Her career in sanctions compliance started at BNP Paribas’ APAC AML and Sanctions team, prior to which she had also held positions in other various compliance functions.

Joining Standard Chartered Bank in 2015, Ms. Wong advised on investigations and had a focus on implementing sanctions due diligence procedures in retail banking. She has since moved to her current role as an associate director in sanctions advisory, overseeing Greater China and North Asian countries. Her primary responsibilities include implementing sanctions risk assessment programs and projects, analysis of complex sanctions risks faced by multinational companies in the region, and advising business lines internally as well as corporate clients alike.


Zoey Zhang
  • Zoey Zhang | 张艳

  • Associate Director, AML, CHO Compliance | 合规部助理总监
  • AIA China | 友邦保险

Bio | 简介

张艳女士现任职于友邦保险合规部,负责中国区业务的反洗钱工作。

张艳女士拥有14年丰富的保险行业经验,曾先后在平安、太平等大型险企任职,拥有丰富的营运、合规、法务、反洗钱管理工作经验。张女士出身自法律专业背景,对保险公司的业务和营运工作非常熟悉,自2011年开始从事反洗钱工作,对保险行业的反洗钱发展和要求有着充分的了解和经历。