ACAMS 5th Annual Shanghai Symposium – “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS第五届上海《加强反洗钱/反金融犯罪实用工具和技巧》研讨会

This targeted symposium will provide in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise on a wide range of topics, which includes addressing regional AML compliance challenges and regulatory developments.

ACAMS 全球系列研讨会以增强合规计划效益、强调实务技能分享而著称。在为期一天的研讨会中,专家讲者将集中介绍国内及全球当 前关注的合规挑战及监管趋势等方面的议题。

Please contact asia@acams.org for any further event details / sponsorship enquiries.

如欲查询活动或赞助事宜,请电邮至 asia@acams.org

Educational Credit Units (ECU) 进修学分

6 Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECU are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

于出席会议后,参会者可取得 6 个进修学分。学分用作申请 CAMS 考试(作为资格积分),或 CAMS 资格重新认证。

Agenda-at-a-glance 议程概要

(Simultaneous translation between English & Mandarin Chinese will be provided)
(提供英中同传翻译)

8:00 – 9:00 Registration and Morning Tea
登记和早茶
09:00 – 09:15 Welcome Remarks
欢迎词

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)
09:15 – 09:45 Special Presentation
特别演讲
09:45 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments
法规最新进展:分析地区反洗钱监管趋势与最新动向


Speakers 讲者:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd
10:30 – 10:50 Networking and Refreshment Break
交流和茶歇
10:50 – 12:00 Strengthening Electronic Payment Systems to Mitigate Abuse
强化电子支付系统以缓解滥用情形


Moderator 主持人:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

Speaker 讲者:
Jojo Guo, CAMS, Head of AML Center (CN), Ant Financial Services Group
蚂蚁金服集团 反洗钱中心总经理 郭倩婷 (CAMS)
12:00 – 13:15 Networking Luncheon
交流和午膳
13:15 – 14:15 Key Lessons from Recent Global Enforcement Actions
近期全球反洗钱执法措施的重要启示


Moderator 主持人:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)
14:15 – 15:30 Evaluating the Money Laundering Risks of Insurance Products
评估保险产品的洗钱风险


Moderator 主持人:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)
15:30 – 17:00 INTERACTIVE WORKSHOP
Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions
管理日益复杂的域外制裁、二级制裁与可能执法措施


Moderator 主持人
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
公认反洗钱师协会 亚太区反洗钱合规策略总监 高威廉博士 (CAMS-FCI)
17:00 – 17:10 Closing Remarks
结束语

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

(Program is subject to change)
活动内容有可能改变而不作另行通知,敬请留意。

Exhibitor 参展商

安永会计师事务所 Ernst & Young

Ernst & Young

Pricing 价格

ACAMS Members(ACAMS 会员) Non-Members (非 ACAMS 会员)
USD 450 (450 美金) USD 495 (495 美金)
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Speaker Faculty 讲者

(Surname in Alphabetical Order 根据英文姓氏字母排序)

  • Hue Dang, CAMS-Audit | 邓芳慧 (CAMS-Audit)

  • Head of Asia | 亚太区执行长
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

邓芳慧女士供职于公认反洗钱师协会 (ACAMS),于2008年设立协会亚太区总部 (位于香港)并担任亚太区执行长。邓芳慧女士在金融业有超过二十五年的经验,曾担波士顿美国联邦银行 (Federal Reserve Bank) 审查官、新加坡巴克莱资本投资银行 (Barclays Capital’s Investment Banking) 经理、新加坡花旗全球消费者银行 (Citibank’s Global Consumer Banking Group) 业务发展总裁和香港汤姆森金融公司 (Thomson Financial) 亚太区业务发展总裁。邓女士在美国安默斯特学院 (Amherst College) 获荣誉文学士学位毕业,亦为美国哈佛大学约翰.肯尼迪政府学院的公共政策硕士。


Rod Francis
  • Rod Francis

  • Senior Managing Director
  • FTI Consulting (Hong Kong) Ltd

Bio | 简介

Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region.

Prior to joining FTI Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007 Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively.

Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars.


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI | 高威廉博士 (CAMS-FCI)

  • AML Director – APAC | 亚太区反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also Included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking – “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

高威廉博士在金融和银行业拥有逾25年的专业经验。他此前是汇丰银行分支机构管理业务的区域主管,致力于防范亚洲各地的金融犯罪和代理银行服务风险。在汇丰银行供职的12年中,他还负责管理过在股票/外汇大宗经纪业务,结构型基金业务和对冲基金单位方面的风险。

高博士先后获得波士顿大学的学士学位,乔治梅森大学的文科硕士学位,哈佛商学院的综合管理项目证书,以及圣莫妮卡学院(SMC,美国)的管理学博士学位,其博士论文专注于研究代理银行– “代理银行增强尽职调查的影响”(对应银行增强尽职调查的影响)。此外,他还通过了特许另类投资分析师(CAIA)协会,以及全球风险管理专业人士协会的金融风险 管理师(FRM)认证。


Jojo Guo
  • Jojo Guo, CAMS | 郭倩婷 (CAMS)

  • Head of AML Center (CN)| 反洗钱中心总经理
  • Ant Financial Services Group | 蚂蚁金服集团

Bio | 简介

Ms. Guo is head of Anti-money laundering Center (CN) of Ant Financial Services Group (“Ant Financial”). Ant Financial is a technology company that brings inclusive financial services to the world. Ant Financial, officially founded in October 2014, originated from Alipay founded in 2004.

With the mission of “bringing the world equal opportunities”, Ant Financial is dedicated to creating an open, shared financial services platform through technology innovations, and to providing consumers and small businesses with safe and convenient inclusive financial services globally.

Ms. Guo has more than 14 years’ experience in compliance, anti-money laundry risk management in banking and payment industry. She was the Head of Compliance Department of Alipay.com, witnessed the development of regulations and compliance programs in Chinese payment industry. She is leading the team to maintain AML program of Ant Financial CN business.

郭倩婷女士任职于蚂蚁金服集团反洗钱中心。蚂蚁金服集团旗下业务包括生活服务平台支付宝、智慧理财平台蚂蚁聚宝、云计算服务平台蚂蚁金融云、独立的第三方征信机构芝麻信用及首批民营银行之一的网商银行。蚂蚁金服致力于通过技术与合作与合作伙伴一起为世界带来更多平等的机会和微小而美好的变化。

郭倩婷女士具备超过14年丰富的银行、支付等行业合规、反洗钱管理工作经验。过去10年,郭女士一直在蚂蚁金服集团合规、反洗钱部门工作,深入参与了支付机构相关立法研讨和企业合规运营的实践,目前郭女士负责蚂蚁金服集团中国业务的反洗钱管理工作。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 北亚区反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

许胧方女士拥有逾27年银行从业经验。她于2016年加入公认反洗钱师协会(ACAMS),为协会的| 北亚区反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。许女士在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许女士在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。