4th Annual ACAMS Shanghai Symposium on “Enhanced AML and Financial Crime Tools & Techniques”

  • Date: 13 June 2018
    日期: 2018年6月13日(星期三)
  • Where: Shanghai, China
    地点: 中国上海
  • Venue: The Kunlun Jing An
    No. 250 Hua Shan Road
    Shanghai, China

    活动场地: 静安昆仑大酒店(原上海希尔顿酒店)

This targeted symposium provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges. Attendees can take away valuable tools and techniques to share with your team.

ACAMS 的全球系列研讨会以增强合规计划、强调实务技能分享而着称。研讨会为期一天,我们的专家讲者将集中介绍近一年来国内当前监管关注的合规挑战、金融科技发展及监管等方面的议题。

Agenda-at-a-glance 主要议题

Simultaneous Translation between English & Mandarin Chinese will be provided

8:00 – 9:00 Registration and Morning Tea
9:00 – 9:10 Welcome Remarks

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)
9:10 – 10:15 Regulatory Update: Analyzing Regional AML Trends and New Developments

Moderator 主持人:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

Speakers 讲者:
ZHOU Lan, Deputy General Manager, Legal & Compliance Department, Bank of China Shanghai Branch
中国银行上海市分行 法律与合规部副总经理 周岚
Speaker of People’s Bank of China Shanghai Branch
10:15 – 10:30 Networking and Refreshment Break
10:30 – 12:00 Combining RegTech Innovations of AI, Robotics, and Automation into Your Compliance Programme

Moderator 主持人:
Lynn Na Li, CAMS-Audit, Executive Director of Fraud Investigation and Dispute Services, Ernst & Young (China) Advisory Limited
安永(中国) 审计及法证调查服务执行总监 李娜 (CAMS-Audit)

Speakers 讲者:
Dr. LU Jie, Chief Technology Officer, GRAPHEN Inc.
美商图策智能科技有限公司 首席技术官 吕洁博士
LU Zheng, Chief Compliance Officer, Circle China
世可中国公司 首席合规官 鲁政
12:00 – 13:30

Networking Luncheon
13:30 – 15:00 Cybercrime: How It Happens, and How to Fight It

Moderator 主持人:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 反洗钱合规策略总监—北亚 许胧方 (CAMS-FCI)

Speakers 讲者:
Jojo Guo, CAMS, Director of Anti-money laundering Center, Ant Financial Services Group
蚂蚁金服集团反洗钱中心 郭倩婷 (CAMS)
Gerrey Zhou, Risk Management Department, Tencent
腾讯 腾讯财付通反洗钱中心高级总监 周治明
15:00 – 15:20 Networking and Refreshment Break
Strengthening Controls around Sanction Process and the implications on Beneficial Ownership Determination

Speakers 讲者
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Dr. William Scott Grob, CAMS, AML Director – APAC, ACAMS
公认反洗钱师协会 反洗钱合规策略总监—亚太区 William Scott Grob博士
16:50 – 17:00 Closing Remarks

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

(Program is subject to change)

Exhibitor 参展商

安永会计师事务所 Ernst & Young

Ernst & Young



Pricing 价钱

ACAMS Members (ACAMS会员) Non-Members (非会员)
USD 425 (美金 425) USD 475 (美金 475)
Register Now

Download Full Agenda 取得详细会议议程

Speaker Faculty 讲者简介

(Surname in Alphabetical Order 根据英文姓氏字母排序)

  • David J. A. Cope

  • Managing Director and Head of Financial Crime Compliance
  • Goldman Sachs Asia LLC


Mr. Cope has over 25 years of experience in the financial crime and anti-money laundering space. Prior to joining Goldman Sachs, he was the Asia Pacific Head for Global Financial Crimes Compliance at Bank of America Merrill Lynch, previous to his time at Bank of America, he was the Regional AML/CTF Compliance Manager for Morgan Stanley Asia. Mr. Cope was also briefly a Partner at KPMG based in Hong Kong in the forensic practice dealing with AML/CTF and sanctions issues.

In his Compliance roles Mr. Cope led multinational teams dealing with all aspects of financial crime risk management, including client on boarding, sanctions and corruption issues, suspicious activity detection and reporting, and financial crime risk assessments, as well as providing advice and counsel to bank senior management and business leaders for financial crime issues arising in the region.

Prior to joining the private sector, Mr. Cope’s 17-year long career in the Hong Kong Police was mainly focused on the investigation and prosecuted serious complex financial crime and money-laundering, with postings to the Commercial Crime Bureau, Organized Crime and Triad Bureau and Narcotics Bureau. He was also part of the formulation and execution of the Hong Kong Police’s financial investigation policy and training including dealing with the Financial Action Task Force Mutual Evaluation process. Mr. Cope is a Member of the Hong Kong Chapter Board.

  • Hue Dang, CAMS-Audit | 邓芳慧 (CAMS-Audit)

  • Head of Asia | 亚太区执行长
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

邓芳慧女士供职于公认反洗钱师协会 (ACAMS),于2008年设立协会亚太区总部 (位于香港)并担任亚太区执行长。邓芳慧女士在金融业有超过二十年的经验,曾担波士顿美国联邦银行 (Federal Reserve Bank) 审查官、新加坡巴克莱资本投资银行 (Barclays Capital’s Investment Banking) 经理、新加坡花旗全球消费者银行 (Citibank’s Global Consumer Banking Group) 业务发展总裁和香港汤姆森金融公司 (Thomson Financial) 亚太区业务发展总裁。邓女士在美国安默斯特学院 (Amherst College) 获荣誉文学士学位毕业,亦为美国哈佛大学约翰.肯尼迪政府学院的公共政策硕士。

William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC | 反洗钱合规策略总监—亚太区
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also Included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking – “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).


Grob博士先後獲得波士頓大學的學士學位,喬治梅森大學的文科碩士學位,哈佛商學院的綜合管理項目證書,以及聖莫妮卡學院(SMC,美國)的管理學博士學位,其博士論文專注於研究 代理銀行 – “代理銀行增強盡職調查的影響”(對應銀行增強盡職調查的影響)。此外,他還通過了特許另類投資分析師(CAIA)協會,以及全球風險管理專業人士協會的金融風險 管理師(FRM)認證。

Jojo Guo
  • Jojo Guo, CAMS | 郭倩婷 (CAMS)

  • Head of AML Center (CN)| 反洗錢中心總經理
  • Ant Financial Services Group | 螞蟻金服集團

Bio | 簡介

Ms. Guo is head of Anti-money laundering Center (CN) of Ant Financial Services Group (“Ant Financial”). Ant Financial is a technology company that brings inclusive financial services to the world. Ant Financial, officially founded in October 2014, originated from Alipay founded in 2004.

With the mission of “bringing the world equal opportunities”, Ant Financial is dedicated to creating an open, shared financial services platform through technology innovations, and to providing consumers and small businesses with safe and convenient inclusive financial services globally.

Ms. Guo has more than 14 years’ experience in compliance, anti-money laundry risk management in banking and payment industry. She was the Head of Compliance Department of Alipay.com, witnessed the development of regulations and compliance programs in Chinese payment industry. She is leading the team to maintain AML program of Ant Financial CN business.



  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.


Lynn Na Li
  • Lynn Na Li, CAMS-Audit | 李娜 (CAMS-Audit)

  • Executive Director of Fraud Investigation and Dispute Services | 审计及法证调查服务执行总监
  • Ernst & Young (China) Advisory Limited | 安永(中国)

Bio | 简介

Ms. Li accumulated over 18 years’ experience in financial industry with ample knowledge in operational risks, ethics, compliance, and experience in middle and back offices. With over 13 years of her career in Financial Crime Compliance, her experience covers a wide range of sections including Anti-Money Laundering, Sanction, Anti-Bribery and Anti-Corruption, etc. She has deep understanding of AML and Sanctions processes and procedures, the China regulatory landscape as well as the regulators’ expectations in Mainland China, Hong Kong, US and Japan.

Ms. Li holds an MBA from Chinese University of Electronics, Science and Technology. During her banking experience, Ms. Li took the responsibility to conduct the first round of FATF Mutual Evaluation representing the bank she worked in 2006. She was involved in great amount of translation of stipulations and was appointed to compose and revise many AML laws and regulations. In 2008 Ms. Li leading her team, assisted The People’s Bank of China to compose the basic framework of the book “Anti-Money Laundering: Global Experience and Reference”, and was responsible for the composition of “The Section of Japan”. She was awarded as “Remarkable Individual of AML” by PBOC each year since 2008 to 2015. In 2014, she led her team to win the title of “Remarkable Institution of AML”. In 2016, as a representative of her bank, Li Na was elected to be the deputy team leader of AML Professional Group in Shanghai Banking Association. In 2017, Li Na was invited to join the AML Professional Group, organized by PBOC Shanghai Branch, as a critical group member. At present, the IRA standards and procedures of the security section are completed by the team.

As a senior professional expert in the industry, Li Na was frequently invited by PBOC, China Banking Association and other organizations to give lectures. In 2017, as an extraordinary global member of ACAMS, she and her experience was depicted in the special edition of ACAMS’s magazine.




LU Jie
  • Dr. LU Jie | 吕洁博士

  • Chief Technology Officer | 首席技术官
  • GRAPHEN Inc. | 美商图策智能科技有限公司

Bio | 简介

Dr. Jie Lu is the Chief Technology Officer of Graphen, Inc. Currently she is leading the effort of creating the next-generation Artificial Intelligence and Big Data Analytics platform as well as FinTech solutions on top of this platform. Prior to co-founding Graphen, Inc., Dr. Lu worked at IBM T.J. Watson Research Center as a research scientist for 10 years, leading multiple internal and external technology and software system research and development projects, covering areas such as contextual information retrieval and recommendation, interactive visual analytics for business intelligence, social media analysis for strategic communications, and using graph analytics and machine learning techniques on billion-level data to detect anomalies for financial applications. Recently, Dr. Lu has been leading the development of Anti-Money Laundering, Non-Performing Loans, and Cybersecurity Monitoring systems for top bank clients.

Dr. Lu received her Ph.D. from Carnegie Mellon University in 2007, M.S. from Yale University, and B.S. from Tsinghua University.

吕洁博士是美商图策智能科技有限公司(Graphen Inc.)首席技术官(CTO),负责领导开发新一代人工智能和大数据存储及分析平台,以及基于此平台的为金融科技解决方案。此前十年吕博士在IBM沃森研究院(Watson Research Center)任职研究科学家,曾先后领导过多个对内或对外的技术及软件系统研发项目,涵盖智能检索推荐,可视化商业智能,社交媒体战略传播,以及利用图形分析技术和机器学习方法处理并分析数十亿量级数据以支持金融机构内部异常检测的应用。近期吕博士致力于领导为银行客户开发反洗钱,不良贷款分析和网络安全监控应用系统。

吕博士于2007年获得卡内基梅隆大学(Carnegie Mellon University)计算机科学博士学位。此前她拥有耶鲁大学硕士和清华大学学士学位。

  • LU Zheng | 鲁政

  • Director of Legal & Compliance Department | 法律合规部主任
  • National Internet Finance Association of China | 中国互联网金融协会

Bio | 简介

Mr. Lu Zheng, works as the director of Legal & Compliance Department in National Internet Finance Association of China since September 2018, his work mainly focuses on setting up the rules and regulations for internet finance industry, building up Anti-Money Laundering self-discipline mechanism, industry compliance and self-discipline management and other related works.

Mr. Zheng Lu has over 14 years of experiences in Anti-Money Laundering legislation, policymaking and regulatory practice. He used to serve as the Director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr. Lu participated in drafting the Anti-Money Laundering Law and relevant regulations, establishing of the Anti-Money Laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, and developing the FATF international standards. Mr. Lu also used to be the Chief Compliance Officer of Circle China, engaged in innovation implementation and compliance management in related to block chain and FinTech.



Gerrey Zhou
  • Gerrey Zhou | 周治明

  • Risk Management Department | 腾讯财付通反洗钱中心高级总监
  • Tencent | 腾讯

Bio | 简介


  • ZHOU Lan | 周岚

  • Deputy General Manager, Legal & Compliance Department | 法律和合规部 副总经理
  • Bank of China Shanghai Branch | 中国银行上海市分行

Bio | 简介

Mrs. Zhou has worked in the finance field for nearly 20 years already and has various law and compliance management experiences, especially in the AML compliance field, with more than 12 years practical operation and management experience. She is very familiar with AML regulations.

Mrs. Zhou has initiated the AML three lines of Defense (3 + 3) operating system and other special platforms while she worked for current organization. She has also established the AML monitoring and analysis center, and AML Assessment and differentiation control system for organization & products. In addition, she proactively explored the innovative method of AML, as well as AML process optimization, science and intelligence control in AML.

Mrs. Zhou was frequently invited to share her experiences at the events organized by PBOC or Shanghai Banking Association as the representative of Chinese FIs. At the AML research group which initiated by PBOC (Shanghai Branch), she used to be the leader of sanctions monitoring group, and the group member of Trade Based AML. She actively explored AML control mechanism and measures in high-risk area of Finance in Shanghai.