ACAMS 6th Annual Kuala Lumpur Symposium – “Enhanced AML and Financial Crime Tools & Techniques”

  • When: 20 June 2019 (Thursday)
  • Where: Kuala Lumpur, Malaysia
  • Venue: Hilton Kuala Lumpur
    3 Jalan Stesen Sentral
    50470 Kuala Lumpur, Malaysia

This targeted symposium will provide in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise on a wide range of topics, which includes addressing regional AML compliance challenges and regulatory developments.

Please contact asia@acams.org for any further event details / sponsorship enquiries.

Educational Credit Units (ECUs)

Six Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECUs are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

Agenda-at-a-glance

08:00 – 09:00 Registration and Morning Tea
09:00 – 09:15 Welcome Remarks
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
09:15 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments

Speakers:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
Daniel Wong, CAMS, Group Chief Compliance Officer, Maybank
10:30– 10:50 Networking and Refreshment Break
10:50 – 12:00 Crafting Processes to Combat Illicit Money Flows in the APAC Region

Moderator:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS

Speakers:
Christian Eades, Vice President and Compliance Officer, Citi
Michael Sprake, Director, PwC South East Asia Consulting
12:00 – 13:00 Networking Luncheon
13:00 – 14:30 Interactive Workshop: Wrestling with the New Wolfsberg Correspondent Banking Questionnaire and the Internal Implications

Speaker:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
14:30 – 15:30 FinTech Update: Strengthening Electronic Payment Systems with New Technologies to Mitigate Abuse

Moderator:
Aaron Lau, CAMS-Audit, CAMS-FCI, Head of Fraud Investigation & AML, AITLAU Management Services

Speakers:
Praveen Jain, CAMS, Head of Financial Crime Compliance (FCC) Innovation and Controls Strategy, Standard Chartered Bank
Nur Fazlim Bt M.Mohamed Kunju, Head of Compliance, MoneyMatch
15:30 – 15:50 Networking and Refreshment Break
15:50 – 16:50 Evaluating the Money Laundering Risks of Insurance Products

Moderator:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS

Speaker:
Niall Grady, Chief Compliance Officer, Asia, Prudential Corporation Asia
16:50 – 17:00 Closing Remarks
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
(Program is subject to change)

Silver Sponsor

Bureau van Dijk

BVD-Moody

Pricing

ACAMS Members Non-Members
USD 375 USD 425

Registration Closed

Download Agenda

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Speaker Faculty (Surname in Alphabetical Order)

Nur Fazlim Bt M.Mohamed Kunju
  • Nur Fazlim Bt M.Mohamed Kunju

  • Head of Compliance
  • MoneyMatch

Bio

Puan Nur Fazlim is the Head of Compliance for MoneyMatch. With humble beginnings as a Quantity Surveyor, she has successfully climbed through the corporate ranks by becoming a Project Manager and subsequently, a Senior Project Manager to which she was responsible for handling a variety of commercial and residential projects worth hundreds of millions in the Construction Industry for 13 years.

Finding that her strengths lie within the ability to recondition and reform issues faced within the Construction Industry, it was a natural step for her to head towards Compliance in the Money Service Business industry 9 years ago. Throughout her career, Puan Nur Fazlim has served companies that were facing a myriad of compliance related issues where she spearheaded the reexamination and reconstruction of compliance policies and procedures, leading to an overhaul of the companies compliance programme. This has led her to be a well-regarded Compliance Officer within the industry as well as with the regulator.

A testament to this is that upon joining MoneyMatch late last year, her experience, passion and goal-oriented drive has helped MoneyMatch to one of the first Malaysian -owned companies to graduate from the Financial Technology Regulatory Sandbox Framework and will be classed as a Class B remittance service provider and eKYC provider.

Furthermore, Puan Nur Fazlim has recently obtained her Masters in Property Investment. She is also a Certified Compliance Officer (CAMCO) from Asian Banking School, a member of Asian Institute of Chartered Banker and a Certified Trainer accredited for the 2nd term by Finance Accreditation Agency. She is also a doting mother of 3 and loves cooking, reading and travelling.


Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia Pacific
  • ACAMS

Bio

Ms. Dang is the Head of Asia Pacific of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


Christian-Eades
  • Christian Eades

  • Vice President and Compliance Officer
  • Citi

Bio

Christian Eades brings more than three decades of corporate, consultant, and government service SME to financial services compliance. Christian attacks compliance challenges with a unique blend of first-person illicit actor expertise, legal experience, and Big Bank insight. He is uniquely qualified to address terror-financing because the Jakarta Marriott bombing, the US embassy bombings in East Africa and 9/11 attack on the Pentagon are personal to him. Similarly, Christian brings deep-dive familiarity with sanctions issues including the international monitoring of North Korea proliferation and their firing of missiles to try to stop it.

Currently in the transition to a compliance role in Europe, Christian previously worked in KYC advisory and financial crimes/AML investigations at Citi, JPMorgan Chase, and AIG, in Asia and North America. Before that, Christian provided advice to major US print and television media and national US law firms in risk management and all the major international financial services compliance areas: financial crimes, sanctions and anti-bribery and corruption. Before his work as a consultant, he served in US embassies as a political officer and military attaché diplomat in Asia, Africa and Europe. He is a licensed US attorney and serves clients with expertise developed from a general law degree and specialized law degree in litigation.


Niall Grady
  • Niall Grady

  • Chief Compliance Officer, Asia
  • Prudential Corporation Asia

Bio

Mr. Grady was appointed Chief Compliance Officer, Prudential Corporation Asia (“PCA”) in January 2017. Prior to his appointment, Mr. Grady was Chief Risk Officer of Eastspring Investments, Singapore Ltd, the Asian asset management business of Prudential plc, where he was responsible for Legal, Risk & Compliance. Before joining Eastspring Investments in 2013 Mr. Grady was Regional Director of Enterprise Risk Management (“ERM”) for PCA responsible for the Risk Management Framework, the Solvency II project and Operational Risk. Mr. Grady joined Prudential Plc in 2007. Mr. Grady has 20 years of financial industry experience and a degree in Financial Services from the University of Manchester (UK) business school and is a Chartered Associate of Institute of Financial Services (ACIF).


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI

  • AML Director – APAC
  • ACAMS

Bio

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).


Praveen Jain
  • Praveen Jain, CAMS

  • Head of Financial Crime Compliance (FCC) Innovation and Controls Strategy
  • Standard Chartered Bank

Bio

Mr. Jain is the Head of Financial Crime Compliance (FCC) SAIL and Innovation at Standard Chartered Bank. He is the Accountable Executive for implementation of the Transaction Monitoring solution and responsible for designing the strategic surveillance solutions for the AML and Sanctions programs. He also leads the innovation program to support the bank in staying at the forefront of FCC risk management and leverage new technologies within the Financial Crime Compliance space.

Mr. Jain was previously responsible for Strategy and Transformation within the financial Intelligence Unit at Bank of America. His early career was with ABN AMRO Bank in AML compliance and with Detica in product management and consulting.


Aaron Lau
  • Aaron Lau, CAMS-Audit, CAMS-FCI

  • Head of Fraud Investigation & AML
  • AITLAU Management Services

Bio

Mr. Lau is the principal consultant and director of AITLAU Management Services Sdn Bhd. He is heading the Financial Fraud Investigation and Anti-Money Laundering Compliance services in the firm. He is involved in consultancy and training in areas related to financial fraud and forensic accounting investigations, anti-money laundering, business intelligence and financial accounting.

He is an accredited trainer for the Association of Certified Anti-Money Laundering Specialist (ACAMS) certification programme. He heads the ACAMS partnership with AITLAU Management Services Sdn Bhd in Malaysia.

He has provided training services in the areas of financial fraud investigations, asset recovery, anti-money laundering and business intelligence to participants of government-related regulatory bodies like Securities Commission, Royal Malaysian Customs, Inland Revenue Board of Malaysia, Malaysian Anti-Corruption Commission, Joint organization between MACC-UNDP-INTERPOL Asset Recovery Workshops, Korean Customs and the Companies Commissioner of Malaysia, both local and foreign financial institutions and corporations. Mr. Lau has been lecturing for the advanced and executive certificate course for the strategic management of anti-corruption programme in the area of anti-money laundering and the effects of corruption since 2011. In 2015, he was accredited as an international bank’s global trainer in Anti-Money Laundering and Sanctions.


Michael Sprake
  • Michael Sprake

  • Director
  • PwC South East Asia Consulting

Bio

Mr. Sprake is a Director in PwC Consulting Associates (M) Sdn Bhd, based in Kuala Lumpur, Malaysia. He has nearly 20 years experience working in the area of financial crime and financial crime risk management. Mr. Sprake spent over 12 years working for HM Revenue & Customs in the United Kingdom, as both an investigation and intelligence officer examining complex fraud, money laundering, prohibitions and restrictions and other serious offences. Prior to joining PwC he was responsible for building the Financial Intelligence Unit and leading the Financial Crime Compliance department for HSBC Bank Malaysia. He has been a key driver behind numerous analytical initiatives to proactively identify financial crime risk within the financial services industry and build effective controls.


Daniel Wong
  • Daniel Wong, CAMS

  • Group Chief Compliance Officer
  • Maybank

Bio

Daniel Wong is the current Group Chief Compliance Officer (GCCO) of Maybank. As GCCO, Mr. Wong oversees Regulatory and Financial Crime Compliance of Maybank Group businesses which include Commercial Banking, Islamic Banking, Investment Banking, Asset Management, Stock Broking, Insurance and Takaful.

Prior to joining Maybank, Mr. Wong spent 21 years in Standard Chartered Bank across Malaysia and Singapore, holding various roles in audit, risk and compliance. He started his career in Bank Negara Malaysia (BNM) and had a short stint in Bursa Malaysia before joining Standard Chartered Bank.

Mr. Wong holds a bachelor degree and has been a Certified Anti-Money Laundering Specialist (CAMS) and Certified Fraud Examiner (CFE) since 2008.