ACAMS 6th Annual Beijing Seminar on “Enhanced AML and Financial Crime Tools & Techniques”

  • When:
    9 November 2017
  • Where:
    Beijing, China
  • Venue:
    Sheraton Grand Beijing Dongcheng Hotel
    36 North Third Ring Road East, Dong Cheng District, Beijing


This targeted one-day seminar provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Take advantage of the small group format and take away valuable tools and techniques to share with your team.

Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges, discussing the issues and opportunities and effective of financial/compliance technology, and an interactive workshop on strengthening beneficial ownership determination throughout your enterprise.

ACAMS 的全球系列研讨会以增强合规计划、强调实务技能分享而着称。小型研讨会的模式特别注重全体与会者的互动讨论。


Agenda-at-a-glance 主要议题

Simultaneous Translation between English & Mandarin Chinese will be provided

8:00 – 9:00

Registration and Morning Tea

9:00 – 9:15

Welcome Remarks

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧女士 (CAMS-Audit)

9:15 – 10:45

Regulatory Update: Analyzing Regional AML Trends and New Developments

  • Updating on the current changes in China and Taiwan’s AML regulatory frameworks
  • Preparing for the Impact of the 4th-Round of FATF Mutual Evaluations on Your AML Program
    就第四轮 FATF(金融行动特别工作组)互评对反洗钱制度的影响做好准备
  • Discussing recent initiatives in public-private partnerships on fighting financial crime, such as Fraud and Money Laundering Intelligence Taskforce (FMLIT) in Hong Kong, Anti-Money Laundering and Countering the Financing of Terrorism Industry Partnership (ACIP) in Singapore
    讨论公共部门及私营机构在打击金融犯罪方面的最新合作计划,如香港反欺诈及反洗钱情报工作组 (FMLIT)、新加坡反洗钱与反恐融资行业合作伙伴关系 (ACIP) 等
  • Reviewing recent AML-related enforcement actions in the APAC region to identify and mitigate regulatory risks such as PEP exposure and deficient systems
  • Detailing recent global shifts in sanctions regimes compliance to adjust oversight models as warranted
  • Refreshing strategies in Countering-Terrorism Financing

Speaker 讲者:
William Scott Grob, CAMS, AML Director – APAC, ACAMS
Rosalind Lazar, CAMS,Country Head of Financial Crimes Risk for Singapore, Standard Chartered Bank

10:45 – 11:05

Networking and Refreshment Break

11:05 – 12:15

Cybercrime: How It Happens, and How to Fight It

  • Examining recent cybersecurity breaches to identify common attack points and strengthen digital defenses
  • Developing an institutional response plan to ensure rapid responses to contain hacks and manage threats such as ransomware and Distributed Denial of Service
  • Creating a post-hack action plan to notify affected stakeholders, restore data systems integrity and collaborate with law enforcement on investigations

Speakers 讲者:
Sandeep Kothari, FCC Product Management, Standard Chartered Bank
Meizi Men, Chief Researcher, Tencent Cyber Crime Research Center
腾讯网络犯罪研究中心 首席研究员 门美子

12:15 – 13:30

Networking Luncheon

13:30 – 14:30

The Innovators Dilemma: Mastering Issues and Opportunities of FinTech/RegTech

  • Analyzing specific KYC/CDD and monitoring challenges of Fintech to ensure compliance systems reflect its unique risks
    分析金融科技在”了解您的客户/客户尽职调查”(KYC/CDD) 和监控方面所面临的挑战,确保合规制度能反映其独有的风险
  • Delineating capacity of RegTech to complement traditional AML in areas such as transaction monitoring, sanctions screening and fraud detection
  • Auditing artificial intelligence systems to protect against algorithmic bias and ensure data integrity

Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 反洗钱合规策略总监 许胧方 (CAMS-FCI)
Zheng Lu, Chief Compliance Officer, Circle China
世可中国公司 首席合规官 鲁政

Moderator 主持人:
Lynn Na Li, CAMS, Executive Director of Fraud Investigation and Dispute Services, Ernst & Young (China) Advisory Limited
安永(中国) 审计及法证调查服务执行总监 李娜 (CAMS)

14:30 – 15:00


Speakers 讲者: David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Rosalind Lazar, CAMS,Country Head of Financial Crimes Risk for Singapore, Standard Chartered Bank

Moderator 主持人:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

Part I: Strengthening Beneficial Ownership Determination Throughout Your Enterprise

  • Creating risk-based beneficial ownership practices based on ownership thresholds, entity structure and nature of account
  • Formalizing CIP documentation and verification requirements and defining triggering events such as ownership shifts for initiating account reviews
    制定客户身份识别制度 (CIP) 文档和验证要求,确定用于发起账户审核的触发事件(如所有权转移)

15:00 – 15:20

Networking and Refreshment Break

15:20 – 16:50

Part II: Strengthening Beneficial Ownership Determination Throughout Your Enterprise

  • Identifying required IT resources and professional skills to construct effective beneficial ownership workflow systems
    明确构建有效的受益所有权工作流程系统所需要的 IT 资源和专业技能
  • Socializing procedures across enterprise with training specific to job function and product line and incentives such as beneficial ownership line items in annual reviews

16:50 – 17:00

Closing Remarks
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧女士 (CAMS-Audit)

Pricing 价钱

ACAMS Members (ACAMS会员) Non-Members (非会员)
$450 (美金 $450) $495 (美金 $495)
Register Now    按此登记 Join ACAMS    加入ACAMS

Download Agenda 取得会议议程

Please complete the above form in English. 注:以上表格请以英文填写

Sponsors & Exhibitors 赞助商及参展商

Exhibitors 参展商

Beijing Info Science & Tech Co., Ltd

Beijing Info Science & Tech Co., Ltd

Ernst & Young

Ernst & Young

Speaker Faculty 讲者

  • David J. A. Cope

  • Managing Director & Head of Financial Crime Compliance
  • Goldman Sachs LLC


Mr. Cope has over 25 years of experience in the financial crime and anti-money laundering space. Prior to joining Goldman Sachs, he was the Asia Pacific Head for Global Financial Crimes Compliance at Bank of America Merrill Lynch, previous to his time at Bank of America, he was the Regional AML/CTF Compliance Manager for Morgan Stanley Asia. Mr. Cope was also briefly a Partner at KPMG based in Hong Kong in the forensic practice dealing with AML/CTF and sanctions issues.

In his Compliance roles Mr. Cope led multinational teams dealing with all aspects of financial crime risk management, including client on boarding, sanctions and corruption issues, suspicious activity detection and reporting, and financial crime risk assessments, as well as providing advice and counsel to bank senior management and business leaders for financial crime issues arising in the region.

Prior to joining the private sector, Mr. Cope’s 17-year long career in the Hong Kong Police was mainly focused on the investigation and prosecuted serious complex financial crime and money-laundering, with postings to the Commercial Crime Bureau, Organized Crime and Triad Bureau and Narcotics Bureau. He was also part of the formulation and execution of the Hong Kong Police’s financial investigation policy and training including dealing with the Financial Action Task Force Mutual Evaluation process. Mr. Cope is a Member of the Hong Kong Chapter Board.

  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 簡介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於2008年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過二十年的經驗,曾擔波士頓美國聯邦銀行(Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行(Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者銀行(Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司(Thomson Financial) 亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國哈佛大學約翰.肯尼迪政府學院的公共政策碩士。

William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC


Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 簡介

Ms. Hsu has over 20 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2016, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.


Sandeep Kothari
  • Sandeep Kothari

  • FCC Product Management
  • Standard Chartered Bank


Sandeep Kothari is an experienced finance industry professional currently working in Financial Crime Compliance at Standard Chartered Bank. He has worked with European and Australian financial organizations in Singapore and Europe leading their change transformation, risk and vendor management.

Sandeep has led global software and vendor management portfolios shaping enterprise demand, go-to market approach, and industry-beating outperformance. He also led initiatives driving regulatory compliance, technology optimization, project office, governance and operational risk.

Mr. Kothari has led teams for infrastructure control, regulatory risk assessment, and audit compliance across Asia Pacific. In his voluntary capacity, is Past President of Information Systems Audit Control Association (ISACA) Singapore and co-authored COBIT 4.0.

Rosalind Lazar
  • Rosalind Lazar, CAMS

  • Country Head of Financial Crimes Risk for Singapore
  • Standard Chartered Bank


A former Deputy Public Prosecutor with the Commercial Affairs Department (CAD), Ministry of Finance, Singapore, and Litigation Partner with Drew & Napier, Ms. Lazar joined the Financial Sector in 2005. She started with Citi Private Bank (CPB) as a member of the Global AML Team, and was responsible for the review and development of globally consistent CPB AML policies. Her role subsequently became regional to include oversight of Consumer and Corporate Banking. Her responsibilities included Regional APAC AML policy development, governance / reporting and training. In 2010, Ros joined Citi’s Internal Audit. As part of the CPB-Asia team in November 2010, she has audited various controls and processes of private banking, as well as the trust and brokerage brokerage, with special focus on AML/CTF controls. She returned to her former AML role when she joined Standard Chartered in November 2013 as Country Head of Financial Crimes Risk for Singapore. Ms. Lazar holds a Masters in Law from Columbia School of Law, New York.

Lynn Na Li
  • Lynn Na Li, CAMS-Audit | 李娜 (CAMS-Audit)

  • Executive Director of Fraud Investigation and Dispute Services | 审计及法证调查服务执行总监
  • Ernst & Young (China) Advisory Limited | 安永(中国)

Bio | 简介

Ms. Li accumulated over 18 years’ experience in financial industry with ample knowledge in operational risks, ethics, compliance, and experience in middle and back offices. With over 13 years of her career in Financial Crime Compliance, her experience covers a wide range of sections including Anti-Money Laundering, Sanction, Anti-Bribery and Anti-Corruption, etc. She has deep understanding of AML and Sanctions processes and procedures, the China regulatory landscape as well as the regulators’ expectations in Mainland China, Hong Kong, US and Japan.

Ms. Li holds an MBA from Chinese University of Electronics, Science and Technology. During her banking experience, Ms. Li took the responsibility to conduct the first round of FATF Mutual Evaluation representing the bank she worked in 2006. She was involved in great amount of translation of stipulations and was appointed to compose and revise many AML laws and regulations. In 2008 Ms. Li leading her team, assisted The People’s Bank of China to compose the basic framework of the book “Anti-Money Laundering: Global Experience and Reference”, and was responsible for the composition of “The Section of Japan”. She was awarded as “Remarkable Individual of AML” by PBOC each year since 2008 to 2015. In 2014, she led her team to win the title of “Remarkable Institution of AML”. In 2016, as a representative of her bank, Li Na was elected to be the deputy team leader of AML Professional Group in Shanghai Banking Association. In 2017, Li Na was invited to join the AML Professional Group, organized by PBOC Shanghai Branch, as a critical group member. At present, the IRA standards and procedures of the security section are completed by the team.

As a senior professional expert in the industry, Li Na was frequently invited by PBOC, China Banking Association and other organizations to give lectures. In 2017, as an extraordinary global member of ACAMS, she and her experience was depicted in the special edition of ACAMS’s magazine.




  • LU Zheng | 魯政

  • Chief Compliance Officer | 首席合規官
  • Circle China | 世可中國公司

Bio | 简介

Mr. LU Zheng has been the chief compliance officer of Circle China since July 2016. He has been engaging in innovative applications and compliance management related to block chain and FinTech. He has over 14 years of experience in anti-money laundering legislation, policy making and regulatory practice. He has served as a director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr. LU participated in drafting the Anti-Money Laundering Law and relevant anti-money laundering regulations, establishing of the anti-money laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, developing the FATF international standards.


Meizi Men
  • Meizi Men | 门美子

  • Chief Researcher | 首席研究员
  • Tencent Cyber Crime Research Center | 腾讯网络犯罪研究中心

Bio | 简介

Meizi Men is the chief researcher of Tencent Cyber Crime Research Center. She is engaged in the research,prevention and control of cybercrime. She served as a prosecutor for 10 years and has a good reputation for the experiences and performances of handling a series of case related to cybercrime and financial crime. As a member of Tencent security management team, Ms. Men has participated in a series of work against hacker attack, internet fraud and internet dark industry. She has also focused on research and development of legal solution with regard to anti-cybercrime and has been experienced in discovery and resistance of money laundering for cybercrime.