ACAMS 7th Annual Beijing Symposium – “Enhanced AML and Financial Crime Tools & Techniques”
第七届中国北京《加强反洗钱/反金融犯罪实用工具和技巧》研讨会

This targeted symposium provides in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise on a wide range of topics, which includes addressing regional AML compliance challenges and regulatory developments.

ACAMS 的全球系列研讨会以增强合规计划效益、强调实务技能分享而着称。在为期一天的研讨会中,专家讲者将集中介绍国内及全球当前关注的合规挑战及监管趋势等方面的议题。

Educational Credit Units (ECU) 进修学分

6 Educational Credit Units (ECUs) will be given upon your attendance of the symposium. The ECU are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

于出席研讨会后,参会者可取得6个进修学分。学分用作申请CAMS考试 (作为资格积分),或CAMS资格重新认证。

Agenda-at-a-glance 主要议题

Simultaneous Translation between English & Mandarin Chinese will be provided
(提供英中同传翻译)

08:00 – 09:00

Registration and Morning Tea
登记和早茶

09:00 – 09:15

Welcome Remarks
欢迎词

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

09:15 – 10:10

Regulatory Update: Analyzing Regional AML Trends and New Developments
法规最新进展:分析地区反洗钱监管趋势与最新动向

Moderator 主持人
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

Speaker 讲者
LU Zheng, Director of Legal & Compliance Department, National Internet Finance Association of China
中国互联网金融协会 法律合规部主任 鲁政

10:10 – 10:30

Networking and Refreshment Break
交流和茶歇

10:30 – 12:00

Overcoming The Growing TBML and Maritime Surveillance Challenges Tied to Sanction Evasion Typologies
遏制日益猖獗的贸易洗钱活动和与逃避制裁相关的海上监视问题

Moderator 主持人
Maggie Qiu, Head of Sanctions, Greater China and North Asia, Standard Chartered Bank
渣打银行 大中华和北亚区经济制裁合规总监 裘萧帆

Speaker 讲者
SUN Caihua, Senior Vice Manager, China Reinsurance (Group) Corporation
中国再保险(集团)股份有限公司 高级副经理 孙才华

12:00 – 13:30

Networking Luncheon
交流和午膳

13:30 – 15:00

Assessing The Organizational Hurdles with Extending AML/CTF Compliance to Non-Bank Companies
将反洗钱 / 反恐融资合规制度扩大开展至非银行的机构可能遇到的组织障碍评估

Moderator 主持人
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公认反洗钱师协会 反洗钱合规策略总监—许胧方 (CAMS-FCI)

Speakers 讲者
ZHOU Shuibiao, CAMS, Senior Manager, Ping An Group Anti-Money Laundering Management Office
平安集团反洗钱管理办公室 高级经理 周水彪(CAMS)
LI Na, CAMS-Audit, Head of Compliance, Lianlian Tech Ltd
连连数字科技有限公司 海外高级合规总监 李娜 (CAMS-Audit)

15:00 – 15:20

Networking and Refreshment Break
交流和茶歇

15:20 – 16:50

INTERACTIVE WORKSHOP: Wrestling with the new Wolfsberg Correspondent Banking Questionnaire and Its Internal Implications
互动工作坊:探讨新的沃尔夫斯堡代理行服务问卷及其内涵

Moderator 主持人
Dr. William Scott Grob, CAMS, AML Director – APAC, ACAMS
公认反洗钱师协会 反洗钱合规策略总监—亚太区 William Scott Grob博士 (CAMS)

Speaker 讲者
YU Man Him, CAMS, Partner, Forensic & Integrity Services, Greater China, Ernst & Young Advisory Services Limited

16:50 – 17:00

Closing Remarks
结束语
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

(Program is subject to change)
活动内容有可能改变而不作另行通知,敬请留意。

Sponsors & Exhibitors 赞助商及参展商

Exhibitor 参展商

Ernst & Young
安永会计师事务所

Ernst & Young

Beijing Info Science & Tech Co.,LTD
北京银丰新融科技开发有限公司

IST

Pricing 价钱

ACAMS Members (ACAMS会员) Non-Members (非会员)
USD 450 (美金 450) USD 495 (美金 495)
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Speaker Faculty 讲者

  • Hue Dang, CAMS-Audit | 邓芳慧 (CAMS-Audit)

  • Head of Asia | 亚太区执行长
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

邓芳慧女士供职于公认反洗钱师协会 (ACAMS),于2008年设立协会亚太区总部 (位于香港)并担任亚太区执行长。邓芳慧女士在金融业有超过二十年的经验,曾担波士顿美国联邦银行 (Federal Reserve Bank) 审查官、新加坡巴克莱资本投资银行 (Barclays Capital’s Investment Banking) 经理、新加坡花旗全球消费者银行 (Citibank’s Global Consumer Banking Group) 业务发展总裁和香港汤姆森金融公司 (Thomson Financial) 亚太区业务发展总裁。邓女士在美国安默斯特学院 (Amherst College) 获荣誉文学士学位毕业,亦为美国哈佛大学约翰.肯尼迪政府学院的公共政策硕士。


William Scott Grob
  • Dr. William Scott Grob, CAMS

  • AML Director – APAC | 反洗钱合规策略总监—亚太区
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also Included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking – “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

Grob博士在金融和銀行業擁有逾25年的專業經驗。他此前是匯豐銀行分支機構管理業務的區域主管,致力於防范亞洲各地的金融犯罪和代理銀行服務風險。在匯豐銀行供職的12年中,他還負責管理過在股票/外匯大宗經紀業務,結構型基金業務和對沖基金單位方面的風險。

Grob博士先後獲得波士頓大學的學士學位,喬治梅森大學的文科碩士學位,哈佛商學院的綜合管理項目證書,以及聖莫妮卡學院(SMC,美國)的管理學博士學位,其博士論文專注於研究 代理銀行 – “代理銀行增強盡職調查的影響”(對應銀行增強盡職調查的影響)。此外,他還通過了特許另類投資分析師(CAIA)協會,以及全球風險管理專業人士協會的金融風險 管理師(FRM)認證。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 20 years’ experience in the banking industry and recently joined ACAMS as a subject-matter expert, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

Joyce拥有逾20年银行从业经验。在2016年她加入公认反洗钱师协会 (ACAMS),为协会的反洗钱合规总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。 Joyce在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。 Joyce在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。


Lynn Na Li
  • LI Na, CAMS-Audit | 李娜 (CAMS- Audit)

  • Head of Compliance | 海外高级合规总监
  • Lianlian Tech Ltd | 连连数字科技有限公司

Bio | 简介

李女士在金融行业拥有超过18 年的从业经验,对于操作风险、职业操守与合规拥有丰富的知识以及中后台的操作实践经验。其中,李女士在金融犯罪合规领域拥有超过13 年的职业经验,广泛涵盖了反洗钱、制裁以及反贿赂腐败等多个领域,对中国的监管环境以及中国大陆、香港、台湾、美国和日本等地的监管要求有着深刻的理解。

在她的从业经历中,曾经参与了大量法规翻译和修订工作,并应邀负责制定多项反洗钱法律与法规。2008 年,她被人民银行任命为反洗钱高级专家,同时带领团队队协助中国人民银行构建了《反洗钱国际经验与借鉴》著书框架,并负责其中日本篇的撰写。从2008 年至2015 年,李女士每年均荣获人民银行“反洗钱先进个人”称号,2014 年更带领所在机构获得人民银行“反洗钱先进机构”称号。作为业界资深专家,李女士经常受邀为人民银行、银行业协会以及其他组织、机构,发表演讲或给予培训。也是我们公认反洗钱师协会的特约专家。


  • LU Zheng | 鲁政

  • Director of Legal & Compliance Department | 法律合规部主任
  • National Internet Finance Association of China | 中国互联网金融协会

Bio | 简介

Mr. Lu Zheng, works as the director of Legal & Compliance Department in National Internet Finance Association of China since September 2018, his work mainly focuses on setting up the rules and regulations for internet finance industry, building up Anti-Money Laundering self-discipline mechanism, industry compliance and self-discipline management and other related works.

Mr. Zheng Lu has over 14 years of experiences in Anti-Money Laundering legislation, policymaking and regulatory practice. He used to serve as the Director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr. Lu participated in drafting the Anti-Money Laundering Law and relevant regulations, establishing of the Anti-Money Laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, and developing the FATF international standards. Mr. Lu also used to be the Chief Compliance Officer of Circle China, engaged in innovation implementation and compliance management in related to block chain and FinTech.

鲁政先生于2018年9月起担任中国互联网金融协会法律合规部主任,从事互联网金融行业规则研究制定、反洗钱监管自律机制建设、行业合规自律管理等工作。

鲁政先生有超过14年的反洗钱立法、政策研究和监管实务经验,曾任中国人民银行反洗钱局处长,曾参与起草《反洗钱法》、反洗钱规章和反洗钱监管政策,制定反洗钱现场检查程序和风险评估标准,组织对各类金融机构的现场检查,讨论制定FATF反洗钱国际标准。鲁政先生还曾担任世可中国公司首席合规官,从事区块链、金融科技相关的创新应用、合规管理工作。


Maggie Qiu
  • Maggie Qiu | 裘萧帆

  • Head of Sanctions, Financial Crimes Compliance – Greater China & North Asia | 大中华和北亚区经济制裁合规总监
  • Standard Chartered Bank | 渣打银行

Bio | 简介

Maggie Qiu is the Head of Sanctions of Greater China and North Asia at Standard Chartered Bank, which has the responsibilities managing the Sanctions Compliance Program for the region. Prior to joining Standard Chartered, she was the Regional Program Director, Global Financial Crimes Compliance for Bank of America Merrill Lynch, and was responsible for regulatory exams, audit, regulatory changes, compliance Monitoring & Testing, issue management, Policy and Program, Risk Assessments, and trainings for 12 jurisdictions in the Asia Pacific region.

Before relocated to Hong Kong on January 2014, Ms. Qiu was the Head of FCC & MLRO for Bank of American China, and led Bank of America Merrill Lynch’s Anti-Money Laundering and Economic Sanctions efforts for all branches in China. She had been in that role since 2010, and previously, Ms. Qiu worked for Financial Intelligence Unit (FIU) in Bank of American’s Global Headquarter in US. Before joining Bank of America Merrill Lynch, Ms. Qiu also held various risk management roles in Wachovia, and Wells Fargo in United States. Ms. Qiu received her Master degree from University of Illinois Urbana-Champaign, USA, also a frequent speaker at international seminars and conferences for Financial Crimes Compliance, Sanctions, Banking Regulatory and Digital Currencies.


SUN Caihua
  • SUN Caihua | 孙才华

  • Senior Vice Manager | 高级副经理
  • China Reinsurance (Group) Corporation | 中国再保险(集团)股份有限公司

Bio | 简介

Sun Caihua, Senior Vice Manager of China Reinsurance (Group) Corporation,Special Research Fellow of Research Center for Financial Law and Regulations, Chinese Academy of Social Sciences, has gained the bachelor degree of law and the master degree of economics from Renmin University of China and got the certificates of Financial Risk Manager (FRM) and Legal Professional Qualification. Sun has led the Anti-Money Laundering Legislation Improvement Research Project and Economic Sanction Risk Mitigation Research Project about Chinese insurance industry, and has published a number of articles in Insurance Studies, Financial News, China Insurance News, 21st Century Business Review and Caixin.Com and provides professional training in Anti-Money Laundering and economic sanctions for many financial regulatory agencies and financial institutions.

中国社会科学院金融法律与金融监管研究基地特约研究员,中国人民大学法学学士,经济学硕士,获FRM和法律职业资格证书,在“保险研究”“金融时报”“中国保险报”“二十一世纪商业评论“,财新网上发表多篇经济制裁方面的文章,为多个金融监管机构,金融同业进行经济制裁方面的专业培训


YU Man Him
  • YU Man Him, CAMS

  • Partner, Forensic & Integrity Services, Greater China
  • Ernst & Young Advisory Services Limited

Bio

Man Him is a Partner with the Forensic & Integrity Services at Ernst & Young Greater China with over 19 years’ experience in Financial Crime Compliance, Forensic Investigations, Anti Bribery and Corruption ,and Compliance Risks management.

Man Him has worked in many financial crime compliance projects and forensic investigations assignments in the Financial Services industry; with sound experience in retail & commercial banking, investment banking business, insurance and asset management companies across Asia Pacific. He has also worked in various global FCPA investigations, conducted multiple Anti-fraud and ABAC risk assessments for MNCs, and presenting findings and recommendations to Senior Management, Senior Executives and Boards.

Man Him speaks in many industry conferences including ACFE, ACCA, ISACA, AmCham and SwissCham on topical AML sessions; he also provides tailored in-house training to Boards and Senior Management of global financial institutions. Man Him is a former Law Enforcement Officer with the Independent Commission Against Corruption Hong Kong. He has assisted public prosecutions and gave evidence in court.


Shuibiao Zhou
  • ZHOU Shuibiao, CAMS | 周水彪 (CAMS)

  • Senior Manager | 高级经理
  • Ping An Group Anti-Money Laundering Management Office | 平安集团反洗钱管理办公室

Bio | 简介

Mr. Zhou has been the Head of Ping An Anti-Money Laundering Monitoring Center, while currently holds the post of Senior Manager of Ping An Group AML Management Office. Mr. Zhou is full of experience in the aspects of AML Management in financial group, financial crimes monitoring analysis, Sanction Compliance Management, Intelligent Monitoring Model, etc.

周水彪先生是平安集团反洗钱管理办公室高级经理,之前担任平安反洗钱监控中心负责人,在金融集团反洗钱管理、金融罪案监测分析、制裁合规管理、智能监控模型方面有丰富的实践经验。