Getting Onboard with Enhanced Onboarding

  • When: Previously recorded on: July 22, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: ALL

Developments like the proposed rule on beneficial ownership, increasingly complex sanctions rules and international events like the EU’s Fourth Directive may mean your onboarding protocols are obsolete or need to be updated, and so do the relationship managers who are your first line of defense against potential AML/BSA problems. Join this webinar to determine what has changed – and how you and your staff need to adapt to protect your institution.

Learning Objectives

  • Developing onboarding policies that meet regulatory expectations and reduce compliance risks
  • Training front-line workers and relationship managers to achieve effective process implementation
  • Effectively testing to identify KYC and CIP areas requiring improvement

Who Should Attend

  • Compliance Personnel
  • Relationship Managers
  • Broker-Dealers

Industries

  • Banking
  • Broker-Dealers

Pricing

ACAMS Members Non-Members
$195 $295
Purchase Recording Join ACAMS

Moderator

Kevin Anderson
  • Kevin Anderson, CAMS

  • Director, Senior Global Compliance Manager
  • Bank of America

Speakers

Nicolas Khouri
  • Nicolas Khouri, CAMS

  • Senior Director, Audit Services
  • Ally Financial Inc.

Steven Lewis
  • Steven Lewis

  • Senior Manager
  • WeiserMazars LLP