Is your Sanctions Filter working? How to gain peace of mind

Sponsored by

Swift
  • When: March 17, 2016
  • Time: 12:00 PM – 1:00 PM ET
    16:00 – 17:00 GMT
  • Level: All

The role and importance of strong sanctions controls cannot be underestimated. But how can you be sure your sanctions filter is working properly? The challenge is multi-faceted: exploding data volumes; the constantly evolving sanctions landscape; differing customer, PEP and transaction screening requirements; OFAC list updates every four days on average; multiple message types and screening formats; as well as filter parameters and technical configuration. Join us for a panel discussion with industry experts for insights and strategies to provide you peace of mind about the implementation and operation of your sanctions filter.

Learning Objectives

  • Understanding regulatory expectations on filter effectiveness and model validation
  • Discussing best practices for operational controls and continuous filter assurance
  • Creating technology environments that underpin your compliance program
  • Avoiding pitfalls when tuning and managing filter environments

Who Should Attend

  • Sanctions Risk Officers and Managers
  • Compliance Managers
  • General Counsel
  • Compliance IT Teams

Region/Industries

  • North America
  • UK/Europe
  • Bank
  • Securities
  • Insurance

Moderator

John Pattenden
  • John Pattenden

  • Sanctions Testing Product Manager
  • SWIFT

Speakers

Vikas Agarwal
  • Vikas Agarwal

  • Principal
  • PwC Risk Assurance Services | Advanced Risk and Compliance Analytics

Brandon M. Corchinski
  • Brandon M. Corchinski

  • Executive Director, AML Model Risk Management
  • JPMorgan Chase

Crystal Noe
  • Crystal Noe

  • Sr. Vice President, Assurance & Optimizations, Global Sanctions Solutions, Global Sanctions Compliance
  • Citigroup Inc.

M. Babar Shameem
  • M. Babar Shameem

  • Global Head, Anti-Money Laundering and Sanctions Screening, Anti-Bribery and Corruption Technology
  • Citigroup Inc.

Register Below