Answers in the SARs: Optimizing the Process from Inception to Reporting

  • When: May 24, 2017
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Beginner – Intermediate

Fast changing AML laws and regulations have shifted the requisite components of a quality SAR, requiring compliance professionals to continuously focus on enhancing current processes and bolster decisions made along the way. From the moment a potential criminal violation or alert of unusual activity is identified to filing your report with recommended FinCEN items—internal controls, policies and protocols regarding the SAR process must be kept up to date. Join this panel of experts for practical information to facilitate and improve your entire SAR process from inception to reporting.

Learning Objectives

  • Establishing clear criteria for filing a SAR
  • Writing narratives based on the four C’s: clear, concise, chronological and complete
  • Filing your report with recommended FinCEN items and utilizing SAR- related information to support internal risk management

Who Should Attend

  • Compliance Officers
  • Audit/Counsel/Advisors
  • FIU/FCC Personnel
  • Law Enforcement

Region/Industry

  • Global
  • Bank
  • MSB
  • Securities

Pricing

ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS

Moderator

Patricia Emerson
  • Patricia Emerson, CAMS

  • Compliance Director, Enterprise AML Investigations
  • Ally Financial