Focus on Audit Case Study: Improving Audit Testing of Anti-Bribery and Corruption Functions

  • When: Previously recorded on: November 19, 2014
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Basic/Intermediate

In the past year, Anti-Bribery and Corruption (ABC) has garnered considerable attention due to several high-profile cases brought by the US Department of Justice. These cases have clearly violated the Foreign Corrupt Practices Act (FCPA) and have highlighted the need for more robust controls and audit testing in this area.

As the roles and responsibilities of audit professionals expand, it is important that you and your staff are well-trained on the nuances of audit functions, testing, validation procedures and internal controls.

Participate in this highly informative webinar and ask questions of audit experts as they discuss practical techniques to validate your ABC program and provide you with tools and techniques to ensure that your program can withstand a robust audit.

Learning Objectives

  • Ensuring compliance with extraterritorial mandates and resolving potential regulatory conflicts
  • Understanding your institution’s fiduciary obligations under the UK Bribery Act and the US Foreign Corrupt Practices Act
  • Updating your institution’s key policies, procedures and internal controls to ensure ABC compliance

Who Should Attend

  • AML Compliance Officers
  • AML Training Officers
  • Anti-Bribery and Corruption Professionals
  • Anti-Fraud Specialists
  • Consultants
  • Financial Intelligence Unit Personnel
  • Government Regulators
  • Internal and External Auditors
  • Law Enforcement Agents

Industries

  • Banks and Credit Unions
  • Government and Regulatory Agencies
  • Law Enforcement Agencies

Pricing

ACAMS Members Non-Members
$195 $295
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Moderator

Laura Goldzung
  • Laura Goldzung, CAMS

  • President & CEO
  • AML Audit Services

Speakers

Tarazeta J Haynes-Huntley
  • Tarazeta J Haynes-Huntley, CAMS

  • Chief Auditor of AML
  • Citigroup

Katya Hirose
  • Katya Hirose, CAMS-Audit

  • Director Global Risk & Investigations Practice
  • FTI Consulting Services