Analyzing FinCEN’s Advisory on Promoting a Culture of Compliance

  • When: Previously recorded on: January 28, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Intermediate to advanced

Defining a culture of compliance isn’t easy – but FinCEN took a major step in that direction with an August, 2014, advisory that dictates what it expects to see in terms of personnel, technology, risk assessment and communication. This webinar provides an in-depth analysis of the FinCEN advisory, gleaning insights into how you can turn theories about a culture of compliance into everyday operational realities.

Learning Objectives

  • Deciphering the FinCEN advisory’s meaning
  • Implementing the advisory’s guidelines into your institution’s operations
  • Adjusting the compliance culture as circumstances change

Who Should Attend

  • Compliance Officers
  • Senior Managers and Directors
  • Professional Services Consultants
  • Technology Officers

Industries

  • Banking
  • Legal Advisors
  • Consulting

Pricing

ACAMS Members Non-Members
$195 $295
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Speakers

Kevin Anderson
  • Kevin Anderson, CAMS

  • Director, Senior Global Compliance Manager
  • Bank of America

Brian Arrington
  • Brian Arrington, CAMS

  • Examiner
  • Federal Reserve Bank of Chicago

Elizabeth Slim
  • Elizabeth Slim, CAMS

  • Senior Vice President, BSA Officer
  • 1st Enterprise Bank

Jeffrey Weiss
  • Jeffrey Weiss

  • Chief AML Officer
  • TD Ameritrade