Making Your AML Audit More Efficient and Effective

  • When: December 9, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Advanced

AML audits are one of the best ways to reveal if your program is working, and where it may fall short. But those simple goals can be difficult to achieve due to the complexities of conducting the audit itself. This webinar provides a template for managing this all-important function. From assessing regulatory expectations to assembling the right technology and expertise, and interpreting the results to improve your compliance regime, this webinar provides workable solutions to seemingly intractable issues.

Learning Objectives:

  • Creating an AML auditing plan to meet regulatory and institutional needs
  • Developing smart auditing techniques to enhance AML coverage
  • Elevating collaboration between Risk Management and Audit functions to enhance compliance

Who Should Attend

  • Compliance Personnel
  • Auditors
  • Legal Advisors

Industries

  • Banking
  • Auditing
  • Legal Counsel

Pricing

ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS

Moderator

Steven Lewis
  • Steven Lewis, CPA, MBA, CAMS

  • Senior Manager
  • WeiserMazars LLP

Speakers

Nicolas Khouri
  • Nicolas Khouri, CAMS

  • Senior Director, Audit Services
  • Ally Financial Inc.

Diana Liska
  • Diana Liska, JD, CAMS, CRCM, CCEP, CFE, SADR

  • Director of Financial Crimes, AML Compliance
  • First Data

Annie Ness Nagengast
  • Annie Ness Nagengast

  • Senior Vice President, Audit Director
  • Wells Fargo