The Art of Self-Defense: Guarding Against Personal Liability Risks

  • When: August 17, 2016
  • Time: 12:00 PM – 2:00 PM ET
  • Level: All

Recent cases against individual compliance officers have heightened worries of potential personal liability risks among AML professionals. Minimizing risks and limiting personal liability exposure requires careful documentation and strategic planning. This insightful webinar examines practical solutions for protecting personal interests, ascertaining responsibilities are clear and documented, and guarding your professional reputation.

Learning Objectives

  • Analyzing case studies to document personal liability risks and formulate potential defenses
  • Documenting proactive compliance actions to demonstrate adherence to professional conduct values
  • Developing strategies for protecting against personal liability claims in event of institutional enforcement actions

Who Should Attend

  • Compliance Officers
  • Legal Advisors
  • Industry Consultants
  • Human Resources Specialists

Region/Sector

  • Global
  • Africa
  • Asia-Pacific
  • Caribbean
  • Europe
  • Latin America
  • MENA
  • North America
  • Bank
  • Securities

Pricing

ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS

Moderator

Brion Nazzaro
  • Brion Nazzaro, CAMS, CFE, CRCM, PMP

  • Group Compliance Director
  • WorldRemit Corp

Speaker

David Chenkin
  • David Chenkin, CAMS, Esq.

  • Managing Partner
  • Zeichner Ellman & Krause LLP

Tara Dziengel
  • Tara Dziengel, CAMS

  • Senior Vice President | Global Head of Anti-Money Laundering
  • The Northern Trust Company