Strengthening Your Compliance Program through Independent AML Audits

  • When: August 3, 2016
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Intermediate to Advanced

Independent audits are a powerful tool for detecting weak links in your chain of compliance defenses. In today’s tech-driven compliance world where AML officers must grapple with complex challenges including sanctions and terrorist financing, independent audits can offer insight and analysis that were once impossible to generate. This webinar provides a clear roadmap to capturing the potential of the new era of independent audits, combining data analytics and professional expertise to produce objective and practical strategies for strengthening AML oversight.

Learning Objectives

  • Structuring audit processes to address specific institutional risks such as trade-based money laundering, sanctions compliance and terrorist financing
  • Utilizing data analytics to affirm accuracy of audit results and identify potential oversight deficiencies
  • Formulating responses based on audit findings to correct systemic flaws

Who Should Attend

  • Compliance Officers
  • Legal Advisors
  • Risk Managers
  • Industry Consultants

Region/Sector

  • Global
  • Africa
  • Asia-Pacific
  • Caribbean
  • Europe
  • Latin America
  • MENA
  • North America
  • Bank
  • Securities
  • MSB

Pricing

ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS

Moderator

Jack Sonnenschein
  • Jack Sonnenschein, CAMS-Audit

  • Founder and Principal
  • Compliance Navigation LLC

Bio

Jack Sonnenschein is Founder and Principal of Compliance Navigation LLC. In prior roles, Jack was the Global Head – Audit Advisory for Financial Crime Compliance at Standard Chartered Bank. Jack also provided AML, compliance and audit leadership at Citigroup, American Express and JP Morgan Chase. He is certified as CAMS-Audit. A frequent instructor at ACAMS conferences and seminars, he started his career at Touche Ross (now Deloitte & Touche) in Quebec and New York where he earned his chartered accountancy and certified public accountant designations.


Speakers

Shaun Creegan
  • Shaun Creegan

  • Managing Director
  • Protiviti

Nicolas Khouri
  • Nicolas Khouri, CAMS

  • Senior Director, Audit Services
  • Ally Financial Inc.