AML Investigations: From A to Z.

Document, document, document. Any good detective will tell you this is a must for a successful investigation. Yet if you’re not careful, you can get buried in paperwork. In this seminar, learn how to track and document your AML investigation from beginning to end. Find out how to open a case and learn how to delegate key duties to make sure you get the results you need. Plus, once you have assembled all the pieces of the puzzle, learn how to respond to official government requests in a way that both satisfies regulators and reassures your own senior management.

Speakers:

Charles Judson, CAMS
Charles has been the Director of Security and AML Compliance Officer for 10 years at Astoria Federal Savings, a $22 billion savings and loan which is the largest thrift in New York State. Previously, for 24 years he was a member of the Nassau County Police Department which served a population of 1.3 million people in a suburb just east of New York City. As a detective, he conducted investigations on homicides, bank robberies, insurance fraud and white collar crimes. For the past 16 years of his career, Charles has focused on working with banks managing and conducting investigations involving fraud, internal theft, robbery, money laundering, terrorist financing, mortgage fraud and other issues that lead to a financial loss or regulatory criticism.

Kevin Sullivan, CAMS
Kevin is an investigator for the New York State Police and is currently assigned to the New York High Intensity Financial Crimes Area (HIFCA) El Dorado Federal Task Force. He has participated in many money laundering investigations at the multi-agency investigative task force, which provides intelligence support to law enforcement and regulatory agencies in money laundering and other financial crime matters. Kevin has taught courses on money laundering and financial crimes at the NY State Police Academy, the IAFCI annual seminar and the Federal Reserve. In addition, he works with the AML Best Practices of the Compliance Excellence program. He is also Vice-Chair of the ACAMS New York Metropolitan Chapter.

Recorded: October 17, 2007

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