Building a Company-Wide AML Compliance Program (Audio / Visual CD-ROM)
Financial institutions are moving increasingly toward comprehensive compliance systems, in which oversight for Bank Secrecy Act and anti-money laundering (BSA/AML) programs is centralized, providing greater control. How can you design such a customer-friendly, risk-sensitive program while meeting compliance objectives? Our experts will explain how to use your risk matrix to build centralized BSA/AML program and use advanced technology to file suspicious activity and currency transaction reports. You will also learn how to align your business operations so that your company runs more efficiently and maintains customer satisfaction, while staying out of regulatory trouble.
The Experts:
Thomas Atkins, CAMS
Recently retired as a Senior Examiner of the Federal Reserve Bank of Dallas, Tom field-tested the new interagency Bank Secrecy Act Examiner’s Manual. He is a longtime Bank Secrecy Act specialist and was a member of the Federal Reserve System PATRIOT Act Working Group. He has conducted BSA/AML training sessions for bankers and for law enforcement officials in Russia and Armenia and helped develop AML training courses for BSA examiners from the five U.S. banking supervisory agencies. Tom now works in BSA/AML Compliance Liaison and Testing for BB&T in Winston Salem, North Carolina.
Karim Rajwani, CAMS
Karim is currently the Global Head of Anti-Money Laundering for RBC Financial Group and is responsible for leading RBC's Anti-Money Laundering, Anti-Terrorism and KYC initiatives globally. As Chief AML Officer, he has overseen the development and implementation of RBC’s AML program over the past several years, including transaction monitoring, risk assessments and client risk scoring. In addition to his 14 years of risk management experience, Karim has worked for various Financial Institutions, Chartered Accounting and Management Consulting firms. In these roles he has overseen the implementation of a number of enterprise-wide risk management and compliance initiatives at various institutions.
Recorded: September 27, 2006
Return Policy.
If you are dissatisfied with one of our guides or CD-ROMs for any reason, you may return it in new condition within 5 business days of receipt of the merchandise for a full refund.
