What Went Wrong: How to Keep Your Institution from Becoming Another AmSouth or Riggs (Audio/Visual CD-Rom)
New landmark money laundering cases involving well known financial institutions are dominating the news, leading to congressional probes, stiffer examinations from regulatory committees, penalties and federal prosecutors applying criminal laws. These scandals provide constructive and far-reaching lessons for financial institutions and businesses that apply to many departments, ranging from human resources and security to members of the Board of Directors, who could face lawsuits filed by angry stockholders for neglect of duty. Here you will learn what these lessons are, the criteria government uses to punish institutions and how you should apply all of this to protect your own organization.
The Experts:
David Caruso
CEO and Managing Director of The Dominion Advisory Group.Caruso provides assistance and advice to banks, securities firms and other financial institutions in designing, implementing, and testing AML and USA Patriot Act compliance programs.Prior, Caruso was the Executive Vice President, Compliance & Security of Riggs Bank NA. He was hired to build a regulatory compliance, investigations, and security department in response to regulatory enforcement actions against the company.
Charles A. Intriago
President and founder of Alert Global Media Inc. Intriago is an expert in the anti-money laundering field, having served as an assistant U.S. Attorney; chief counsel to the government operations subcommittee on legal and monetary affairs of the U.S. House of Representatives; and special counsel on organized crime to Governor Reubin Askew, Florida. Intriago is also the publisher of Money Laundering Alert and lectures frequently on laundering issues.
Recorded: October 20, 2005Return Policy.
CD-ROMs are non-refundable after purchase. Replacement only if CD-ROM is returned.
