Money Services Businesses: Pre-empt Regulators with Independent Review (Audio/Visual CD-ROM)
Battling an adverse regulatory undertow, Money Services Businesses (MSBs) are turning to independent reviews as compliance tools. An independent audit of your MSB program not only provides your institution with added security, it wins you credibility with regulators, who are placing ever greater importance on independent reviews as they perform their own exams. Learn what steps to take to review your MSB program, and how reviews can ease your regulatory headaches. Furthermore, banks will gain insight on how an MSB’s independent review can yield greater confidence in their banking relationship.
The Experts:
Don Temple, CAMS
Don is currently the Director of Forensic Services for KPMG Forensics. He has over 20 years of experience in the Bank Secrecy Act and Anti-Money Laundering arena and is a nationally recognized expert in the area of currency reporting, money laundering, the detection of suspicious transactions and fraud investigations. His experience includes a career in federal law enforcement where he led a Financial Investigative Task Force for 16 years, experience with an AML software provider, and the director of AML investigations for a bank. Don is also CAMS certified and is a regular speaker at global anti-money laundering conferences.
Michael McDonald, CAMS
Michael McDonald is a retired Special Agent of the IRS Criminal Investigation Division. Michael McDonald & Associates, Inc. has been building and reviewing compliance and AML programs for MSBs, bank and non-bank financial institutions since 1998. MMA conducts risk assessment, compliance and AML independent examinations for more than 40 MSBs, banks and other businesses throughout the United States, the Caribbean and Latin America.
Recorded: February 21, 2007
Return Policy.
CD-ROMs are non-refundable after purchase. Replacement only if CD-ROM is returned.
