| CONFERENCE-AT-A-GLANCE |
| TUESDAY, NOVEMBER 6, 2007 |
| 8:00 – 9:00 |
Check-in for CAMS Examination Preparation Seminar |
| 9:00 - 16:30 |
CAMS Examination Preparation Seminar
(you must register separately for the exam preparation seminar in order to attend)
|
| WEDNESDAY, NOVEMBER 7, 2007 |
| 7:00 - 17:30 |
Registration |
| 8:00 - 8:45 |
Breakfast |
| 8:45 - 9:00 |
Opening Remarks |
| 9:00 - 10:15 |
GENERAL SESSION:
Implementation Countdown: How to Successfully Comply with the European Union’s 3rd Money Laundering Directive
Speakers:
Herbert Zammit Laferla, Phillipe Pelle, Anne Chris Visser, Jane Ogden
Moderator:
David Clark, CAMS |
| 10:15 - 10:45 |
Refreshment Break |
| 10:45 - 12:00 |
GENERAL SESSION:
The Building Blocks of a Successful Risk-Based AML Programme
Speakers:
Roland Guennou, Mark Outhwaite, Philip Robinson
Moderator:
Richard Small |
| 12:00 - 13:15 |
Lunch Sponsored by NetEconomy |
| 13:15 - 14:15 |
GENERAL SESSION:
Walking the Fine Line Between AML Compliance and Data Protection - Keeping Customers and the Government Content
Speakers:
David Clark, CAMS and Philip Robinson
Moderator:
Richard Small |
| 14:15 - 14:30 |
Switch Rooms |
| 14:30 - 15:45 |
BREAKOUT SESSIONS
Workshop
First-Rate Techniques for Conducting AML Investigations
Speakers:
Jennifer Hanley, CAMS and Nicoletta Grilli
Seminar
Practical Solutions to The Wire Transfer Dilemma
Speakers:
Miriam Ratkovicova, Rick Small
Moderator:
Gregory Calpakis, CAMS
Round Table
International Asset Recovery Efforts: How They Affect the Compliance Officer’s Job
Speaker:
Jack Smith, CAMS
Round Table
Striving for AML Perfection through Effective Quality Assurance
Speaker:
Jane Ogden
Round Table
Handle with Care: Monitoring Offshore Accounts
Speaker:
Mark Outhwaite |
| 15:45 - 16:15 |
Refreshment Break |
| 16:15 - 17:30 |
BREAKOUT SESSIONS
Workshop
Speaking the Same Language: Writing STRs that Translate into Investigative Leads
Speakers:
Luigi Licari, CAMS and John Mair
Seminar
Fortify your AML Foundation by Building an Internal FIU from the Ground Up
Speakers:
David Clark, CAMS and Pat O’Sullivan
Moderator:
John Pyrik, CAMS
Round Table
Russia: Acceptable Risk or Compliance Headache?
Speaker:
Simon Dilloway
Round Table
How much is too much? Responding to Information Requests from Government Agencies
Speaker:
Mark Outhwaite
Round Table
The PEP Next Door: AML Policies for Domestic Political Figures
Speaker:
Anne Chris Visser |
| 17:30 - 18:30 |
Cocktail Reception sponsored by Bankersalmanac.com |
| 7:00 - 17:30 |
Registration |
| THURSDAY, NOVEMBER 8, 2007 |
| 7:00 - 17:30 |
Registration |
| 8:00 - 9:00 |
Breakfast Sponsored by World-Check |
| 9:00 - 10:15 |
GENERAL SESSION:
How to Mine the Treasures of the Internet to Meet Your AML Responsibilities
Speaker
John Pyrik, CAMS |
| 10:15 - 10:45 |
Refreshment Break Sponsored by SIDE International |
| 10:45 - 12:00 |
GENERAL SESSION:
The Lessons That Terrorist Financing Cases Teach
Speakers:
Simon Dilloway, Clyde Langley, John Pyrik, CAMS
Moderator:
David Clark, CAMS |
| 12:00 - 13:15 |
LUNCH Sponsored by Norkom |
| 13:15 - 14:15 |
GENERAL SESSION:
How the Extraterritorial Reach of U.S. Laws and Regulations May Be Kept at Bay
Speakers:
Roland Guennou, Jane Ogden, Rick Small
Moderator:
Gregory Calpakis, CAMS |
| 14:15 - 14:30 |
Switch rooms |
| 14:30 - 15:45 |
BREAKOUT SESSIONS
Workshop
Customer Identification: The Name Game
Speakers:
Roland Guennou and Jennifer Hanley, CAMS
Seminar
Capture, Prioritize, Document: The Keys to Transaction Monitoring
Speakers:
Patric Marshall and Henri Quintard
Moderator:
Luigi Licari, CAMS
Round Table
International Asset Recovery Efforts: How They Affect the Compliance Officer’s Job
(repeated)
Speaker:
Jack Smith, CAMS
Round Table
Striving for AML perfection through effective Quality Assurance
(repeated) Speaker:
Steve Hancock
Round Table
Handle with Care: Monitoring Offshore Accounts (repeated)
Speaker:
Mark Outhwaite |
| 15:45 - 16:15 |
Refreshment Break |
| 16:15 - 17:30 |
BREAKOUT SESSIONS
Workshop
Tailor-made: Controlling Internal Risks by Customizing Training to Fit Employee Profiles
Speakers:
David Clark, CAMS and Steve Hancock
Seminar
Managing the AML Risks of Corporate Customers
Speakers:
Walter Loher, CAMS and Jane Ogden
Moderator:
Roland Guennou
Round Table
Russia: Acceptable Risk or Compliance Headache?
(repeated)
Speaker:
Simon Dilloway
Round Table
How much is too much? Responding to Information Requests from Government Agencies
(repeated)
Speaker:
Pat O'Sullivan
Round Table
The PEP Next Door: AML Policies for Domestic Political Figures
(repeated)
Speaker:
Michael Zeldin |
| 17:30 - 18:30 |
Wine and Cheese Reception Sponsored by SAI Global |
| FRIDAY, NOVEMBER 9, 2007 |
| 8:00 - 12:15 |
Registration Open |
| 8:00 - 9:00 |
Breakfast in Exhibit Hall |
| 9:00 - 10:15 |
BREAKOUT SESSIONS
Workshop
To Bank or Not to Bank: The PEP Dilemma
Speakers:
Stephen Hancock and Patric Marshall
Seminar
Preventive Care: Immunize Your Institution from New Laundering Schemes
Speakers:
Clyde Langley and John Mair
Moderator:
John Pyrik, CAMS
Round Table
Complying with the New Payment Services Directive: What's the Bottom Line?
Speaker:
Herbert Zammit Laferla
Round Table
Reducing False Positives and Catching the Dangerous Ones: Managing Sanctions and Watch Lists
Speaker:
Pat O’Sullivan |
| 10:15 - 10:45 |
Refreshment Break |
| 10:45 - 12:00 |
GENERAL SESSION:
Unmasking the Beneficial Owners Hiding Behind Corporate and Trust Devices
Speakers:
Nicoletta Grilli, Jennifer Hanley, CAMS, Walter Loher, CAMS, Rick Small
Moderator:
Roland Guennou |
| 12:00 - 12:15 |
Closing remarks |
12:30 -14:00 |
AML Knowledge Lunch - Sponsored by Deloitte
Please visit Deloitte at booth #35 for your admission pass
(Seating is limited to 50 people) |
