APAC Focus: Building an Effective Culture of Compliance

  • When: September 2, 2016
  • Time: 10:00 – 11:00 Hong Kong Time
  • Level: All

As AML experts have long observed, compliance at any financial organization is everyone’s responsibility. An effective method of reaching that achievement is creating a strong institutional culture of compliance – with support of everyone from senior management to front-line workers. In this webinar, experts detail the fundamental building blocks of a culture of compliance, and provide practical strategies for creating, implementing and maintaining that culture.

Learning Objectives

  • Gaining senior management backing to establish a culture of compliance as an institutional priority
  • Integrating compliance culture concepts into risk assessment models to measure whether operational changes are needed
  • Incentivizing ethical behavior by measuring it in performance reviews

Who Should Attend

  • Compliance Officers
  • Senior Management
  • Risk Managers
  • Industry Consultants

Region/Sector

  • Asia-Pacific
  • Africa
  • Caribbean
  • Europe
  • Latin America
  • MENA
  • North America
  • Bank
  • Securities
  • MSB

Moderator

Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia
  • ACAMS

Bio

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Prior to joining ACAMS, Ms. Dang had more than 15 years’ experience in banking and finance. She was previously a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


Speakers

Rosalind Lazar
  • Rosalind Lazar, CAMS

  • Country Head of Financial Crimes Risk for Singapore
  • Standard Chartered Bank

Bio

A former Deputy Public Prosecutor with the Commercial Affairs Department (CAD), Ministry of Finance, Singapore, and Litigation Partner with Drew & Napier, Ms. Lazar joined the Financial Sector in 2005. She started with Citi Private Bank (CPB) as a member of the Global AML Team, and was responsible for the review and development of globally consistent CPB AML policies. Her role subsequently became regional to include oversight of Consumer and Corporate Banking. Her responsibilities included Regional APAC AML policy development, governance / reporting and training. In 2010, Ms. Lazar joined Citi’s Internal Audit. As part of the CPB-Asia team in November 2010, she has audited various controls and processes of private banking, as well as the trust and brokerage brokerage, with special focus on AML/CTF controls. She returned to her former AML role when she joined Standard Chartered in November 2013 as Country Head of Financial Crimes Risk for Singapore. Ms. Lazar holds a Masters in Law from Columbia School of Law, New York.


V. Maslamani
  • V. Maslamani

  • Chief Compliance Officer
  • Al Rajhi Banking & Investment Corporation

Martin Purbrick
  • Martin Purbrick

  • Director of Security & Integrity
  • Hong Kong Jockey Club

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