8th Annual Enhanced AML and Financial Crime Tools and Techniques – Tokyo Seminar
ACAMS第8回東京AML/CTFセミナー 継続的なマネー・ロンダリング/テロ資金供与/金融犯罪対策 現状と課題

  • When: 7 September 2017
    平成29年9月7日
  • Where: Tokyo, Japan
    日本 東京
  • Venue: Hotel Okura Tokyo
    2-10-4 Toranomon, Minato-ku, Tokyo, Japan
    ホテルオークラ東京
    東京都港区虎ノ門2丁目10-4

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This targeted one-day seminar provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Take advantage of the small group format and take away valuable tools and techniques to share with your team.

Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges, effective sanctions management, and an interactive workshop on implementing risk assessment processes.

Agenda-at-a-glance

(Simultaneous Translation between English and Japanese will be provided)
(英語・日本語同時通訳付)

8:00 – 9:00

Registration and Morning Tea
受付・ネットワーキング

9:00 – 9:10

Welcome Remarks
主催者挨拶
Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS 日本代表
Hue Dang, CAMS-Audit, Head of Asia, ACAMS

9:10 – 10:00

Regulatory Update: Compliance Strategies for an Evolving Landscape
講演1:「最新規制動向:新たな規制・ガイダンスに対するコンプライアンス戦略」

  • Reviewing FATF Mutual Evaluation findings including further steps to be taken by regulators as part of greater focus on enforcement actions in the Asia region
    アジア地域におけるFATF相互審査とその影響
  • Evaluating the latest FATF guidance on correspondent banking to mitigate crime risks
    犯罪リスク軽減のためのFATF最新コルレスバンキングガイダンス評価
  • Understanding recent APAC and global compliance efforts including rule changes that impact AML coverage
    AMLに影響を及ぼすルール変更を含む最近のアジア地域及びグローバルなコンプライアンス動向
  • Analyzing recent regulatory changes within Hong Kong, Singapore and throughout the APAC region
    香港、シンガポールとアジア地域の規制変化の影響評価

Speakers 講演者:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
(Additional speakers to be updated)
(他講演者調整中)

10:00 – 10:30

Current Status and Issues of AML/CTF Developments Affecting Financial Institutions in Japan
講演2:「金融機関におけるAML/CTFの現状と課題」

Speakers 講演者
Financial Services Agency-Japan, Inspection Bureau (To be updated)
金融庁、検査局(調整中)

10:30 – 10:45

Networking and Refreshment Break
休憩・ネットワーキング

10:45 – 11:45

Updating AML Models to Meet Global Ultimate Beneficial Ownership (UBO) Standards
講演3:「真の受益者(UBO)のグローバル・スタンダード充足のためのAMLモデルのアップデート」

  • Tailoring on-boarding and due diligence policies to flag potential UBO exposure
    潜在的な UBO エクスポージャーに注意喚起を行うためのオンボード及びデューデリジェンスポリシーの調整
  • Using global data sharing and public registers to enhance monitoring for UBO risks
    UBOリスクモニタリング向上のためのグローバルデータシェアリングと公的記録の利用
  • Creating internal systems to assure UBO alerts are escalated, investigated and resolved
    アラートのエスカレーション、調査そして判断を担保する内部システムの構築

Speakers 講演者:
Overseas speakers (To be updated)
海外講師 (調整中)

11:45 – 12:30

Current Status and Issues of AML & Economic Sanction: Evolving risks and its management
講演4:「AML・経済制裁対応における課題:進化するリスクと管理手法」

Speaker 講演者:
Daisuke Nakao, CAMS, Chief Advisor, AML Office, Global Compliance Division, The Bank of Tokyo –Mitsubishi UFJ, Ltd
三菱東京UFJ銀行, コンプライアンス統括部, マネーローンダリング対策室 チーフ・アドバイザー, CAMS, 中雄大輔 氏

12:30 – 13:30

Networking Luncheon for all Participants
昼食・ネットワーキング

13:30 – 14:45

PANEL SESSION: Practical Examples and Best Practices for Implementation of the Latest Japanese Regulations and On-going preparation for coming FATF Mutual Evaluation for Japan 
パネル・セッション:「国内法規制改正・施行及びFATF第4次対日相互審査に対する対処とベストプラティス」

Panelists: Mizuho Bank, Ltd., The Bank of Tokyo –Mitsubishi UFJ, Ltd., Sumitomo Mitsui Banking Corporation and JP Morgan.
パネリスト:みずほ銀行、三菱東京UFJ銀行、三井住友銀行、JPモルガン 
Moderator: KPMG AZSA LLC.
モデレーター:有限責任あずさ監査法人
(To be updated)
(各パネリスト、モデレーター調整中)

14:45 – 15:00

Networking and Refreshment Break
休憩・ネットワーキング

15:00 – 15:30

Best Practices in AML Audit from Japanese Institution’s Perspective
講演5:「本邦におけるAML監査のベストプラクティの確立に向けて」

Speakers 講演者:
Internal Audit Department, The Bank of Tokyo –Mitsubishi UFJ, Ltd. (To be updated)
三菱東京UFJ銀行、監査部 (調整中)

15:30 – 16:55

SANCTIONS WORKSHOP: Strengthening Compliance Oversight with a Risk-Based Approach
サンクションワークショプ:「リスクベースアプローチによるコンラインス監視の強化」

  • Tailoring sanctions compliance models to reflect unique institutional risks based on business lines, client profiles, geographic issues and transaction patterns
    事業部門、顧客プロファイル、地理的問題や取引パターンに基く固有な企業リスクを反映するサンクションコンプライアンスモデルの調整
  • Utilizing emerging technologies to enhance entity resolution and provide robust implementation of sanctions changes
    企業分解析の向上とサンクション変化対応の実施のための新しいテクノロジーの利用
  • Integrating sanctions oversight into existing culture of compliance with staff training on identifying red flags, updating risk assessments and conducting enhanced due diligence
    スタッフに対すレッドフラグトレーニング、リスクアセスメントの更新と強化された顧客管理の実施を通したサンクション管理と既存のコンプライス文化の統合
  • Performing independent sanctions model testing to ensure systemic integrity and identify and resolve any compliance oversight deficiencies
    一体性確保とコンプライス監視不備の発見と解決のための独立したサンクションモデル検証の実施

Speaker 講演者:
Nicholas Turner, CAMS, Attorney – FCC Practice, Clifford Chance (Hong Kong)

16:55 – 17:00

Wrap-Up & Key Take-Aways
総括
Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表

Pricing価格

Private
(民間部門)
Member
会員
Non-Member
非会員
Enterprise
エンタープライズ
Standard Rate
標準価格
$475 $525 $425
Register by 2017/6/30
早期登録・支払6月30日迄
$425 $475 $375
Register by 2017/7/31
早期登録・支払7月31日迄
$450 $500 $400
Register Now Join ACAMS
Public
公共部門
Member
会員
Non-Member
非会員
Enterprise
エンタープライズ
Standard Rate
標準価格
$425 $475 NA
Register by 2017/6/30
早期登録・支払6月30日迄
$375 $425 NA
Register by 2017/7/31
早期登録・支払7月31日迄
$400 $450 NA
Register Now Join ACAMS

For Early Bird, Group Discount and Enterprise Member Registration, Please contact Masahiko Hibino, ACAMS Japan, at mhibino@acoams.org or Tel: +81-3-5366 4745.

早期登録、団体登録およびエンタープライス会員登録の場合は、ACAMS日本-日比野正彦(mhibino@acoams.org または Tel: +81-3-5366 4745)までご連絡ください。

Speakers

Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia
  • ACAMS

Bio

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


Nicholas Turner
  • Nicholas Turner, CAMS

  • Attorney – FCC Practice
  • Clifford Chance

Bio

Mr. Turner is an attorney in Clifford Chance’s Hong Kong office, where he specializes in financial crimes advisory including economic sanctions and anti-money laundering compliance for the financial services sector. Mr. Turner is admitted to practice law in New York. He previously was a Senior Vice President for regional sanctions compliance at Citi Hong Kong and a Compliance Management Associate for Citi in New York and Los Angeles.

Mr. Turner’s financial crimes compliance experience in North America and Asia includes the trade finance, institutional, capital markets, and retail banking sectors, for both US and non-US financial institutions and corporate clients. He has conducted sanctions compliance training seminars in the United States and Asia. His recent publications include “The Financial Action Task Force: International Regulatory Convergence Through Soft Law,” published in the New York Law School Law Review, in 2015, and “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule,” published in the Journal of Taxation and Regulation of Financial Institutions, in 2013.

Sponsors

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