9th Annual ACAMS Taiwan Conference on “Enhanced AML and Financial Crime Tools & Techniques” (Co-organized with TABF)
ACAMS 第九屆台灣《加強防制洗錢/打擊金融犯罪實用工具和技巧》研討會 (與台灣金融研訓院合辦)

  • When:19 January 2018日期 :2018年1月19日
  • Where:Taipei地區:台北
  • Venue: NTUH International Convention Center
    No. 2, Xuzhou Road,
    Zhongzheng District 100, Taipei City
    地點 : 台大醫院國際會議中心
    100台北市中正區徐州路2號

Co-Organizer
合作伙伴

Taiwan Academy of Banking and Finance
台灣金融研訓院

Taiwan Academy of Banking and Finance (TABF), Taiwan

This targeted one-day conference, in partnership with the Taiwan Academy of Banking and Finance (TABF), provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention.

Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges.

To learn more about this event, contact ACAMS Taiwan at +886-2-8729 2988 or asia@acams.org.

公認反洗錢師協會(ACAMS)特與台灣金融研訓院合作,邀請海內外資深專家分享亞太地區洗錢防制規範最新趨勢,共同探討洗錢防制的合規挑戰,幫助台灣與全球反洗錢趨勢接軌。

如對本研討會有任何查詢,請致電+886-2-8729 2988予ACAMS台灣辦事處;或電郵至 asia@acams.org

Agenda-at-a-glance
主要議題

(Simultaneous translation between English & Mandarin Chinese will be provided)
(提供英中同傳翻譯)

09:00 – 09:15 Welcome Remarks
開幕致詞

CHENG Cheng-Mount, Vice Chairman, Financial Supervisory Commission
金融監督管理委員會 副主任委員 鄭貞茂
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
Dr. LU Yang-Cheng, Vice President, Taiwan Academy of Banking and Finance
台灣金融研訓院 副院長 盧陽正
09:15 – 09:35 KEYNOTE ADDRESS: Preparation for Taiwan’s Mutual Evaluation in 2018
主題演講:台灣 2018 年APG相互評估籌備作業

Speaker 講者:
TSAI Pei-ling, Prosecutor, Department of Prosecutorial Affairs, Ministry of Justice
法務部 檢察司調部辦事檢察官 蔡佩玲
09:35 – 10:35 Regulatory Update: Analyzing Regional AML Trends and New Developments
法規最新進展:分析地區防制洗錢的監管趨勢與最新動向


Speakers 講者:
  • David James, HMRC Fiscal Crime Liaison Officer, British High Commission
  • William Scott Grob, CAMS, AML Director – APAC, ACAMS
10:35 – 10:55 Networking and Refreshment Break
交流和茶敘
10:55 – 12:20 Achieving Compliance Resolutions – An Executive Roundtable
達成合規決議 ─ 行政圓桌會議


Moderator 主持人:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
Speakers 講者:
  • Ray Liu, CAMS, Deputy General Manager, Legal and Compliance Department, Bank of China Taipei Branch
  • Tree Hsu, CAMS, Vice President & Deputy General Manager, Compliance & Legal Department, Hua Nan Bank
  • Brian Huang, Executive Vice President, Head of Compliance and AML, Cathay United Bank
12:20 – 13:30 Networking Luncheon
交流和午餐
13:30 – 14:45 Preparation for Mutual Evaluation (ME) Process from the Financial Institution’s Perspective
從金融機構的觀點籌備相互評估 (ME) 流程


Moderator 主持人:
  • Hue Dang, CAMS-Audit, Head of Asia, ACAMS
    公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
Speakers 講者:
  • Rick McDonnell, Executive Director, ACAMS, Former Executive Secretary, Financial Action Task Force (FATF)
  • Richard Moore, Managing Director & Head of AML, Asia Pacific, Scotiabank (Singapore)
14:45 – 15:05 Networking and Refreshment Break
交流和茶敘
15:05 – 15:55 The Innovators Dilemma: Mastering Issues and Opportunities of FinTech/RegTech
創新者困境:了解金融科技/監管科技的問題,把握其機遇


Speakers 講者:
  • Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
    公認反洗錢師協會 反洗錢合規策略總監 許朧方 (CAMS-FCI)
  • Andrew Huang, CAMS, Senior Advisor, Ant Financial Services Group
    螞蟻金服 高級專家 黃元駿 (CAMS)
15:55 – 16:50 Strengthening Beneficial Ownership Determination Throughout Your Enterprise
在整個企業範圍內加強明確受益所有權


Speakers 講者:
  • Hue Dang, CAMS-Audit, Head of Asia, ACAMS
    公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
  • William Scott Grob, CAMS, AML Director – APAC, ACAMS
16:50 – 17:00 Closing Remarks
閉幕致詞
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)

Pricing
價錢

ACAMS Members & Non-Members
ACAMS 會員及非會員
USD 225 (TWD 6,500)
美元$225 (新台幣6,500元)
Register 登記

Sponsors
贊助商

Silver Sponsor 銀贊助商

Bureau van Dijk

Burau van Dijk

Exhibitor 參展商

Stark Technology Inc.

Stark Technology Inc.


Download Agenda
下載會議議程


Keynote Address

TSAI Pei-ling
  • TSAI Pei-ling | 蔡佩玲

  • Prosecutor, Department of Prosecutorial Affairs | 檢察司調部辦事檢察官
  • Ministry of Justice | 法務部

Bio | 簡介

Ms. Tsai Pei-ling is the prosecutor of Department of Prosecutorial Affairs, Ministry of Justice. She has extensive legal experience in economic, tax and financial crime, anti-money laundering and counter-terrorist financing, confiscation of criminal law, counterfeit money, trade secrets, intellectual property rights, Trade and Investment Framework Agreement. Ms. Tsai holds the Master Degree Laws from National Chengchi University and Doctor Degree in School of Law from National Chiao Tung University.

蔡佩玲女士在2008年開始檢察官工作,現職法務部檢察司調部辦事檢察官,業務內容包括經濟、稅務及金融犯罪、洗錢防制、資恐防制、犯罪所得沒收、偽鈔、營業秘密、智慧財產權、臺美貿易暨投資架構協定等。蔡女士為國立政治大學法律學研究所民法組碩士,及國立交通大學科技法律研究所博士。

Speaker Faculty
講者

  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 簡介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於2008年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過二十年的經驗,曾擔波士頓美國聯邦銀行(Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行(Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者銀行(Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司(Thomson Financial) 亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國哈佛大學約翰.肯尼迪政府學院的公共政策碩士。


William Scott Grob
  • William Scott Grob, CAMS

  • AML Director – APAC
  • ACAMS

Bio | 簡介

William Scott Grob is the APAC AML Director for ACAMS. Previously, he was regional head of Affiliate Relationship Management of The Hongkong Shanghai Banking Corporation managing the intergroup correspondent banking risks across 20 countries. He has worked on the Structured Funds desk, in Financial Institutions Group, and in Equity Prime Brokerage before moving into Financial Crime Risk. Previous to HSBC, he has worked for Deutsche Bank and Federal Home Loan Mortgage Group. Mr. Grob holds a Bachelor’s degree from Boston University and a Master of Arts from George Mason University as well as attending the General Management Program at Harvard Business School. He completed his doctorate dissertation focusing on correspondent banking due diligence from SMC University. He is an CAMS certified.


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 簡介

Ms. Hsu has over 20 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2016, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

許朧方小姐擁有逾20年銀行從業經驗。她於2016年加入公認反洗錢師協會(ACAMS),為協會的反洗錢合規策略總監,主要負責反洗錢和反恐融資活動相關議題的培訓及知識共享策略的製定和執行,尤其是對以華語為主要語言的大中華區。此前,她曾任職於花旗銀行(台灣),主管安全和調查服務部門。許小姐在防范金融犯罪和風險管理領域擁有尤為豐富的從業經驗,曾連續5年負責為一家全球領先的顧問公司提供金融犯罪和風險管理解決方案。她擅長金融犯罪管理和調查。許小姐在銀行任職期間曾擔任多種職位,從基層客服、銷售,到總部運營中心和風險管理。她的成就包括:輔導中國多家第一級銀行建立反洗錢和反欺詐管理機制、為中國四大行之一設計反洗錢及合規體系,為四大行之一設計規劃全面風險管理體系,以及帶領團隊為一家中國超大型銀行打造銀行集中運營管理機制及流程。


Tree Hsu
  • Tree Hsu, CAMS | 許坤樹(CAMS)

  • Vice President & Deputy General Manager, Compliance & Legal Department | 華南商業銀行法遵暨法務部
  • Hua Nan Bank | 副理

Bio | 簡介

許坤樹先生畢業於台灣大學法律系,現任職於華南商業銀行法遵暨法務部,目前擔任洗錢防制專責單位副主管,負責規劃與執行洗錢防制各項工作。在此之前曾擔任法務單位及法令遵循專責單位副主管,負責規劃法務、法令遵循制度。


Andrew Huang
  • Andrew Huang, CAMS | 黃元駿 (CAMS)

  • Senior Advisor | 高級專家
  • Ant Financial Services Group | 螞蟻金服

Bio | 簡介

Andrew Huang is the Senior Advisor for Ant Financial Services Group. He is primarily responsible for designing and managing the group’s overall anti-money laundering risk management strategy, as well as planning and executing banking businesses’ daily AML / CFT tasks. He has extensive AML/CFT experiences in China, Hong Kong, Singapore and Taiwan. Prior to joining Ant Financial, he held positions with Deloitte, Citibank, PwC and Bank of China.

黃元駿先生現為螞蟻金服(浙江螞蟻小微金融服務集團有限公司)的高級專家。他主要負責規劃集團整體反洗錢風險的管控戰略,同時規劃與執行銀行業務的反洗錢/反恐怖融資相關工作。他在中國大陸,香港,臺灣和新加坡擁有廣泛的反洗錢/反恐怖融資的經驗。在加入螞蟻金服之前,他曾任職於勤業眾信、花旗銀行,普華永道與中國銀行。


Brian Huang
  • Brian Huang

  • Executive Vice President, Head of Compliance and AML
  • Cathay United Bank

David James
  • David James

  • HMRC Fiscal Crime Liaison
  • British High Commission (Singapore)

Bio | 簡介

Mr. James is Her Majesty Royal Customs (HMRC) Asia Pacific Lead on Tax Evasion and Money Laundering, based in Singapore. He is a Tax Inspector by trade with 14 years’ experience of dealing with serious fraud and tax avoidance. He has investigated and led teams of investigators in all types of HMRC intervention involving both criminal and civil responses to tax fraud. In July 2014, Mr. James was posted to Singapore with a focus on combating offshore tax evasion and money laundering in Singapore and the wider Asia Pacific region.


Ray Liu
  • Ray Liu

  • Head of Legal and Compliance Department
  • Bank of China Taipei Branch

Bio | 簡介

Mr. Liu has over 20 years’ experience in the banking industry. He joint Bank of China Taipei branch in 2013 and is currently the Head of Legal and Compliance Department. He is responsible for running the branch’s AML committee, developing AML/CFT and Compliance policies and procedures, conducting internal AML and Compliance training and liaison of regulatory relationship. Prior to joining BOC, he has 10 years Compliance and Control experiences in Citi Taiwan and ING Life Taiwan. Prior to BOC and Citi, Mr. Liu also worked for some foreign banks in various banking operations, including trade finance and loan operations.

Mr. Liu received his LLM degree from Soochow University, Taiwan.


McDonell-Rick
  • Rick McDonnell

  • Executive Director | 執行董事
  • ACAMS | 公認反洗錢師協會 (ACAMS)
  • Former Executive Secretary | 前執行秘書
  • Financial Action Task Force (FATF) | 金融行動特別工作組 (FATF)

Bio | 簡介

Mr. McDonnell was the Executive Secretary of the FATF from 2007 – 2015. Among the many accomplishments at the FATF was the negotiation and approval of the revised FATF Standards, the development of a new, standardized assessment “methodology” for the global FATF network and the start of a new round of FATF mutual evaluations. The new focus of evaluation now extends beyond the technical implementation of FATF standards to examine their actual effectiveness —a dramatic change, which has enabled the strength of AML regimes to be clearly determined. During this period, the FATF Global Network was expanded to nine FATF‐Style Regional Bodies (FSRBs) comprising over 190 countries. Mr. McDonnell managed and supervised the FATF’s new fourth-round mutual evaluation program and was the lead for the first evaluation under this new methodology (Spain).

Prior to FATF, Mr. McDonnell he worked for the United Nations Office On Drugs and Crime (UNODC), where he was Chief of the UN Global Programme on Money Laundering. In addition, he was the Founder and First Executive Secretary of the Asia Pacific Group on Money Laundering (APG) established in 1998. From 1995 to 1997, he was the Head of the FATF Asia Secretariat, which was the forerunner of the APG.

With over 40 years of experience, Mr. McDonnell is a lawyer by training and has had extensive experience as a federal prosecutor and in conducting complex investigations including being in charge of many multidisciplinary investigation Task Forces into organised crime cases both nationally and internationally. He also has had experience in private legal practice and as a university lecturer.

McDonnell先生於2007年至2015年擔任FATF執行秘書,他在任職期間的眾多成就當中包括,曾協商與審批FATF標準修訂版本,也為全球FATF平台開發新的標準化評估「方法論」,並啟動新一回合的FATF相互評鑑。新的評鑑焦點從FATF標準的技術執行層面,擴大至審查實際的效用,這大幅度的改變清楚確立了反洗錢制度的效力。在這段期間內,FATF全球合作已擴展至9個與其相同型態的區域性組織 (FSRB),涵蓋範圍超過190個國家。McDonnell先生負責管理及監督新的第四回合相互評鑑計劃,並帶領執行首次以新方法進行評鑑的國家:西班牙。

在進入FATF之前,McDonnell 先生曾任職於聯合國毒品與犯罪問題辦公室(UNODC),擔任聯合國全球洗錢防制計劃(UN Global Programme on Money Laundering)主席。此外,他也創辦了於1998年成立的亞太區反洗錢工作組 (APG),並出任首任執行秘書。他於 1995年至1997年間,擔任FATF亞洲秘書處(FATF Asia Secretariat)首長,此機構是APG的前身。

McDonnell先生接受過律師訓練,曾任聯邦檢察官,亦曾參與複雜的調查案,包括負責許多跨學科的調查專責小組,追查全國與國際的組織性犯罪案例,擁有超過40年豐富經驗。此外,他曾擔任私人執業律師,並在大學擔任講師。


Richard Moore
  • Richard Moore

  • Managing Director & Head of AML, Asia Pacific
  • Scotiabank | Singapore

Bio | 簡介

Mr. Moore recently joined Scotiabank in June 2017 . Prior to this, he was Group Head of Financial Crime & Security Services with DBS Bank since 2012. With his team, he was accountable for ensuring DBS has systems and processes in place to identify and prevent anti money laundering, sanctions, fraud and security risk. Before joining DBS, Richard performed a similar role with the Commonwealth Bank of Australia across 12 years. Richard was also a Detective in Australia’s New South Wales Police Service. Richard hold a Bachelor of Policing (Investigations) and a Graduate Diploma in Risk Management. He is a member of MasterCard’s Global and Regional Fraud Advisory Councils, bodies which provide guidance to MasterCard on fraud trends and prevention initiatives. Richard was the former Co-Chair ACAMS Singapore Chapter.