ACAMS 9th Annual Taiwan Conference on “Enhanced AML and Financial Crime Tools & Techniques” (Co-organized with TABF)
第九屆台北《加強防制洗錢/打擊金融犯罪實用工具和技巧》地區會議 (與台灣金融研訓院合辦)

  • When:19 January 2018日期 :2018年1月19日
  • Where:Taipei地區:台北
  • Venue: NTUH International Convention Center
    No. 2, Xuzhou Road,
    Zhongzheng District 100, Taipei City
    地點 : 台大醫院國際會議中心
    100台北市中正區徐州路2號

This targeted country conference, in partnership with the Taiwan Academy of Banking and Finance (TABF), provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention.

Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges.

To learn more about this event, contact ACAMS Taiwan at +886-2-8729 2988 or asia@acams.org.

公認反洗錢師協會(ACAMS)特與台灣金融研訓院合作,邀請海內外資深專家分享亞太地區洗錢防制規範最新趨勢,共同探討洗錢防制的合規挑戰,幫助台灣與全球反洗錢趨勢接軌。

如對本地區會議有任何查詢,請致電+886-2-8729 2988予ACAMS台灣辦事處;或電郵至 asia@acams.org

Agenda-at-a-glance
主要議題

(Simultaneous Translation between English & Mandarin Chinese will be provided)
(提供英中同傳翻譯)

09:00 – 09:10 Welcome Remarks
開幕致詞
09:10 – 09:30 KEYNOTE ADDRESS: Preparation for Taiwan’s Mutual Evaluation in 2018
Ministry of Justice
主題演講:台灣2018 年APG相互評估籌備作業
法務部
09:30 – 09:50 SPECIAL PRESENTATION: Impact of Taiwan’s Mutual Evaluation Process on Supervisory Framework

特別簡報:台灣APG相互評估流程對監理架構的影響
09:50 – 10:50 Regulatory Update: Analyzing Regional AML Trends and New Developments
法規最新進展:分析地區防制洗錢的監管趨勢與最新動向
  • Discussing recent initiatives in public-private partnerships on fighting financial crime, such as the Anti-Money Laundering and Countering the Financing of Terrorism Industry Partnership (ACIP) in Singapore
    討論公共部門及私營機構在打擊金融犯罪方面的最新合作計畫,如香港反欺詐及反洗錢情報工作組 (FMLIT)、新加坡防制洗錢與打擊資助恐怖活動行業合作夥伴關係 (ACIP) 等
  • Reviewing recent AML-related enforcement actions in the APAC region to identify and mitigate regulatory risks such as PEP exposure and deficient systems
    回顧亞太地區近期防制洗錢相關執法活動,識別和降低相關監管風險,如政治公眾人物風險、系統不完備風險等
  • Analyzing recent regulatory changes in Hong Kong, Singapore and throughout the APAC region
    分析香港、新加坡與整個亞太地區近期的監理變化

SPEAKERS 講者:

  • Mr. David James, HMRC Fiscal Crime Liaison Officer, British High Commission
  • Ms. Rosalind Lazar, CAMS,Country Head of Financial Crimes Risk for Singapore, Standard Chartered Bank
  • Dr. William Scott Grob, CAMS, D.Mgt., CAIA, FRM, AML Director – APAC, ACAMS
10:50 – 11:20 Networking and Refreshment Break
交流和茶敘
11:20 – 12:45 Achieving Compliance Resolutions – An Executive Roundtable
達成合規決議 ─ 行政圓桌會議
  • Determining the best practices among banks for deciding effectiveness, especially through training commitment
    確定銀行決策有效的最佳做法,特別是透過培訓承諾
  • Contrasting the challenges upon global and regional AML standards programs
    對照全球與區域防制洗錢標準計劃面臨的挑戰
  • Understanding the bank priorities in transforming the banking operating model and costs with AML directives upon enterprise-wide risk management system
    瞭解銀行在營運轉型中的優先事項,以及銀行整體風險管理系統因防制洗錢指令導致的成本

MODERATOR 主持人:

  • Ms. Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
12:45 – 14:00 Networking Luncheon
交流和午餐
14:00 – 14:45 Preparation for Mutual Evaluation (ME) Process from the Financial Institution’s Perspective
從金融機構的觀點籌備相互評估 (ME) 流程

  • Understanding assessors’ objectives and expectations during ME process
    了解評估員在相互評估流程期間的目標與期望
  • Analyzing internal policies and procedures for institutional readiness for review
    分析機構內部應有之政策與程序以備審查
  • Sharing practical advice on appropriate steps needed to meet requirements of ME
    對達成相互評估要求所需的適當步驟,提供實用建議分享

MODERATOR 主持人:

  • Ms. Hue Dang, CAMS-Audit, Head of Asia, ACAMS

SPEAKERS 講者:

  • Mr. Rick McDonell, Executive Director, ACAMS, Former Executive Secretary, Financial Action Task Force (FATF)
  • Mr. Richard Moore, Managing Director & Head of AML, Asia Pacific, Scotiabank (Singapore)
14:45 – 15:05 Networking and Refreshment Break
交流和茶敘
15:05 – 16:05 The Innovators Dilemma: Mastering Issues and Opportunities of FinTech/RegTech
創新者困境:了解金融科技/監管科技的問題,把握其機遇

  • Analyzing specific KYC/CDD and monitoring challenges of Fintech to ensure compliance systems reflect its unique risks
    分析金融科技在”了解您的客戶/客戶盡職調查”(KYC/CDD) 和監控方面所面臨的挑戰,確保法規遵循制度能反映其獨有的風險
  • Delineating capacity of RegTech to complement traditional AML in areas such as transaction monitoring, sanctions screening and fraud detection
    介紹監管科技在交易監控、制裁篩查和欺詐識別等領域對傳統防制洗錢制度的補充作用
  • Auditing artificial intelligence systems to protect against algorithmic bias and ensure data integrity
    審核人工智慧系統,避免演算法偏差,確保資料的完整性

SPEAKERS 講者:

  • Ms. Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS  
  • Mr. Zheng Lu, Chief Compliance Officer, Circle China
16:05 – 17:05 Strengthening Beneficial Ownership Determination Throughout Your Enterprise
在整個企業範圍內加強明確受益所有權
  • Creating risk-based beneficial ownership practices based on ownership thresholds, entity structure and nature of account
    基於所有權閾值、實體結構和帳戶性質,制定以風險為本的受益所有權制度
  • Formalizing CIP documentation and verification requirements and defining triggering events such as ownership shifts for initiating account reviews
    制定客戶身份識別制度 (CIP) 檔案和驗證要求,並定義用於啟動帳戶審核的觸發事件(如所有權轉移)
  • Identifying required IT resources and professional skills to construct effective beneficial ownership workflow system
    明確建置有效的受益所有權工作流程系統所需要的 IT 資源和專業技能
  • Socializing procedures across enterprise with training specific to job function and product line and incentives such as beneficial ownership line items in annual review
    在整個企業範圍內宣傳相關程序,提供針對工作職能和產品線的培訓課程,明確奬勵措施,比如在年度考核中列入受益所有權項目

SPEAKERS 講者:

  • Ms. Rosalind Lazar, CAMS, Country Head of Financial Crimes Risk for Singapore, Standard Chartered Bank
17:05 – 17:15 Closing Remarks
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
閉幕致詞
公認反洗錢師協會 亞太區執行長 鄧芳慧女士 (CAMS-Audit)

Co-Organizer
合作伙伴

Taiwan Academy of Banking and Finance
台灣金融研訓院

Taiwan Academy of Banking and Finance (TABF), Taiwan

Pricing
價錢

ACAMS Members (ACAMS會員) Non-Members (非會員)
USD 300(美元$300) USD 300(美元$300)

Speaker Faculty
講者

David James
  • David James

  • HMRC Fiscal Crime Liaison
  • British High Commission (Singapore)

Bio

Mr. James is Her Majesty Royal Customs (HMRC) Asia Pacific Lead on Tax Evasion and Money Laundering, based in Singapore. He is a Tax Inspector by trade with 14 years’ experience of dealing with serious fraud and tax avoidance. He has investigated and led teams of investigators in all types of HMRC intervention involving both criminal and civil responses to tax fraud. In July 2014, Mr. James was posted to Singapore with a focus on combating offshore tax evasion and money laundering in Singapore and the wider Asia Pacific region.


Rosalind Lazar
  • Rosalind Lazar, CAMS

  • Country Head of Financial Crimes Risk for Singapore
  • Standard Chartered Bank

Bio

A former Deputy Public Prosecutor with the Commercial Affairs Department (CAD), Ministry of Finance, Singapore, and Litigation Partner with Drew & Napier, Ms. Lazar joined the Financial Sector in 2005. She started with Citi Private Bank (CPB) as a member of the Global AML Team, and was responsible for the review and development of globally consistent CPB AML policies. Her role subsequently became regional to include oversight of Consumer and Corporate Banking. Her responsibilities included Regional APAC AML policy development, governance / reporting and training. In 2010, Ros joined Citi’s Internal Audit. As part of the CPB-Asia team in November 2010, she has audited various controls and processes of private banking, as well as the trust and brokerage brokerage, with special focus on AML/CTF controls. She returned to her former AML role when she joined Standard Chartered in November 2013 as Country Head of Financial Crimes Risk for Singapore. Ms. Lazar holds a Masters in Law from Columbia School of Law, New York.


William Scott Grob
  • William Scott Grob, CAMS

  • AML Director – APAC
  • ACAMS

Bio

William Scott Grob is the APAC AML Director for ACAMS. Previously, he was regional head of Affiliate Relationship Management of The Hongkong Shanghai Banking Corporation managing the intergroup correspondent banking risks across 20 countries. He has worked on the Structured Funds desk, in Financial Institutions Group, and in Equity Prime Brokerage before moving into Financial Crime Risk. Previous to HSBC, he has worked for Deutsche Bank and Federal Home Loan Mortgage Group. Mr. Grob holds a Bachelor’s degree from Boston University and a Master of Arts from George Mason University as well as attending the General Management Program at Harvard Business School. He completed his doctorate dissertation focusing on correspondent banking due diligence from SMC University. He is an CAMS certified.


  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 简介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於2008年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過二十年的經驗,曾擔波士頓美國聯邦銀行(Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行(Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者銀行(Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司(Thomson Financial) 亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國哈佛大學約翰.肯尼迪政府學院的公共政策碩士。


McDonell-Rick
  • Rick McDonell

  • Executive Director | 執行董事
  • ACAMS | 公認反洗錢師協會 (ACAMS)
  • Former Executive Secretary | 前執行秘書
  • Financial Action Task Force (FATF) | 金融行動特別工作組 (FATF)

Bio | 简介

Mr. McDonell was the Executive Secretary of the FATF from 2007 – 2015. Among the many accomplishments at the FATF was the negotiation and approval of the revised FATF Standards, the development of a new, standardized assessment “methodology” for the global FATF network and the start of a new round of FATF mutual evaluations. The new focus of evaluation now extends beyond the technical implementation of FATF standards to examine their actual effectiveness —a dramatic change, which has enabled the strength of AML regimes to be clearly determined. During this period, the FATF Global Network was expanded to nine FATF‐Style Regional Bodies (FSRBs) comprising over 190 countries. Mr. McDonell managed and supervised the FATF’s new fourth-round mutual evaluation program and was the lead for the first evaluation under this new methodology (Spain).

Prior to FATF, Mr. McDonell he worked for the United Nations Office On Drugs and Crime (UNODC), where he was Chief of the UN Global Programme on Money Laundering. In addition, he was the Founder and First Executive Secretary of the Asia Pacific Group on Money Laundering (APG) established in 1998. From 1995 to 1997, he was the Head of the FATF Asia Secretariat, which was the forerunner of the APG.

With over 40 years of experience, Mr. McDonell is a lawyer by training and has had extensive experience as a federal prosecutor and in conducting complex investigations including being in charge of many multidisciplinary investigation Task Forces into organised crime cases both nationally and internationally. He also has had experience in private legal practice and as a university lecturer.

McDonell先生於2007年至2015年擔任FATF執行秘書,他在任職期間的眾多成就當中包括,曾協商與審批FATF標準修訂版本,也為全球FATF平台開發新的標準化評估「方法論」,並啟動新一回合的FATF相互評鑑。新的評鑑焦點從FATF標準的技術執行層面,擴大至審查實際的效用,這大幅度的改變清楚確立了反洗錢制度的效力。在這段期間內,FATF全球合作已擴展至9個與其相同型態的區域性組織 (FSRB),涵蓋範圍超過190個國家。McDonell先生負責管理及監督新的第四回合相互評鑑計劃,並帶領執行首次以新方法進行評鑑的國家:西班牙。

在進入FATF之前,McDonell 先生曾任職於聯合國毒品與犯罪問題辦公室(UNODC),擔任聯合國全球洗錢防制計劃(UN Global Programme on Money Laundering)主席。此外,他也創辦了於1998年成立的亞太區反洗錢工作組 (APG),並出任首任執行秘書。他於 1995年至1997年間,擔任FATF亞洲秘書處(FATF Asia Secretariat)首長,此機構是APG的前身。

McDonell先生接受過律師訓練,曾任聯邦檢察官,亦曾參與複雜的調查案,包括負責許多跨學科的調查專責小組,追查全國與國際的組織性犯罪案例,擁有超過40年豐富經驗。此外,他曾擔任私人執業律師,並在大學擔任講師。


Richard Moore
  • Richard Moore

  • Managing Director & Head of AML, Asia Pacific
  • Scotiabank | Singapore

Bio

Mr. Moore recently joined Scotiabank in June 2017 . Prior to this, he was Group Head of Financial Crime & Security Services with DBS Bank since 2012. With his team, he was accountable for ensuring DBS has systems and processes in place to identify and prevent anti money laundering, sanctions, fraud and security risk. Before joining DBS, Richard performed a similar role with the Commonwealth Bank of Australia across 12 years. Richard was also a Detective in Australia’s New South Wales Police Service. Richard hold a Bachelor of Policing (Investigations) and a Graduate Diploma in Risk Management. He is a member of MasterCard’s Global and Regional Fraud Advisory Councils, bodies which provide guidance to MasterCard on fraud trends and prevention initiatives. Richard was the former Co-Chair ACAMS Singapore Chapter.


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會 (ACAMS)

Bio | 简介

Ms. Joyce Hsu has over 20 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2017, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

Joyce擁有逾20年銀行從業經驗。去年她加入公認反洗錢師協會(ACAMS),為協會的反洗錢合規策略總監,主要負責反洗錢和反恐融資活動相關議題的培訓及知識共享策略的製定和執行,尤其是對以華語為主要語言的大中華區。此前,她曾任職於花旗銀行(台灣),主管安全和調查服務部門。 Joyce在防范金融犯罪和風險管理領域擁有尤為豐富的從業經驗,曾連續5年負責為一家全球領先的顧問公司提供金融犯罪和風險管理解決方案。她擅長金融犯罪管理和調查。 Joyce在銀行任職期間曾擔任多種職位,從基層客服、銷售,到總部運營中心和風險管理。她的成就包括:輔導中國多家第一級銀行建立反洗錢和反欺詐管理機制、為中國四大行之一設計反洗錢及合規體系,為四大行之一設計規劃全面風險管理體系,以及帶領團隊為一家中國超大型銀行打造銀行集中運營管理機制及流程。


  • Zheng Lu | 魯政

  • Chief Compliance Officer | 首席合規官
  • Circle China | 世可中國公司

Bio | 简介

Mr. Zheng Lu has been the chief compliance officer of Circle China since July 2016. He has been engaging in innovative applications and compliance management related to block chain and FinTech. He has over 14 years of experience in anti-money laundering legislation, policy making and regulatory practice. He has served as a director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr.Lu participated in drafting the Anti-Money Laundering Law and relevant anti-money laundering regulations, establishing of the anti-money laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, developing the FATF international standards.

魯政於2016年7月至今擔任世可中國公司首席合規官,從事區塊鏈、金融科技相關的創新應用、合規管理工作。魯政有超過14年的反洗錢立法、政策研究和監管實務經驗,曾任中國人民銀行反洗錢局處長,曾參與起草《反洗錢法》、反洗錢規章和反洗錢監管政策,制定反洗錢現場檢查程序和風險評估標準,組織對各類金融機構的現場檢查,討論制定FATF反洗錢國際標準。