4th Annual ACAMS Mumbai Symposium on “Enhanced AML and Financial Crime Tools & Techniques”

  • When: 26 February 2018
  • Where: Mumbai, India
  • Venue: Hyatt Regency
    Sahar Airport Road, Ashok Nagar, Andheri East, Mumbai, Maharashtra 400099, India

This targeted one-day symposium provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Our speaker faculty will share their expertise in a wide range of topics, including regional regulatory updates, FinTech & Cybercrime AML compliance challenges, and an interactive workshop on beneficial ownership determination.

In addition, a CAMS Examination Preparation Seminar will be available on 25 February at the same venue. The seminar will be complimentary to the Mumbai Symposium attendees who have purchased the CAMS Certification Package.

Attendees will receive 6 Continuing Educational CAMS Credits by attending the symposium. Joining the CAMS Preparation Seminar will get extra 6 Continuing Educational CAMS Credits.

Please contact asia@acams.org for more detail.

Agenda-at-a-glance

Time Session
08:00 – 09:00 Registration and Morning Tea
09:00 – 09:15 Welcome Remarks
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
09:15 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments

Speaker:
William Scott Grob, CAMS, AML Director – APAC, ACAMS
10:30 – 11:40 Deploying Robotics, Machine Learning, Data Analytics, Automation and Artificial Intelligence in AML Programs
11:40 – 12:00 Networking and Refreshment Break
12:00 – 13:00 Cybercrime: How It Happens, and How to Fight It
13:00 – 14:00 Networking Luncheon
14:00 – 15:00 Applying the Latest Intelligence to Combat Trade-Based Money Laundering (TBML)
15:00 – 15:20 Networking and Refreshment Break
15:20 – 16:50 INTERACTIVE WORKSHOP:
Strengthening Beneficial Ownership Determination Throughout Your Enterprise


Moderator:
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
Speakers:
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
16:50 – 17:00 Closing Remarks
Hue Dang, CAMS-Audit, Head of Asia, ACAMS

Pricing

ACAMS Member Non-Member
USD 325 USD 425
Register Now Join ACAMS

Download Agenda


Speaker Faculty

  • David J. A. Cope

  • Managing Director & Head of Financial Crime Compliance
  • Goldman Sachs LLC

Bio

Mr. Cope has over 25 years of experience in the financial crime and anti-money laundering space. Prior to joining Goldman Sachs, he was the Asia Pacific Head for Global Financial Crimes Compliance at Bank of America Merrill Lynch, previous to his time at Bank of America, he was the Regional AML/CTF Compliance Manager for Morgan Stanley Asia. Mr. Cope was also briefly a Partner at KPMG based in Hong Kong in the forensic practice dealing with AML/CTF and sanctions issues.

In his Compliance roles Mr. Cope led multinational teams dealing with all aspects of financial crime risk management, including client on boarding, sanctions and corruption issues, suspicious activity detection and reporting, and financial crime risk assessments, as well as providing advice and counsel to bank senior management and business leaders for financial crime issues arising in the region.

Prior to joining the private sector, Mr. Cope’s 17-year long career in the Hong Kong Police was mainly focused on the investigation and prosecuted serious complex financial crime and money-laundering, with postings to the Commercial Crime Bureau, Organized Crime and Triad Bureau and Narcotics Bureau. He was also part of the formulation and execution of the Hong Kong Police’s financial investigation policy and training including dealing with the Financial Action Task Force Mutual Evaluation process. Mr. Cope is a Member of the Hong Kong Chapter Board.


Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia
  • ACAMS

Bio

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 20 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


William Scott Grob
  • William Scott Grob, CAMS

  • AML Director – APAC
  • ACAMS

Bio

Mr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Mr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).