5th Annual Enhanced AML and Financial Crime Tools and Techniques – Beijing

  • When: 5 November 2015
  • Where: Beijing
  • Venue: Sheraton Beijing Dongcheng Hotel

This year’s annual day-long AML training seminar is focused on the biggest issues impacting the financial crime prevention community in China and the APAC region. We will address financial crime and AML compliance challenges through interactive workshop-style discussions and exercises. This is the ideal AML seminar for those who are new to AML compliance and also veterans who are looking to stay abreast of the latest money laundering regulations.

Complete the form on this page to be e-mailed the full seminar agenda.

Platinum and Seminar Bag Sponsor



SWIFT is a member-owned cooperative through which the financial world conducts its business operations with speed, certainty and confidence. As the global provider of secure financial messaging services, more than 10,500 financial institutions and corporations in 215 countries trust us to exchange millions of standardised financial messages every day. SWIFT’s financial crime compliance portfolio includes our widely adopted Sanctions Screening and Sanctions Testing solutions. In 2014 we introduced Compliance Analytics and the SWIFT KYC Registry.

Gold Sponsor

Wolters Kluwer


Wolters Kluwer provides customers worldwide with risk management, compliance, finance and audit solutions that help them successfully navigate regulatory complexity, optimize risk and financial performance, and manage data to support critical decisions. Wolters Kluwer had 2014 annual revenues of €3.7 billion ($4.9 billion), and employs 19,000 employees in over 170 countries.


Silver Sponsor

Dow Jones


LexisNexis Risk Solutions is a provider of risk-related information and analytics. Our business is built on the LexisNexis 35-year reputation as a trusted custodian of quality information.

LexisNexis Risk Solutions brings clarity to information, using data, analytics and technology to help customers confidently assess, predict, and manage risk associated with the people and organizations they interact with while upholding the highest standards for security and privacy.

LexisNexis Risk Solutions is part of the Reed Elsevier, a leading publisher and information provider that serves customers in more than 100 countries with more than 30,000 employees worldwide.


Shanghai Stark Technology Inc.


第三代反洗钱系统-Patriot Officer

Patriot Officer产品为美国最佳的反洗钱/ CTF解决方案.GlobalVisionSystems透過最先進的商業智慧技術(RBA),提供金融相關機構法規遵從、風險管理、反洗錢以及防詐騙等領域的解決方案。其中PATRIOT OFFICER®产品是一套通过美国银行协会(美国银行家协会,ABA)審查的反洗錢以及反恐佈資助之智慧型系統,並協助客戶通過美國金融檢查單位多次檢查。在風險為本的原則下,滿足金融機構符合相關反洗錢法令規範的要求。


8:00 – 9:00

Registration and Morning Tea

9:15 – 10:30

New Regulatory Developments and How to Comply with Them

  • Assessing the impact of regulatory changes within China, Singapore, Hong Kong, Indonesia, Malaysia and Thailand
  • Applying lessons learned from high-profile enforcement actions to optimize your internal controls
  • Examining sanctions actions by OFAC and other agencies to develop compliance strategies
    考察OFAC 和其他机构所采取的制裁行动去发展合规战略

10:45 – 12:00

AML Risk Management Issues and Answers
AML 风险管理问题和答案

  • Using geographic, sectoral and product line assessment to satisfy internal risk tolerance goals
  • Employing data-based modeling for accurate customer risk ratings and proper pricing
  • Monitoring transactions, correspondent banks and sanctions lists to retain robust risk oversight

12:00 – 13:15

Networking Luncheon for all Participants

13:15 – 14:00

Protecting Against Exposure to Terrorist Financing

  • Investigating trade-based transactions commonly used to mask terrorism funding
  • Scrutinizing legitimate enterprises and charities for potential hidden ties to terrorists
  • Enhancing information systems to scrutinize financial movements in areas with terrorist activity

14:15 – 15:00

Creating a Multi-Pronged Approach to Fighting Human Trafficking

  • Training staff on various forms of human trafficking and their distinct transaction typologies
  • Collaborating with relevant law enforcement agencies to foster investigations and data sharing
  • Creating data analytics capacity to spot funnel account patterns and other trafficking indicators

15:15 – 16:45

ABC’s of KYC

  • Evaluating key components of effective KYC to create a cohesive and comprehensive program, from both banking and MSB perspectives
    从银行和MSB 的角度,评估有效KYC 的关键组件,打造一个有一致和全面的合规项目
  • Elevating expertise on beneficial ownership regulatory guidance to assure global compliance
  • Conducting KYC testing and assessments to gauge effectiveness and guide system adjustments
    实施KYC 的测试和评估来衡量其有效性和做出系统调整