5th Annual Enhanced AML and Financial Crime Tools and Techniques – Beijing

  • When: 5 November 2015
  • Where: Beijing
  • Venue: Sheraton Beijing Dongcheng Hotel

This year’s annual day-long AML training seminar is focused on the biggest issues impacting the financial crime prevention community in China and the APAC region. We will address financial crime and AML compliance challenges through interactive workshop-style discussions and exercises. This is the ideal AML seminar for those who are new to AML compliance and also veterans who are looking to stay abreast of the latest money laundering regulations.

Complete the form on this page to be e-mailed the full seminar agenda.

Platinum and Seminar Bag Sponsor

Swift

swift.com

SWIFT is a member-owned cooperative through which the financial world conducts its business operations with speed, certainty and confidence. As the global provider of secure financial messaging services, more than 10,500 financial institutions and corporations in 215 countries trust us to exchange millions of standardised financial messages every day. SWIFT’s financial crime compliance portfolio includes our widely adopted Sanctions Screening and Sanctions Testing solutions. In 2014 we introduced Compliance Analytics and the SWIFT KYC Registry.

Gold Sponsor

Wolters Kluwer

wolterskluwerfs.com/onesumx/home.aspx

Wolters Kluwer provides customers worldwide with risk management, compliance, finance and audit solutions that help them successfully navigate regulatory complexity, optimize risk and financial performance, and manage data to support critical decisions. Wolters Kluwer had 2014 annual revenues of €3.7 billion ($4.9 billion), and employs 19,000 employees in over 170 countries.

威科集團為全球客戶提供風險管理、法規遵從、財務和審計解決方案,幫助他們成功地掌控監管複雜性、改善風險和財務績效及管理資料以支援關鍵決策。2014年威科集團營業額達37億歐元(49億美元),在全球擁有約19,000名員工,遍佈全球170多個國家和地區。

Silver Sponsor

Dow Jones

lexisnexis.com/risk/financial

LexisNexis Risk Solutions is a provider of risk-related information and analytics. Our business is built on the LexisNexis 35-year reputation as a trusted custodian of quality information.

LexisNexis Risk Solutions brings clarity to information, using data, analytics and technology to help customers confidently assess, predict, and manage risk associated with the people and organizations they interact with while upholding the highest standards for security and privacy.

LexisNexis Risk Solutions is part of the Reed Elsevier, a leading publisher and information provider that serves customers in more than 100 countries with more than 30,000 employees worldwide.

Exhibitor

Shanghai Stark Technology Inc.

sti.com.twl

第三代反洗钱系统-Patriot Officer

Patriot Officer产品为美国最佳的反洗钱/ CTF解决方案.GlobalVisionSystems透過最先進的商業智慧技術(RBA),提供金融相關機構法規遵從、風險管理、反洗錢以及防詐騙等領域的解決方案。其中PATRIOT OFFICER®产品是一套通过美国银行协会(美国银行家协会,ABA)審查的反洗錢以及反恐佈資助之智慧型系統,並協助客戶通過美國金融檢查單位多次檢查。在風險為本的原則下,滿足金融機構符合相關反洗錢法令規範的要求。

Agenda-at-a-glance

8:00 – 9:00

Registration and Morning Tea
登记(早茶)

9:15 – 10:30

New Regulatory Developments and How to Comply with Them
新监管发展趋势如何契合遵守

  • Assessing the impact of regulatory changes within China, Singapore, Hong Kong, Indonesia, Malaysia and Thailand
    评估中国大陆、新加坡、中国香港、印尼、马来西亚和泰国的监管变革所带来的影响
  • Applying lessons learned from high-profile enforcement actions to optimize your internal controls
    应用来自执法行动的经验教训优化金融机构内部的管控
  • Examining sanctions actions by OFAC and other agencies to develop compliance strategies
    考察OFAC 和其他机构所采取的制裁行动去发展合规战略

10:45 – 12:00

AML Risk Management Issues and Answers
AML 风险管理问题和答案

  • Using geographic, sectoral and product line assessment to satisfy internal risk tolerance goals
    应用对地域、行业和产品的评估以满足内部风险承受力的目标
  • Employing data-based modeling for accurate customer risk ratings and proper pricing
    采用基于数据的建模来准确划分客户风险等级和适当定价
  • Monitoring transactions, correspondent banks and sanctions lists to retain robust risk oversight
    监控交易、代理行和制裁名单以保持强有力的风险监督

12:00 – 13:15

Networking Luncheon for all Participants
午宴

13:15 – 14:00

Protecting Against Exposure to Terrorist Financing
防止恐怖融资

  • Investigating trade-based transactions commonly used to mask terrorism funding
    调查经常用来掩饰恐怖融资的贸易型交易
  • Scrutinizing legitimate enterprises and charities for potential hidden ties to terrorists
    审查与恐怖分子有潜在隐藏关联的合法企业和慈善组织
  • Enhancing information systems to scrutinize financial movements in areas with terrorist activity
    加强信息系统以审查恐怖主义活动地域的金融行动

14:15 – 15:00

Creating a Multi-Pronged Approach to Fighting Human Trafficking
多管齐下打击人口贩卖

  • Training staff on various forms of human trafficking and their distinct transaction typologies
    培训员工了解各类人口贩卖以及不同的交易类型
  • Collaborating with relevant law enforcement agencies to foster investigations and data sharing
    与不同执法机构展开合作以促进调查和信息共享
  • Creating data analytics capacity to spot funnel account patterns and other trafficking indicators
    创建数据分析能力发现人口贩卖的漏斗账户模型和其他贩卖指标

15:15 – 16:45

ABC’s of KYC
工作坊:KYC ABC

  • Evaluating key components of effective KYC to create a cohesive and comprehensive program, from both banking and MSB perspectives
    从银行和MSB 的角度,评估有效KYC 的关键组件,打造一个有一致和全面的合规项目
  • Elevating expertise on beneficial ownership regulatory guidance to assure global compliance
    提升实益拥有权的监管指导技能,以确保全球合规性
  • Conducting KYC testing and assessments to gauge effectiveness and guide system adjustments
    实施KYC 的测试和评估来衡量其有效性和做出系统调整