Welcome to the Greater Phoenix Chapter webpage! Our Chapter formed to provide the anti-money laundering /anti-terrorism financing (collectively AML) community in Arizona with a resource that provides support, guidance, training, and peer interaction for industry professionals.
The Greater Phoenix Chapter will actively support the goals of the international ACAMS association by being the premier AML organization in Arizona. The Chapter will fulfill this mission by:
- Providing high-quality meetings, workshops, and networking events where members and non-members can build knowledge, enhance skills, and share experiences and expertise.
- Achieving recognition as an effective resource by promoting sound AML policies, procedures, effective practices, and international standards to the local community including AML professionals, academic institutions, government agencies, financial institutions, and law enforcement.
- Building strong relationships with other professional organizations in the greater Phoenix region having similar money laundering prevention interests.
- Responding to the needs of our members that arise from the diversity of AML responsibilities and the constantly changing money laundering methodologies.
We look forward to meeting you… Join Today!
Upcoming Greater Phoenix Chapter learning events will be announced soon.
ACAMS Greater Phoenix Networking Social
November 10th, 2016
Greater Phoenix Chapter Networking Event
August 11, 2016
Please RSVP by July 15th.
Attendance will be limited to 75.
ACAMS Phoenix Chapter Training Event
March 2, 2016
The Greater Phoenix ACAMS Chapter is proud to co-sponsor the Third Annual Arizona AML Conference
February 4, 2015
The Greater Phoenix ACAMS Chapter is proud to co-sponsor the Second Annual Arizona AML Conference
January 14, 2014
Annual Arizona AML Conference
October 30, 2013
Financial Behaviours of Active Gamblers
September 5, 2013
The Greater Phoenix ACAMS Chapter held a learning event on September 5, 2013. Nearly 40 attendees trekked to the Talking Stick Resort and Casino in Scottsdale Arizona to enjoy hors d’oeuvres and the opportunity to network with others from financial institutions, financial product service entities, regulatory agencies, casinos, the Phoenix Police Department, the IRS, Homeland Security, and other businesses. An overview of Chapter membership benefits was presented by Chapter Co-Chair Hemant Mirchandani.
A presentation was made by Michael Webb, CAMS/CPA, BSA/Tax Controller for Casino Arizona and Talking Stick Resort and Casino on Financial Behaviors of Active Gamblers. The presentation included a description of BSA/AML investigations as they pertain to casinos. Investigative processes are different than those used by financial institutions due to frequent lack of specific information on transactors. The presentation covered ways of identifying cash depositors transacting substantial cash while making claims of gambling winnings and types of activity tracked by casinos. Mike also included a case study of an investigation that lasted approximately 12 months.
Thank you to Talking Stick Resort and Casino for hosting this event and to all those who attended!
Effective Financial Investigations
May 7, 2013
Writing Quality SARs in the Electronic Age
March 5, 2013
On March 5, 2013, ACAMS brought its first live, full-day seminar to Phoenix, jointly sponsored by the Greater Phoenix ACAMS Chapter. Twenty-nine attendees from six different states had the opportunity to hear speakers from financial institutions and the IRS Criminal Investigations (CI) division. Presentations covered expectations of law enforcement, examiners, and senior management as well as real-life fraud scenarios with recordings of bank call centers. Attendees were divided into five groups, each with a separate ‘fact’ sheet, to discuss and create Suspicious Activity Reports on the transactions/activity provided. The IRS CI, both of whom are members of the Phoenix SARs Task Force, reviewed the SARs and provided feedback on the narratives.
Attendees were from a variety of financial industries, including banks; casinos; credit unions; money services businesses; and insurance companies from multiple different states. The diversity led to discussions of varying fraud and unusual activity seen within each industry. Real world experiences were also shared by the presenters, from financial institution and law enforcement perspectives.
The seminar was hosted by Silicon Valley Bank in Tempe, AZ and attended by several national and Chapter ACAMS members.
Lisa Johnson, CAMS
Melissa “Lisa” Johnson has been working in the fields of AML and Risk Compliance for over 10 years with experience in audit, reporting and investigations. She is an Investigations Manager in the Financial Intelligence Unit at American Express where she leads a team of analysts who review and report suspicious activity in compliance with the Bank Secrecy and USA PATRIOT Acts. She holds Bachelor of Science in Economic Crime Investigation and Master of Science in Economic Crime Management, both from Utica College.
Catheryn J. Avalos, CAMS
Catheryn has over 11 years of experience investigating financial crimes and nine years in banking compliance specializing in the Bank Secrecy Act. Catheryn currently works as a compliance officer with Zions Bancorporation operating as the Bank Secrecy Act officer at National Bank of Arizona. Catheryn is CAMS certified and earned a Bachelors in Business Management from the University of Phoenix.
Stephanie Daniel, CAMS
Fraud and Operational Risk Mitigation professional with 20+ years of experience in the financial services field through operational & credit risk management, compliance administration, investigation and management of high profile investigations in mortgage, retail banking, credit, payments and online channels.
Jennifer Haggard, CAMS, CRCM
Jennifer Haggard oversees enterprise-wide administration for Wells Fargo’s financial crimes program. Her primary areas of responsibility include managing operational risk reporting for the program, overseeing the audit and exam liaison function, and directing the BSA/AML/sanctions risk assessment process. Jennifer has more than 25 years in the industry, including experience in bank supervision and compliance management. Prior to joining Financial Crimes Risk Management, Jennifer served as an Audit Director at Wells Fargo leading dedicated compliance and BSA/AML/sanctions teams. Jennifer earned her Bachelor of Business Administration degree from the University of Iowa.