Carolinas Chapter

Participate

Upcoming Event

  • Carolinas Chapter December Event
  • December 13, 2016
  • Registration: 4:30 PM – 5:00 PM
  • Presentation: 5:00 PM – 6:30 PM
  • Cocktails & Networking: 6:30 PM – 7:30 PM
  • Wake Forest Center
    200 North College Street
    Charlotte, NC 28202
  • Chapter Member: Free
  • Non-Chapter Member: $25.00
  • 1 CAMS Credit
  • Read More| RSVP Here

Welcome and thank you for visiting the ACAMS Carolinas Chapter website.

Our Chapter will launch January of 2010 in order to provide the anti-money laundering / anti-terrorism financing community with a professional resource that can provide support, guidance, training, and peer interaction for industry professionals.

Our Executive Board is comprised of regulators, industry experts, and consultants who specialize in the prevention, detection, and reporting of financial crimes, including money laundering, terrorist financing, sanctions compliance, and fraud.

One of our Chapter’s goals is to promote ACAMS as a platform for career development and professional networking for our community professionals, by organizing meetings, workshops, and events of local interest, where we will present various speakers who are subject matter experts in the industry. We believe this Chapter will be an effective and productive resource, and we strongly encourage your participation.

  • Carolinas Chapter December Event
  • December 13, 2016
  • Registration: 4:30 PM – 5:00 PM
  • Presentation: 5:00 PM – 6:30 PM
  • Cocktails & Networking: 6:30 PM – 7:30 PM
  • Wake Forest Center
    200 North College Street
    Charlotte, NC 28202
  • Chapter Member: Free
  • Non-Chapter Member: $25.00
  • 1 CAMS Credit

RSVP Here

  1. Upon clicking on the RSVP link, you will be directed to login to the ACAMS Store
  2. Login or Register
  3. Navigate to “Chapter Events”
  4. Locate your event and “Add to Cart”
  5. Proceed to “Checkout”

Carolinas Chapter December Event

Speaker:

  • Richard Weber
    Chief
    Criminal Investigation at Internal Revenue Service

The Chief’s message will focus on the agency’s history, current challenges, and FY17 priorities. Priorities include the agency’s core mission tax investigations (employment, corporate, international/offshore, abusive tax schemes, refund crimes) and non-tax investigations (terrorism, narcotics, and cybercrimes).


CDD – Beneficial Ownership Rule/5th Pillar and Risk Assessments

Speakers:

  • Jason Chorlins, CPA, CFE, CAMS, CITP
    Principal – Risk Advisory Services
    Kaufman Rossin
  • Ivan A. Garces, CPA, CFE, CFF, CAMS
    Principal – Risk Advisory Services
    Kaufman Rossin
    Download Bios

Trade Based Money Laundering

Speakers:

Introductions by John Byrne, Executive Vice President, ACAMS

Mr. Byrne is an internationally known regulatory and legislative attorney with close to 30 years of experience in a vast array of financial service related issues, with particular expertise in regulatory oversight, policy and governance, anti-money laundering (AML), privacy and terrorist financing. He has written over 100 articles on AML, asset forfeiture and privacy; represented the banking industry in this area before the United States Congress, state legislatures and international bodies such as the Financial Action Task Force (FATF); and appeared on CNN, Good Morning America, the Today Show, and many other media outlets.

Mr. Byrne has received a number of awards, including the Director’s Medal for Exceptional Service from the US Treasury Department’s Financial Crimes Enforcement Network (FinCEN) and the ABA’s Distinguished Service Award for his career work in the compliance field.

John Cassara, former Dept. of Treasury, noted author

John Cassara retired after a 26 year career in the federal government intelligence and law enforcement communities. He is considered an expert in anti-money laundering and terrorist financing, with particular expertise in the areas of money laundering in the Middle East and the growing threat of alternative remittance systems and forms of trade-based money laundering and value transfer. He invented the concept of international “Trade Transparency Units,” an innovative countermeasure to entrenched forms of trade-based money laundering and terrorist financing. A large part of his career was spent overseas. He is one of the very few to have been both a clandestine operations officer in the U.S. intelligence community and a Special Agent for the Department of Treasury.

His last position was as a Special Agent detailee to the Department of Treasury’s Office of Terrorism Finance and Financial Intelligence(TFI). His parent Treasury agency was the Financial Crimes Enforcement Network (FinCEN), the U.S. Financial Intelligence Unit (FIU). He worked at FinCEN from 1996-2002. From 2002-2004, Mr. Cassara was detailed to the U.S. Department of State’s Bureau of International Narcotics and Law Enforcement Affairs (INL) Anti-Money Laundering Section to help coordinate U.S. interagency international anti-terrorist finance training and technical assistance efforts

During his law enforcement investigative career, Mr. Cassara conducted a large number of money laundering, fraud, intellectual property rights, smuggling, and diversion of weapons and high technology investigations in Africa, the Middle East, and Europe for a variety of federal agencies. While assigned to the Office of the Customs Attaché in Rome, Italy, he directed the first truly international money laundering task force, called Operation Primo Passo, (“First Step”). The innovative operation combated Italian/American organized crime by examining the movement of money between the two countries and represented an early use of financial intelligence to proactively initiate investigations. During his customs career, he also served two years as an undercover arms dealer. He began his career with Treasury as a Special Agent assigned to the Washington Field Office of the U.S. Secret Service.

Since his retirement, he has lectured in the United States and around the world on a variety transnational crime issues. He is a industry advisor for SAS – the analytics company. Mr. Cassara has authored or co-authored several articles and books, including Hide and Seek, Intelligence, Law Enforcement and the Stalled War on Terrorist Finance (2006 Potomac Books) and On the Trail of Terror Finance – What Intelligence and Law Enforcement Officers Need to Know (2010 Red Cell IG). In 2013, his first novel was released – Demons of Gadara. Trade-Based Money Laundering: The Next Frontier in International Money Laundering (Wiley) was released in November, 2015.


Dissecting FinCEN’s Client Due Diligence Rule: understanding the final rule and preparing for implementation

Download Presentation


BSA/AML Model Risk Best Practices


Trends in Alternative Payment Risks


Understanding Today’s Terrorist Threats and Risks


Model Validation and Risk Modeling

Download Presentation


International Trends in Money Laundering


The Role of the Department of Defense in AML and CTF Efforts

Presented by: Joseph Sinicrope, Lieutenant Colonel Retired USMC

Elder Abuse – Telemarketing and Lottery Fraud


Turning the Tables – Join us for a candid question and answer session around issues and trends in AML Audits and Exams


Elder Abuse – At Risk Persons


SAR Review Teams Nationwide, the Columbia SC Financial Crimes Task Force, And SAR Trends and Tips for Preparing SARs for Law Enforcement


Investigation Trends and the New SAR Form

Melissa L. Morelli

Melissa L. Morelli, CAMS
Co-Chair
US Bank

Melissa Morelli is a Financial Crimes Compliance Risk Manager at U.S. Bank responsible for providing oversight of Financial Crimes risk and implementation to the Retail Line of Business. Prior to joining U.S. Bank, Melissa held various AML and Compliance roles at a large financial institution for approximately 15 years. Roles included Regulatory Relations Liaison, Financial Crimes Investigator, Financial Crimes Investigations Operational Manager, Global Financial Crimes Enterprise Training Manager and Global Financial Crimes Strategy and Operations Manager. Melissa has presented in various ACAMS training webinars in regards to Suspicious Activity Reporting and SAR Quality Assurance and as a panel speaker.

Email: melissa.morelli@usbank.com


Megan Davis Hodge

Megan Davis Hodge
Co-Chair
RBC

Megan Davis Hodge is the Regional Head of Anti-Money Laundering – USA for RBC (Royal Bank of Canada), responsible for overseeing the AML programs for RBC’s US-based entities. Prior to that, Hodge spent 5 years as the Chief Compliance Officer for RBC Bank and Head of Compliance for RBC International Wealth-US, responsible for the organizations’ overall compliance program. Hodge joined RBC Bank in 2005 as Director of AML and has nearly 15 years’ experience in Anti-Money Laundering (AML) Compliance. Prior to joining RBC, Hodge was at Bank of America and began her career with Accenture (formerly Andersen Consulting). She is on the Board of the ABA/ABA Money Laundering Enforcement (MLE) Conference and has previously served as Chair of the ABA’s Compliance Administrative Committee (CAC). Hodge has testified before the Congressional Oversight and Investigations Committee on Financial Services on behalf of the American Bankers Association (ABA). She holds a Bachelor of Science in Business Administration from The University of North Carolina at Chapel Hill.


James Arndts

James (Jim) Arndts, CAMS
Treasurer
US Bank

Jim Arndts is the Director of Enterprise Financial Crimes Compliance (EFCC) Transformation at US Bank. In this role he is responsible to manage strategic change across the EFCC organization. The transformation team focuses on technology / analytic solutions and business process improvement for all financial crimes initiatives. Mr. Arndts has worked in the AML Compliance industry for over 12 years. Prior to joining US Bank he was the BSA Officer at Capital Bank where he led the AML and Fraud teams. He also held multiple AML positions with RBC where he was most recently the Head of the Global AML Financial Intelligence Unit, based in Toronto, ON. Prior to joining RBC in 2007, Jim worked at Bank of America where he was a Senior Risk Technology Manager and responsible to manage the AML technology program.

Jim Arndts has an MBA from the McColl Scholl of Business at Queen’s University of Charlotte and a Bachelor’s degree in Management Information Systems from Ohio University. Mr. Arndts is a Certified Anti-Money Laundering Specialist, regularly participates in industry working groups and regularly speaks at money laundering and sanction related conferences.


April Siniscope

April Sinicrope
Membership Director
CitiBank

April Sinicrope is the Senior Vice President for Citi US Consumer and Commercial Banking for North America where she oversees the Enhanced Due Diligence Team. Mrs. Sinicrope has worked in the industry for over 15 years. Prior to joining Citi in 2014, she was with several firms, including LPL Financial, Wachovia Securities and Edward Jones Investments where she took on a myriad of roles with increasing responsibilities which provided her a detailed understanding of many aspects within a financial institution.

Mrs. Sinicrope has received a Bachelor of Science from Park University and a Master of Business Administration from the University of Phoenix. She is FINRA Series 7 and 24 registered as well as a Certified Anti-Money Laundering Specialist and a Certified Fraud Examiner.

Email: april.sinicrope@lpl.com


Denise Whiting

Denise Whiting
Co-Membership Director
Dixon Hughes Goodman (DHG)

Denise Whiting is a Manager at Dixon Hughes Goodman (DHG). She has 15 years of experience in the financial services industry and extensive knowledge of the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Economic Sanctions (ES) and Operational Risk compliance. Denise provides subject matter expertise in the area of AML, BSA and ES related issues including identifying, assessing and managing the risks associated with money laundering and terrorist financing. She holds U.S. Patent #20110087495: Suspicious Entity Investigation & Related Monitoring in a Business Environment and is a frequent speaker on financial crimes. Prior to joining DHG, Denise worked for three Fortune 50 financial institutions and a Fortune 300 financial institution. She is a Certified Anti-Money Laundering Specialist (CAMS) and certified in Lean Six Sigma.


Rebecca Schauer Robertson

Rebecca Robertson
Co-Membership Director
South State Bank

Rebecca “Becky” Schauer Robertson is Senior Vice President – Director of AML Compliance for South State Bank, a subsidiary of South State Corporation, the largest publicly traded bank holding company in South Carolina. South State Bank operates approximately 124 locations throughout South Carolina, Georgia, and North Carolina. Robertson is responsible for ensuring the Bank’s compliance with all facets of the Bank Secrecy Act, USA PATRIOT Act, and Office of Foreign Assets Control. Additionally, Robertson directs the Bank’s Fraud department. Robertson earned a Bachelor of Science degree in Business Administration from Milligan College and was honored in 2012 with the Professional Excellence Award from her Alma Mater. She holds the advanced designation of Certified Anti-Money Laundering-Audit Specialist (CAMS-Audit), and designations of Certified AML and Fraud Professional (CAFP), and Certified Fraud Examiner (CFE). She has participated as a panelist and speaker on the topic of BSA for a number of law enforcement and risk-audit groups. In addition to serving on the ACAMS Carolinas Chapter Board, Robertson currently serves on the ABA Financial Crimes Advisory Board.


Susan Sanchez

Susan Sanchez
Co-Membership Director

TD Bank

Susan holds the role of Senior Vice President, Head of Global AML Operations Support at TD Bank, America’s Most Convenient Bank. She is based in Lexington, SC and is responsible for the Global Demarketing, AML Exception Processing and AML Operations QA program. TD Bank, America’s Most Convenient Bank® is one of the 10 largest banks in the U.S. with an extensive network of approximately 1,300 locations from Maine to Florida. TD Bank is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. Before joining TD Bank 5 years ago, Susan held roles in Regulatory Compliance with South State Bank, based in Columbia, SC, and Client On-Boarding and Due Diligence with ABN AMRO Bank, based in Chicago, IL and Amsterdam in the Netherlands rounding out her 15 years of experience in AML and Compliance functions.

Susan holds a Bachelor of Science Degree in Organizational Development from Loyola University Chicago. She is a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and the Association of Certified Financial Crimes Specialists; and is past-Treasurer of the FBI Columbia Citizens Academy Alumni Association.


David Stewart

David Stewart, CAMS
Programming Director
SAS Worldwide Marketing

David is director of SAS’ Global Financial Crimes Practice for Banking and is responsible for leading strategy development, driving product management and providing key marketing counsel for Anti-Money Laundering and Fraud Management solutions worldwide. In addition to working closely with financial services institutions and regulatory agencies, David collaborates with SAS’ research and development organization, as well as implementation teams, to deliver industry best practices for financial crimes solutions. David has chaired the Annual SAS Anti-Money Laundering User Group for the past five years and has served on the steering committee of the annual Anti-Terrorist Financing Forum since 2007.

Previously, David served as a SAS business manager for one of the world’s largest financial institutions. He managed a team responsible for implementing enterprise scale projects devoted to customer relationship management and anti-money laundering initiatives. In addition, David has held various relationship management responsibilities for financial services customers over the past fifteen years.

David holds a Bachelor of Arts degree in Economics from North Carolina State University and is a Certified Anti-Money Laundering Specialist.

Email: david.stewart@sas.com


Paul Dougherty

Paul Dougherty
Co-Programming Director
Fifth Third Bank

Paul B. Dougherty is the Director of Financial Crimes Compliance at Fifth Third Bank where he leads the Anti-Money Laundering and Economic Sanctions programs. He is responsible for ensuring compliance with applicable financial crimes laws and regulations along with overseeing all financial crimes operations and risk management functions. Prior to joining Fifth third, Paul worked at Bank of America for ten years, managing the North America AML Risk Management team and the Financial Intelligence Unit.


Robert Goldfinger

Robert A. Goldfinger, CAMS, CFS, Cmdr. CID (retired)
ACAMS Headquarters Communication Director
NominoData LLC

Robert A. Goldfinger is the President of Lormel Goldfinger Global Group LLC. He leads the development of client relationships, partner collaborations as well as providing expert consulting services. With nearly three decades of leadership experience in the public and private sectors, Mr. Goldfinger brings a unique combination of management expertise, operational leadership and marketing across business environments. Mr. Goldfinger has held leadership positions within Fraud/Risk Management area at multiple firms over the years including financial services and technology entities. He has a proven ability to design both operational and technical approaches to enhance Risk, Fraud and Compliance management programs. Mr. Goldfinger’s background within the Compliance, Anti-Money Laundering/Combating Terrorist Financing, Security and Operational Risk disciplines allow him to view overall risk management operations with a practical risk based approach. Mr. Goldfinger is a retired Law Enforcement Executive havingserved with the Rochester New York Police Department. During his tenure in Law Enforcement, he held numerous leadership positions including Commanding Officer of Criminal Investigations, Director of Training and Development, Patrol Staff Commanding Officer, Patrol Section Commander and Internal Investigation Command managing use of deadly physical force and corruption and integrity investigations. Mr. Goldfinger is a Certified Anti-money Laundering Specialist (CAMS) and Certified Fraud Specialist (CFS). He is Co-Chair of ACAMS Carolinas Chapter, and serves on ACAMS TODAY editorial task force and ACAMS educational task forces. He is a frequent speaker at numerous conferences on organizational efficiency, threat and risk management, fraud and Anti-money Laundering and has been published in a variety of industry periodicals.

Email: robertgoldfinger007@gmail.com


Lisa Grigg

Lisa Grigg
Board Advisor
U.S. Bank, Chief AML Officer

Email: lisa.grigg@usbank.com


Daniel D. Soto

Daniel D. Soto, CAMS
Board Advisor
Ally Financial, Inc.

Dan is the Chief Compliance Officer for Ally, where he is responsible for Ally’s enterprise-wide compliance activities. Before joining Ally, Dan spent two years with Wachovia/Wells Fargo in anti-money laundering and retail banking compliance; was for three years the Chief Compliance Officer for Royal Bank of Canada–Centura; and spent eight years with Bank of America in the global anti-money laundering compliance function.

Prior to joining the private industry, Dan was in the public sector as a commissioned bank examiner where he spent six years with the FDIC and nearly 10 years with the Federal Reserve Board.

Dan is based in Charlotte, North Carolina; was recently awarded the 2014 Distinguished Service Award from the ABA Compliance Administrative Committee; is a faculty member of the American Bankers Association’s National Compliance School; and also on the advisory boards of the Association of Certified Anti-Money Laundering Specialists and the BSA Coalition.

Email: dan.soto@ally.com