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Leveraging Your Existing Processes to Comply with the Red Flags Rule
Thursday, May 22, 2008
2:00PM - 3:00PM ET | 1:00PM - 2:00PM CT | 12:00PM - 1:00PM MT | 11:00AM - 12:00PM PT

With cases of identity theft soaring, the U.S. government has imposed a new Identity Theft Red Flags Rule. Effective November 1, 2008, any creditor or financial institution holding accounts vulnerable to identity theft is required to have written policies and procedures in place to detect, prevent and mitigate the incidence of customer identity theft. How do you create an effective Identity Theft Prevention program? What are the red flags your program must identify, how must you follow through after one is detected—and how will this new program fit into your overall anti-money laundering compliance regime? This complimentary session will address the key areas your Identity Theft program needs to cover. Plus, our experts will show you how to leverage your current customer identification program (CIP) to help meet new compliance obligations, streamline your overall compliance process and forge a tougher armor that can withstand hits from regulators and fraudsters.

Speakers:

Sepideh Behram
General Counsel, Bankers’ Association for Finance and Trade
American Bankers Association (ABA)

Sepideh is General Counsel of the Bankers’ Association for Finance and Trade. Prior to her role as General Counsel, she was Senior Compliance Counsel in the Center for Regulatory Compliance Section of ABA’s Government Relations Division, overseeing regulatory efforts on anti-money laundering and Bank Secrecy Act matters and providing support on ABA's educational offerings in this arena. She also managed the ABA Chairman Committee on Bank Secrecy Act Reform which focuses on taking a fresh look at the existing BSA/AML regulatory regime. Prior to joining the ABA, Sepideh served as director, deputy chief compliance officer for E*TRADE Bank and E*TRADE Financial’s Global AML Officer. She was responsible for the identification, assessment and mitigation of regulatory risk for various lines of business, and advised the company on creating synergies between bank and brokerage for both domestic and international affiliates. She also served as E*TRADE Bank's privacy and Office of Foreign Asset Control officer. In addition, Sepideh is a member of the District of Columbia and Michigan Bars and the American Bar Association.

Debra Geister
Director of Fraud Prevention and Compliance Solutions
LexisNexis

Debra is responsible for the development of fraud prevention and compliance products for the Risk Information and Analytics Division of LexisNexis. She spends most of her time working with customers to understand their needs, challenges and business processes. In addition, she partners with other industry providers to help them understand identity verification and other technologies. She also works with the American Bankers Association and other industry groups and the regulatory community as well as fraud prevention groups. Prior to joining LexisNexis, she worked for Wolters-Kluwer Financial Services (Bankers Systems), designing and developing products to fulfill banking regulatory requirements. For many years prior, she was a consultant specializing in strategic planning, business systems and processes for such clients through such agencies as the Dept. of Agriculture, Small Business Administration, McKnight Foundation, Small Business Development Center and the Agricultural Utilization Research Institute. Her role was to work with businesses to develop business and expansion plans, marketing plans and assist businesses with cash flow and other issues.

Paul Gray
Director of Privacy and Information Risk Mgmt. for International Wealth Mgmt. and Insurance, US & Caribbean
RBC

As part of the Group Risk Management function, Paul is responsible for leading the implementation of a coordinated, client centric approach to privacy and information risk management compliance across RBC’s banking, international wealth management and insurance operating subsidiaries in the US and Caribbean. In this role, Paul ensures units are equipped to meet all business and regulatory requirements and expectations, governing law and other applicable laws within the US and Caribbean jurisdictions in relation to privacy and information risk management including safeguarding, confidentiality, integrity, availability, authentication, traceability, and appropriate use of information and information systems. Prior to his current role, Paul was responsible and held privacy, operational risk management, electronic banking and state compliance roles at RBC Bank, RBC’s US banking operation. He is an active member in the International Association of Privacy Professionals (IAPP) and numerous local and regional privacy and risk management organizations. Before joining RBC, Paul was an officer in the US Marine Corps and held various roles in project and risk management.

When you register for this web seminar, someone from our member services team will contact you via email a few days before the seminar with log-in instructions.

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